JPMorgan files Form 144 for 5,660 compensated shares

JPMorgan Chase & Co. submitted a Form 144 notice relating to proposed and recent sales of Common Stock.

Rhea-AI Filing Summary

JPMorgan Chase & Co. submitted a Form 144 notice relating to proposed and recent sales of Common Stock. The filing lists 5,660 shares identified for sale (acquired via equity awards) and reports two prior dispositions of 3,487 shares each on 01/16/2026 and 02/17/2026, with proceeds of $1,090,727.70 and $1,068,428.91 respectively. The securities are Common Stock, $1 par value and the exchange is listed as NYSE.

Insights

Securities Compliance Officer

TL;DR: This Form 144 documents planned and recent insider dispositions of Common Stock consistent with equity‑award liquidity.

The filing lists 5,660 shares as securities to be sold that were "acquired as a result of awards granted by Issuer," indicating these shares originate from compensation. The listed exchange is NYSE.

Two previous sales of 3,487 shares each occurred on 01/16/2026 and 02/17/2026, generating $1,090,727.70 and $1,068,428.91. Timing and method details for the planned 5,660 share sale are not specified in the excerpt.

Equity Capital Markets Analyst

TL;DR: The transactions are routine equity‑compensation-related dispositions with disclosed share counts and gross proceeds for prior sales.

The excerpt ties the 5,660 shares to "Equity Compensation," and shows two completed dispositions of 3,487 shares each with explicit proceeds figures. These entries document realized cash amounts from those trades rather than an offering by the issuer.

Cash‑flow treatment for the listed 5,660 shares is not stated; subsequent filings would be needed for method of sale or block/AT‑the‑market specifics.

Key Figures

Planned shares to be sold: 5,660 shares Sale on 01/16/2026: 3,487 shares Proceeds on 01/16/2026: $1,090,727.70 +2 more

5 metrics

Planned shares to be sold 5,660 shares listed as "Securities To Be Sold" acquired via awards

Sale on 01/16/2026 3,487 shares disposition listed under "Securities Sold During The Past 3 Months"

Proceeds on 01/16/2026 $1,090,727.70 gross proceeds shown for the 3,487‑share sale on <date>01/16/2026</date>

Sale on 02/17/2026 3,487 shares disposition listed under "Securities Sold During The Past 3 Months"

Proceeds on 02/17/2026 $1,068,428.91 gross proceeds shown for the 3,487‑share sale on <date>02/17/2026</date>

Key Terms

Equity Compensation, Form 144, Common Stock, $1 Par Value

3 terms

Equity Compensation financial

"Acquired as a result of awards granted by Issuer"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Common Stock, $1 Par Value financial

"Common Stock. $1 Par Value | 01/13/2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does JPM's Form 144 disclose about planned sales of Common Stock?

The Form 144 lists 5,660 shares of Common Stock identified for sale, described as "acquired as a result of awards granted by Issuer." The filing ties these shares to equity compensation and lists the exchange as NYSE.

How many shares did the filer sell in the past three months for JPM?

The filing reports two past dispositions of 3,487 shares each, executed on 01/16/2026 and 02/17/2026. These are recorded as sales in the "Securities Sold During The Past 3 Months" section.

What proceeds were reported for the recent JPM sales listed in Form 144?

Proceeds shown are $1,090,727.70 for the 01/16/2026 sale and $1,068,428.91 for the 02/17/2026. These figures appear next to the respective share dispositions.

Were the shares listed in Form 144 acquired as compensation for JPM?

Yes. The filing states the shares were "Acquired as a result of awards granted by Issuer," indicating the shares originate from equity compensation rather than open‑market purchase or inheritance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 05:46 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001539649
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	JPMORGAN CHASE & CO.
SEC File Number
Address of Issuer	270 Park Avenue New York NEW YORK 10017
Phone	2122702978
Name of Person for Whose Account the Securities are To Be Sold	Douglas B. Petno
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Co-CEO, Commercial and Investment Bank

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	5660	1735218.88	2679511418	04/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock. $1 Par Value	01/13/2026	Acquired as a result of awards granted by Issuer	Issuer			5660	01/13/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Douglas B. Petno c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	01/16/2026	3487	1090727.70
Douglas B. Petno c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	02/17/2026	3487	1068428.91

144: Remarks and Signature

Remarks
Date of Notice	04/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Irene E. Han under POA on behalf of Douglas B. Petno
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)