Marianne Lake files Form 144 to sell JPM common shares

Rhea-AI Filing Summary

J.P. Morgan reported proposed sales of Common Stock by Marianne Lake under Form 144. The filing lists a sale of 3,908 shares on 01/16/2026 with proceeds of $1,222,353.41 and a sale of 3,907 shares on 02/17/2026 with proceeds of $1,197,158.15.

The form also lists equity compensation acquisitions dated 01/13/2022, 01/13/2024, and 01/13/2025 with counts shown in the excerpt.

Insights

Insider Transactions Analyst

Routine Rule 144 dispositions by an executive; amounts are modest relative to large-cap free float.

The filing records two proposed dispositions by Marianne Lake: 3,908 shares (proceeds $1,222,353.41) dated 01/16/2026 and 3,907 shares (proceeds $1,197,158.15) dated 02/17/2026. These appear as standard Rule 144 notices tied to previously granted equity awards.

Cash‑flow treatment and whether sales were executed are not shown in the excerpt; subsequent SEC filings or transaction confirmations will state completion. Timing and tax/plan context are not provided in the excerpt.

Key Figures

Proposed sale 1 - shares: 3,908 shares Proposed sale 1 - proceeds: $1,222,353.41 Proposed sale 2 - shares: 3,907 shares +4 more

7 metrics

Proposed sale 1 - shares 3,908 shares sale dated 01/16/2026

Proposed sale 1 - proceeds $1,222,353.41 gross proceeds shown for 01/16/2026

Proposed sale 2 - shares 3,907 shares sale dated 02/17/2026

Proposed sale 2 - proceeds $1,197,158.15 gross proceeds shown for 02/17/2026

Equity award count (2022) 664 shares acquired as a result of awards granted; date 01/13/2022

Equity award count (2024) 2,203 shares acquired as a result of awards granted; date 01/13/2024

Equity award count (2025) 3,560 shares acquired as a result of awards granted; date 01/13/2025

Key Terms

Form 144, Equity Compensation, Rule 144 sale, Proceeds

4 terms

Form 144 regulatory

"Common Stock. $1 Par Value ... 01/16/2026 ... 3908 ... 1222353.41"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Acquired as a result of awards granted by Issuer"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Rule 144 sale regulatory

"Securities Sold During The Past 3 Months ... Marianne Lake ... Common Stock"

Proceeds financial

"3908 | 1222353.41"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does JPM Form 144 from Marianne Lake disclose?

It discloses proposed sales of Common Stock by Marianne Lake under Rule 144. The excerpt lists 3,908 shares dated 01/16/2026 and 3,907 shares dated 02/17/2026, with the stated gross proceeds for each sale.

How much proceeds are shown for Marianne Lake's JPM sales?

The excerpt shows gross proceeds of $1,222,353.41 for the 01/16/2026 transaction and $1,197,158.15 for the 02/17/2026 transaction. The filing lists these amounts alongside the share counts.

Are the shares listed acquired from equity compensation?

Yes. The excerpt includes lines labeled Equity Compensation showing acquisition dates 01/13/2022, 01/13/2024, and 01/13/2025 with associated share counts in the filing excerpt.

Does the Form 144 mean the sales have completed for JPM shares?

No. Form 144 is a notice of intent to sell under Rule 144. The excerpt shows proposed sale dates and amounts but does not confirm settlement or execution of the transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 05:46 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001566079
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	JPMORGAN CHASE & CO.
SEC File Number
Address of Issuer	270 Park Avenue New York NEW YORK 10017
Phone	2122702978
Name of Person for Whose Account the Securities are To Be Sold	Marianne Lake
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	CEO, Consumer and Community Banking

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	6427	1970303.85	2679511418	04/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock. $1 Par Value	01/13/2022	Acquired as a result of awards granted by Issuer	Issuer			664	01/13/2022	Equity Compensation
Common Stock. $1 Par Value	01/13/2024	Acquired as a result of awards granted by Issuer	Issuer			2203	01/13/2024	Equity Compensation
Common Stock. $1 Par Value	01/13/2025	Acquired as a result of awards granted by Issuer	Issuer			3560	01/13/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Marianne Lake (1) c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	01/16/2026	3908	1222353.41
Marianne Lake (1) c/o J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017-2014	Common Stock. $1 Par Value	02/17/2026	3907	1197158.15

144: Remarks and Signature

Remarks	Sale by Grantor Retained Annuity Trust that is the same person as the Filer. (1) Securities sold on 01/16/2026 and 02/17/2026 included sales by Family Grantor Retained Annuity Trust that is the same person as the Filer.
Date of Notice	04/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Irene E. Han under POA on behalf of Marianne Lake
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)