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JPM Form 4: Officer reports 809-share transfer; 358,664 direct

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. (JPM) reported an insider transaction by a company officer (Co‑CEO of CIB). On 11/04/2025, the officer reported a Code G transfer of 809 shares of common stock at $0.0000 per share. Following the transaction, beneficial ownership stood at 358,664 shares held directly and 70,457 shares held indirectly by Family Trusts.

The footnote states balances reflect prior movements on August 15, 2025, including transfers of 7,500 shares from a GRAT to the Grantor and 18,030 shares from a GRAT to a Family Trust, which are noted as exempt under Rule 16a‑13.

Positive

  • None.

Negative

  • None.

Insights

Administrative insider transfer with no open‑market selling.

This Form 4 records a Code G transfer of 809 JPM common shares at $0.0000, indicating a gift or intra‑family/trust transfer rather than a market sale. Post‑transaction holdings are 358,664 direct and 70,457 indirect via Family Trusts.

The footnote cites earlier GRAT-related transfers on August 15, 2025 (7,500 to the Grantor; 18,030 to a Family Trust) as exempt under Rule 16a‑13. Such movements typically do not signal valuation views; actual impact depends on future transactions disclosed in subsequent filings.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Petno Douglas B

(Last) (First) (Middle)
383 MADISON AVENUE

(Street)
NEW YORK NY 10179-0001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-CEO CIB
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/04/2025 G 809 D $0.0000 358,664(1) D
Common Stock 70,457(1) I By Family Trusts
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Balances reflect a) 7,500 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor and b) 18,030 shares transferred from a GRAT to a Family Trust on August 15, 2025. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13.
Remarks:
poapetno.txt
/s/ Irene E. Han under POA 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did JPM’s insider report on Form 4 (JPM)?

An officer (Co‑CEO CIB) reported a Code G transfer of 809 shares of common stock on 11/04/2025 at $0.0000.

How many JPM shares does the insider hold after the transaction?

Beneficial ownership is 358,664 shares held directly and 70,457 shares held indirectly by Family Trusts.

Was this an open‑market sale of JPM shares?

No. The transaction is Code G, reflecting a transfer at $0.0000, not an open‑market sale.

What do the Form 4 footnotes say about prior share movements?

On August 15, 2025, 7,500 shares moved from a GRAT to the Grantor and 18,030 shares from a GRAT to a Family Trust, exempt under Rule 16a‑13.

Is the transaction linked to a Rule 10b5‑1 plan?

The form includes a 10b5‑1 plan checkbox reference; no selection is indicated in the provided excerpt.
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