STOCK TITAN

JPMorgan (NYSE: JPM) CEO James Dimon sells 130,488 company shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. Chairman & CEO James Dimon reported an open-market sale of 130,488 shares of JPM common stock on April 15, 2026 at an average price of $306.557 per share. After this transaction, he directly holds 1,680,625 shares.

The filing also lists additional indirect holdings, including 9,005.4963 shares through a 401(k), 4,209,284 shares held by family trusts, 116,466 shares held by an LLC, and 273,035 shares held by his spouse. A footnote states he disclaims beneficial ownership of these indirect shares except to the extent of any pecuniary interest.

Positive

  • None.

Negative

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Insights

Dimon sells 130k JPM shares while retaining a large overall stake.

James Dimon, as Chairman & CEO of JPMorgan Chase & Co., executed an open-market sale of 130,488 common shares at $306.557 per share. Following the sale, he continues to hold 1,680,625 shares directly.

The filing also details substantial indirect positions: 401(k) holdings, family trusts, an LLC, and spouse-held shares totaling several million shares, with a footnote that he disclaims beneficial ownership except for any pecuniary interest. This context shows the sale reduces but does not eliminate his equity exposure.

From a governance perspective, this is a meaningful but not transformational disposition given the remaining stake and lack of derivative exercises or tax-withholding entries in the April 15, 2026 transactions. Future company filings can provide additional color on any further insider activity or changes in indirect holdings.

Insider DIMON JAMES
Role Chairman & CEO
Sold 130,488 shs ($40.00M)
Type Security Shares Price Value
Sale Common Stock 130,488 $306.557 $40.00M
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,680,625 shares (Direct); Common Stock — 9,005.496 shares (Indirect, By 401(k))
Footnotes (1)
  1. [object Object]
Shares sold 130,488 shares Open-market sale of JPM common stock on April 15, 2026
Sale price $306.557 per share Average price for 130,488 JPM shares sold
Direct holdings after sale 1,680,625 shares JPM shares directly owned by James Dimon after transaction
401(k) indirect holdings 9,005.4963 shares JPM shares held indirectly via 401(k)
Family trust holdings 4,209,284 shares JPM shares held indirectly by family trusts
LLC holdings 116,466 shares JPM shares held indirectly by LLC
Spouse holdings 273,035 shares JPM shares held indirectly by spouse
open-market sale financial
"reported an open-market sale of 130,488 shares of JPM common stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
beneficial ownership financial
"disclaims beneficial ownership of such shares except to the extent"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of any pecuniary interest"
401(k) financial
"including 9,005.4963 shares through a 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
Family Trusts financial
"4,209,284 shares held by family trusts"
Form 4 regulatory
"James Dimon’s latest Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DIMON JAMES

(Last)(First)(Middle)
270 PARK AVENUE

(Street)
NEW YORK NEW YORK 10017-2014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026S130,488D$306.5571,680,625D
Common Stock9,005.4963IBy 401(k)
Common Stock4,209,284IBy Family Trusts
Common Stock116,466IBy LLC(1)
Common Stock273,035IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
/s/ Irene E. Han under POA04/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did JPMorgan (JPM) CEO James Dimon do in his latest Form 4?

James Dimon reported an open-market sale of 130,488 JPMorgan common shares at $306.557 per share. After this transaction, he directly holds 1,680,625 shares, plus additional indirect holdings via a 401(k), family trusts, an LLC, and his spouse.

How many JPMorgan (JPM) shares did James Dimon sell and at what price?

James Dimon sold 130,488 JPMorgan common shares in an open-market transaction at an average price of $306.557 per share. This Form 4 records a single sell transaction on April 15, 2026, without any corresponding option exercises or tax-withholding entries.

How many JPMorgan (JPM) shares does James Dimon hold after this sale?

After the sale, James Dimon directly owns 1,680,625 JPMorgan common shares. The filing also shows indirect holdings of 9,005.4963 shares via a 401(k), 4,209,284 shares in family trusts, 116,466 shares via an LLC, and 273,035 shares held by his spouse.

Are James Dimon’s indirect JPMorgan (JPM) holdings disclosed in this Form 4?

Yes. The Form 4 lists indirect ownership of 9,005.4963 shares through a 401(k), 4,209,284 shares held by family trusts, 116,466 shares held by an LLC, and 273,035 shares held by his spouse. A footnote says he disclaims beneficial ownership except for any pecuniary interest.

Does James Dimon’s Form 4 include any option exercises or derivative trades in JPM?

No. The transaction summary shows one open-market sale totaling 130,488 common shares and no derivative transactions. ExerciseCount and derivativeTransactionCount are both zero, indicating no reported option exercises, conversions, or other derivative-related trades in this filing.

What does the beneficial ownership disclaimer mean in James Dimon’s JPM Form 4?

The footnote states Dimon disclaims beneficial ownership of certain indirectly held shares except to the extent of any pecuniary interest. This means he does not claim full economic or voting ownership over those 401(k), trust, LLC, and spouse-held shares beyond any financial interest he may have.