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JPMorgan Chase (NYSE: JPM) General Counsel gifts 166 shares, retains large holdings

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. General Counsel Stacey Friedman reported a bona fide gift of 166 shares of common stock on 2026-07-27. The transaction carried no sale price. After the gift, she directly holds 40,795 shares and reports indirect holdings of 79,468 shares through a GRAT and 16,196 shares through a trust.

Positive

  • None.

Negative

  • None.
Insider Friedman Stacey
Role General Counsel
Type Security Shares Price Value
Gift Common Stock 166 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 40,795 shares (Direct); Common Stock — 79,468 shares (Indirect, By GRAT); Common Stock — 16,196 shares (Indirect, By Trust)
Shares gifted 166 shares Bona fide gift of common stock on 2026-07-27
Direct holdings after transaction 40,795 shares Direct common stock owned by Stacey Friedman after the gift
Indirect holdings by GRAT 79,468 shares Indirect ownership reported as held by GRAT as of 2026-07-27
Indirect holdings by Trust 16,196 shares Indirect ownership reported as held by Trust as of 2026-07-27
Bona fide gift financial
"The transaction is coded as a bona fide gift of 166 shares of common stock."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
GRAT financial
"Indirect ownership of 79,468 shares is reported as held by GRAT."
indirect ownership financial
"Additional entries describe indirect ownership through a GRAT and a trust."

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FAQ

What insider transaction did JPM (JPMorgan Chase & Co.) report for Stacey Friedman?

Stacey Friedman, JPMorgan Chase & Co.’s General Counsel, reported a bona fide gift of 166 shares of JPM common stock on 2026-07-27. The transaction was filed as a non-derivative disposition at no stated sale price per share.

How many JPM shares did Stacey Friedman gift in this Form 4 filing?

Stacey Friedman gifted 166 shares of JPMorgan Chase & Co. common stock. The transaction is coded as a bona fide gift (Code G), indicating a transfer without consideration rather than an open market sale or purchase.

What are Stacey Friedman’s direct JPM share holdings after this reported gift?

Following the reported gift, Stacey Friedman directly holds 40,795 shares of JPMorgan Chase & Co. common stock. This figure reflects her direct ownership position as of 2026-07-27, separate from any indirect holdings through trusts or similar entities.

What indirect JPM holdings does Stacey Friedman report in this Form 4?

In addition to direct shares, Stacey Friedman reports indirect ownership of 79,468 shares held by GRAT and 16,196 shares held by trust. These entries describe indirect positions rather than new buy or sell transactions on the reporting date.

Was the JPM insider gift by Stacey Friedman reported under a Rule 10b5-1 plan?

The Form 4 data indicate the Rule 10b5-1 checkbox is not marked as affirmative for this transaction. The filing characterizes the movement as a bona fide gift of shares, not as an exercise, sale, or purchase under an automated trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Friedman Stacey

(Last)(First)(Middle)
270 PARK AVENUE

(Street)
NEW YORK NEW YORK 10017-2014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/27/2026G166D$0.000040,795D
Common Stock79,468IBy GRAT
Common Stock16,196IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Denise G. Connors under POA07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)