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[Form 4] JPMORGAN CHASE & CO Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. executive Marianne Lake, CEO of Consumer & Community Banking, reported an indirect open-market sale of 6,427 shares of common stock at $298.3555 per share by Grantor Retained Annuity Trusts (GRATs).

After the sale, the GRATs held 76,402 shares indirectly. Separate holdings shown include 75,011 shares held indirectly by a Family Trust and 111,029 shares held directly. Footnotes explain that recent transfers between GRATs, the grantor, and a Family Trust are exempt from Section 16(b) under Rule 16a-13.

Positive

  • None.

Negative

  • None.
Insider Lake Marianne
Role CEO CCB
Sold 6,427 shs ($1.92M)
Type Security Shares Price Value
Sale Common Stock 6,427 $298.3555 $1.92M
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 76,402 shares (Indirect, By GRATs); Common Stock — 111,029 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 6,427 shares Indirect open-market sale by GRATs on May 15, 2026
Sale price $298.3555 per share Price for 6,427 JPMorgan Chase common shares
GRAT holdings after sale 76,402 shares Total JPM shares held indirectly by GRATs following transaction
Family Trust holdings 75,011 shares JPM shares held indirectly by Family Trust as reported
Direct holdings 111,029 shares JPM shares held directly by Marianne Lake
Exempt transfer 1 30,148 shares Transferred from a GRAT to Grantor on May 14, 2026
Exempt transfer 2 7,155 shares Transferred from a GRAT to Grantor on May 14, 2026
Exempt transfer 3 10,740 shares Transferred from a GRAT to a Family Trust on May 15, 2026
Grantor Retained Annuity Trust financial
"Balances reflect a) 30,148 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to Grantor on May 14, 2026"
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
GRAT financial
"shares transferred from a Grantor Retained Annuity Trust ("GRAT") to Grantor on May 14, 2026"
Family Trust financial
"10,740 shares transferred from a GRAT to a Family Trust on May 15, 2026"
Section 16(b) regulatory
"These transactions are exempt from Section 16(b) pursuant to Rule 16a-13."
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16a-13 regulatory
"These transactions are exempt from Section 16(b) pursuant to Rule 16a-13."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lake Marianne
(Last)(First)(Middle)
270 PARK AVENUE
(Street)
NEW YORK NEW YORK 10017-2014
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO CCB
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026S6,427D$298.355576,402(1)IBy GRATs
Common Stock111,029(1)D
Common Stock75,011(1)IBy Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Balances reflect a) 30,148 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to Grantor on May 14, 2026; b) 7,155 shares transferred from a GRAT to the Grantor on May 14, 2026; and c) 10,740 shares transferred from a GRAT to a Family Trust on May 15, 2026. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13.
Remarks:
poalake.txt
/s/ Denise G. Connors under POA05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR