STOCK TITAN

JPMorgan (NYSE: JPM) CFO Barnum reports RSU exercises and share sale

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co.'s Chief Financial Officer Jeremy Barnum reported multiple equity transactions on January 13, 2026. He acquired 12,861 shares of common stock and 12,021 shares of common stock through the exercise of Restricted Stock Units (RSUs) at a price of $0 per share. On the same date, he disposed of 13,310 shares of common stock at $318.715 per share. Following these transactions, he beneficially owned 29,589 shares of JPMorgan Chase common stock directly. Each RSU represents a contingent right to receive one share of common stock, with the reported RSU grants vesting in two equal installments across January 13, 2025, January 13, 2026, and January 13, 2027.

Positive

  • None.

Negative

  • None.
Insider Barnum Jeremy
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 12,021 $0.00 --
Exercise Restricted Stock Units 12,861 $0.00 --
Exercise Common Stock 12,861 $0.00 --
Exercise Common Stock 12,021 $0.00 --
Tax Withholding Common Stock 13,310 $318.715 $4.24M
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 30,878 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026. RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barnum Jeremy

(Last) (First) (Middle)
270 PARK AVENUE

(Street)
NEW YORK NY 10017-2014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/13/2026 M 12,861 A $0(1) 30,878 D
Common Stock 01/13/2026 M 12,021 A $0(1) 42,899 D
Common Stock 01/13/2026 F 13,310 D $318.715 29,589 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/13/2026 M 12,021 (2) 01/13/2026 Common Stock 12,021 $0.0000 0.0000 D
Restricted Stock Units (1) 01/13/2026 M 12,861 (3) 01/13/2027 Common Stock 12,861 $0.0000 12,862 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock.
2. RSUs vest 50% on January 13, 2025 and 50% on January 13, 2026.
3. RSUs vest 50% on January 13, 2026 and 50% on January 13, 2027.
/s/ Holly Youngwood under POA 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did JPM (JPMorgan Chase & Co.) report for Jeremy Barnum?

Chief Financial Officer Jeremy Barnum reported equity transactions dated January 13, 2026, including the exercise of Restricted Stock Units into JPMorgan Chase common stock and a disposition of common shares on the same date.

How many JPM common shares did Jeremy Barnum acquire and at what price?

He acquired 12,861 common shares and 12,021 common shares through RSU exercises, each at a reported price of $0 per share, reflecting the conversion of vested RSUs into JPMorgan Chase common stock.

How many JPMorgan Chase shares did Jeremy Barnum dispose of and at what price?

On January 13, 2026, he disposed of 13,310 shares of JPMorgan Chase common stock at a price of $318.715 per share, as reported under transaction code F.

What is Jeremy Barnum’s JPM share ownership after these transactions?

Following the reported transactions, Jeremy Barnum beneficially owned 29,589 shares of JPMorgan Chase & Co. common stock in direct ownership.

What do the Restricted Stock Units (RSUs) reported by JPM’s CFO represent?

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMorgan Chase common stock, according to the disclosure.

What are the vesting schedules for Jeremy Barnum’s RSUs reported in this filing?

One RSU grant vests 50% on January 13, 2025 and 50% on January 13, 2026. The other RSU grant vests 50% on January 13, 2026 and 50% on January 13, 2027.

Is Jeremy Barnum a major shareholder of JPMorgan Chase & Co.?

In this report, Jeremy Barnum is identified as the company’s Chief Financial Officer and is not listed as a 10% owner of JPMorgan Chase & Co.