STOCK TITAN

JPM GC Stacey Friedman (NYSE: JPM) GRAT sells 3,404 shares of stock

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. General Counsel Stacey Friedman reported an indirect sale of JPM common stock on 01/16/2026. A grantor retained annuity trust associated with her disposed of 3,404 shares at a price of $312.7961 per share. Following this transaction, the trust held 65,353 JPM shares indirectly for her benefit. Separately, she reported 50,136 JPM shares held directly and 13,604 JPM shares held indirectly through a trust. This filing reflects changes in her reported beneficial ownership rather than any change to JPMorgan Chase & Co.’s operations or financial results.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Friedman Stacey

(Last) (First) (Middle)
270 PARK AVENUE

(Street)
NEW YORK NY 10017-2014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 S 3,404 D $312.7961 65,353 I By GRAT
Common Stock 50,136 D
Common Stock 13,604 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Holly Youngwood under POA 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in this JPM (JPM) Form 4 filing?

The insider is Stacey Friedman, who serves as General Counsel of JPMorgan Chase & Co. and is reporting her beneficial holdings and an indirect sale of JPM common stock.

What JPM (JPM) stock transaction was reported on 01/16/2026?

A grantor retained annuity trust associated with Stacey Friedman reported an indirect sale of 3,404 shares of JPM common stock on 01/16/2026 at $312.7961 per share.

How many JPM (JPM) shares does the GRAT hold after the transaction?

After the reported sale, the grantor retained annuity trust associated with Stacey Friedman held 65,353 shares of JPM common stock as indirect beneficial ownership.

What are Stacey Friedman’s other reported JPM (JPM) share holdings?

In addition to the GRAT holdings, Stacey Friedman reported 50,136 JPM shares held directly and 13,604 JPM shares held indirectly through a trust.

Does this Form 4 filing change JPMorgan Chase & Co. (JPM) business results?

No. This Form 4 discloses changes in insider beneficial ownership of JPM shares by or through entities associated with Stacey Friedman. It does not describe any change in JPMorgan Chase & Co.’s operations, revenues, or earnings.

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