What are Marianne Lake’s JPM share holdings after this reported transaction?

After the sale, Marianne Lake indirectly holds 130,872 JPM shares through GRATs, 73,726 shares directly, and 64,271 shares indirectly via a family trust. These post-transaction balances show she maintains substantial direct and indirect ownership in JPMorgan Chase & Co following the disclosed sale.

[Form 4] JPMORGAN CHASE & CO Insider Trading Activity

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

JPMorgan Chase & Co executive Marianne Lake, CEO of Consumer & Community Banking, reported an indirect open-market sale of 6,427 shares of common stock on April 15, 2026 at 306.5666 per share through GRATs. Following this transaction, she indirectly holds 130,872 shares via GRATs, in addition to 73,726 shares held directly and 64,271 shares held indirectly through a family trust.

Insights

Marianne Lake recorded a routine-sized indirect stock sale while retaining substantial JPM holdings.

Marianne Lake, CEO of Consumer & Community Banking at JPMorgan Chase & Co, reported an indirect open-market sale of 6,427 common shares at 306.5666 per share through GRATs. The filing classifies this as an open-market sale transaction.

After the sale, she continues to show sizable exposure to JPM stock: 130,872 shares indirectly via GRATs, 73,726 shares held directly, and 64,271 shares indirectly via a family trust. No derivative positions are listed, and there is no indication in this data of a related option exercise or tax-withholding event.

Based on the available figures, the transaction appears as a targeted liquidity move rather than an exit, since large direct and indirect positions remain. The filing does not reference any trading plan or special conditions, so this is best viewed as a straightforward insider sale with continued significant ownership.

Insider Trade Summary 10b5-1

Net Seller: 6,427 shares ($1,970,304)

Net Sell 3 txns

Insider Lake Marianne

Role CEO CCB

Sold 6,427 shs ($1.97M)

Type	Security	Shares	Price	Value
Sale	Common Stock	6,427	$306.5666	$1.97M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 130,872 shares (Indirect, By GRATs); Common Stock — 73,726 shares (Direct)

Footnotes (1)

Key Figures

Shares sold: 6,427 shares Sale price per share: 306.5666 per share Indirect holdings via GRATs after sale: 130,872 shares +2 more

5 metrics

Shares sold 6,427 shares Open-market sale of common stock on April 15, 2026

Sale price per share 306.5666 per share Price for the 6,427-share open-market sale

Indirect holdings via GRATs after sale 130,872 shares Common stock held indirectly by GRATs following transaction

Direct holdings after transaction 73,726 shares Common stock held directly after reported date

Indirect holdings via family trust 64,271 shares Common stock held indirectly by family trust after reported date

Key Terms

GRATs, Family Trust, Common Stock, open-market sale

4 terms

GRATs financial

"nature_of_ownership": "By GRATs""

Family Trust financial

"nature_of_ownership": "By Family Trust""

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 Insider Transactions: What Each Field Means →

04/15/2026 - 05:50 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lake Marianne

(Last)

(First)

(Middle)

270 PARK AVENUE

(Street)

NEW YORK

10017-2014

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO CCB

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/15/2026		S		6,427	D	$306.5666	130,872	I	By GRATs
Common Stock								73,726	D
Common Stock								64,271	I	By Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Irene E. Han under POA	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did JPM (JPMorgan Chase & Co) executive Marianne Lake report in this Form 4?

Marianne Lake reported an indirect open-market sale of 6,427 shares of JPMorgan common stock. The sale occurred on April 15, 2026 at a reported price of 306.5666 per share, executed through grantor retained annuity trusts (GRATs) rather than from her direct holdings.

How many JPM shares did Marianne Lake sell and at what price?

She sold 6,427 shares of JPMorgan Chase & Co common stock at a reported price of 306.5666 per share. The transaction is classified as an open-market sale, indicating it was executed in the market rather than as a private award, gift, or tax-withholding event.

Was the JPM stock sale by Marianne Lake direct or through an entity?

The 6,427 JPM shares were sold indirectly through GRATs, as indicated by the ownership code and nature-of-ownership description. Separate line items show she also has direct holdings and additional indirect holdings through a family trust that were not part of this specific reported sale.

Does this Form 4 for JPM show any option exercises or derivative activity?

No, this Form 4 excerpt shows no derivative transactions or option exercises. The transaction summary lists zero derivative transaction count and no exercise shares, and the derivativeSummary is empty, indicating only common stock positions and an open-market sale were reported in this filing.