STOCK TITAN

JPMorgan (NYSE: JPM) exec Marianne Lake files Form 4 showing no insider trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JPMorgan Chase & Co. executive Marianne Lake, CEO of Consumer & Community Banking, is listed as the reporting person on a Form 4 insider filing. In this excerpt, the filing shows no reported share purchases, sales, option exercises, gifts, or other equity transactions by her.

Positive

  • None.

Negative

  • None.
Reported buy transactions 0 transactions Form 4 transactionSummary buyCount
Reported sell transactions 0 transactions Form 4 transactionSummary sellCount
Net buy/sell shares 0 shares Form 4 transactionSummary netBuySellShares
CEO CCB financial
"officer_title": "CEO CCB""
netBuySellDirection financial
""netBuySellDirection": "neutral""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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FAQ

What does Marianne Lake's Form 4 filing for JPM (JPMorgan Chase & Co.) show?

The Form 4 excerpt lists Marianne Lake, CEO of Consumer & Community Banking, as the reporting person. It shows zero reported share purchases, sales, option exercises, gifts, or restructurings during the period covered by this filing data.

Did Marianne Lake buy or sell JPMorgan Chase (JPM) shares in this Form 4?

In this Form 4 excerpt, Marianne Lake is associated with no reported transactions. Buy, sell, acquire, dispose, gift, tax-withholding, and restructuring share counts all appear as zero, indicating no equity movements are recorded here for the period shown.

What is Marianne Lake’s role at JPMorgan Chase (JPM) in this Form 4?

The filing data identifies Marianne Lake as an officer of JPMorgan Chase & Co. with the title “CEO CCB,” referring to Chief Executive Officer of the Consumer & Community Banking division, indicating a senior leadership role within the company’s retail-focused operations.

What does a netBuySellDirection of neutral mean in this JPM Form 4 data?

The neutral netBuySellDirection reflects that netBuySellShares are zero. This means there are no net purchases or sales recorded in the dataset, consistent with all individual transaction-related share counts being listed as zero for this reporting period.

Are there any derivative positions or option exercises reported for Marianne Lake at JPM?

The derivativeSummary in this excerpt is empty and exerciseCounts are zero. This indicates no derivative transactions, such as option exercises or conversions, are reported for Marianne Lake in the portion of the Form 4 data provided.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lake Marianne

(Last)(First)(Middle)
270 PARK AVENUE

(Street)
NEW YORK NEW YORK 10017-2014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO CCB
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Denise G. Connors under POA07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)