Welcome to our dedicated page for Jpmorgan Chase SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to one share of Palantir Technologies Inc. (PLTR), expected to price on or about May 8, 2026 and settle on or about May 13, 2026. The notes pay a Contingent Interest Rate of 15.00% per annum (equivalent to $37.50 per $1,000 per Review Date) only when the Reference Stock's closing price on a Review Date is at or above an Interest Barrier that will be at most 46.25% of the Initial Value. The notes are automatically callable if the Reference Stock closing price on an applicable Review Date (other than the first and final Review Dates) is greater than or equal to the Initial Value, with the earliest automatic call date of November 9, 2026. At maturity, if the notes are not called and the Final Value is below the Trigger Value, investors receive $1,000 × (1 + Stock Return), exposing principal to downside losses (examples show potential losses exceeding 53.75% or total loss). The estimated value at pricing is approximately $960.00 per $1,000, and will not be less than $940.00 per $1,000.
JPMorgan Chase Financial Company LLC is offering Capped Buffered Return Enhanced Notes linked to the Russell 2000® Index, due March 13, 2031, fully guaranteed by JPMorgan Chase & Co. The notes provide 1.05× participation in positive index performance up to a Maximum Return of at least $4,188.00 per $1,000 principal (at least 318.80%). Investors bear credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not receive interest or dividends, and are exposed to up to 90.00% principal loss if the Index falls more than the 10.00% buffer. Pricing is expected on or about May 8, 2026 with settlement on or about May 13, 2026.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes due April 18, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Payment only if, on each Review Date, the closing value of each Underlying is at least 50.00% of its Initial Value (the Interest Barrier). The Contingent Interest Rate will be at least 10.45% per annum (at least 0.87083% per month). The notes may be redeemed early at the issuer’s option on certain Interest Payment Dates beginning August 17, 2026. At maturity, if any Underlying’s Final Value is below its Trigger Value, the cash payment is reduced by the Least Performing Underlying Return; investors can lose more than 50.00% or all principal. Pricing is expected on or about May 12, 2026 with settlement on or about May 15, 2026.
JPMorgan Chase Financial Company LLC is offering Capped Trigger GEARS linked to the EURO STOXX 50® Index. Each Security has a $10.00 principal amount and a four-year term with an expected Trade Date of May 27, 2026 and maturity on May 29, 2030. If the Underlying Return is positive, the payment at maturity equals principal plus the Underlying Return times an Upside Gearing of 2.00, capped at a Maximum Gain that will be finalized on the Trade Date (between 74.00% and 82.05%). If the Underlying Return is zero or negative but the Final Value is at least the Downside Threshold (75% of the Initial Value), investors receive their $10.00 principal at maturity; if the Final Value is below that threshold, investors will suffer principal loss in proportion to the negative Underlying Return. The Securities pay no interest, do not provide dividends, and any payment is subject to the issuer’s and guarantor’s creditworthiness.
JPMorgan Chase Financial Company LLC priced $500,000 of Auto Callable Contingent Interest Notes due May 10, 2029, fully guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 10.65% per annum (2.6625% per quarter) when, on a Review Date, the closing price of each referenced ETF is at or above 60.00% of its Strike Value. The Strike Values (as of May 5, 2026) were $57.22 for the iShares MSCI China ETF, $39.71 for the SPDR EURO STOXX 50 ETF and $65.75 for the iShares MSCI Brazil ETF.
If on any Review Date (other than the first and final) each Fund is at or above its Strike Value, the notes are automatically called and investors receive principal plus the applicable contingent interest and any previously unpaid contingent interest. If not called, maturity payment depends on the Least Performing Fund Return and may result in a loss of more than 40% or a total loss of principal. The notes priced on May 6, 2026, expected to settle on or about May 11, 2026, have minimum denominations of $1,000 and selling commissions of $25 per $1,000.
JPMorgan Chase Financial Company LLC is offering auto-callable yield notes linked to the least performing of the VanEck® Gold Miners ETF (GDX), the Global X Uranium ETF (URA) and the iShares® Silver Trust (SLV). The notes pay an Interest Rate of at least 13.00% per annum (at least $10.8333 per $1,000 per month) and have a Maturity Date of May 17, 2029. The notes may be automatically called beginning on November 16, 2026 if each Fund’s closing price on a Review Date is at or above its Initial Value. The Pricing Date is on or about May 14, 2026 with settlement on or about May 19, 2026. The notes have a Trigger Value equal to 70.00% of Initial Value; if at maturity the Final Value of any Fund is below its Trigger Value, the payment is reduced pro rata to the Least Performing Fund Return and investors could lose more than 30.00% of principal or all principal. Minimum denomination is $1,000. The estimated value at issuance is approximately $940.00 per $1,000 note (not less than $920.00).
JPMorgan Chase Financial Company LLC is offering Dual Directional Trigger PLUS securities linked to the ordinary shares of Seagate Technology Holdings PLC due May 20, 2027. Each Trigger PLUS has a $1,000 stated principal amount and provides 400% leveraged upside up to a specified maximum, an absolute return feature if the final stock price is between the trigger level and the initial price, and full downside exposure below the trigger level.
If the final stock price is above the initial price, investors receive $1,000 plus a leveraged upside payment equal to 400% of the stock percent change subject to a maximum upside payment that will be disclosed in the pricing supplement and will be at least $1,678.50 per Trigger PLUS. If the final stock price is between the trigger level (70% of the initial price) and the initial price, investors receive $1,000 plus an unleveraged positive return equal to the absolute value of the percent decline (capped at 30%). If the final stock price is below the trigger level, investors receive $1,000 multiplied by the stock performance factor and may lose more than 30% or all of their investment. Payments are obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.; any payment is subject to the credit risk of both entities.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes linked to the least performing of the Russell 2000®, EURO STOXX 50® and Nasdaq-100® indices, fully guaranteed by JPMorgan Chase & Co. The notes pay contingent monthly interest (at least 14.15% per annum annualized) when each index on a Review Date is at or above an Interest Barrier (65.00% of Strike Value), may be redeemed early by the issuer beginning October 14, 2026, and mature on November 12, 2027. Principal at maturity is exposed to the Least Performing Index if a Trigger Event (any index below 70.00% of Strike Value during the Monitoring Period) occurs; in that case payment equals $1,000 plus $1,000 times the Least Performing Index Return. Estimated value at pricing is shown as $987.60 per $1,000 (not less than $950.00), and minimum denominations are $1,000.
JPMorgan Chase Financial Company LLC is offering Capped Auto Callable Dual Directional Barrier Notes linked to the least performing of the VanEck® Gold Miners ETF (GDX), the State Street® Consumer Discretionary Select Sector SPDR® ETF (XLY) and the iShares® MSCI EAFE ETF (EFA). The notes have a Pricing Date on or about May 11, 2026, original issue (settlement) on or about May 13, 2026 and a scheduled maturity of May 16, 2029. The notes are unsecured obligations of JPMorgan Chase Financial and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The structure features an automatic call test on the Review Date (May 17, 2027) that pays principal plus a Call Premium (not less than $270 per $1,000) if each Fund is at or above its Call Value (95% of Initial Value). If not called, maturity payoffs depend on the Least Performing Fund Return with a Maximum Upside Return of 60.00%, an Absolute Return Barrier of 60.00% and a Barrier Amount of 55.00%. The estimated value at issue is approximately $945.20 per $1,000 (will not be less than $900.00).
JPMorgan Chase Financial Company LLC is offering principal-at-risk, market-linked notes due May 29, 2036, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each security has a $1,000 principal amount and provides leveraged upside participation and full downside exposure to an unequally weighted basket of five international equity indices. The upside participation rate will be at least 203.60%. If the basket finishes above the starting level, the maturity payment equals $1,000 plus $1,000 × basket return × upside participation rate; if at or below the starting level, the payment equals $1,000 + $1,000 × basket return (full principal risk). Price to public is $1,000 per security with selling commissions of $43.70, proceeds to issuer of $956.30, and an estimated value at pricing of approximately $922.50 (not less than $900.00 when set). The securities pay no periodic interest, have no exchange listing, and are intended to be held to maturity. Risks include credit exposure to the issuer/guarantor, lack of liquidity, model-based valuation, and potential adverse U.S. tax characterizations.