Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $2,217,000 of auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, due August 10, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly Contingent Interest Rate of 10.55% per annum (0.87917% per month) only for Review Dates when the Index is at or above 60% of the Initial Value, with unpaid coupons accruing if later barriers are met. The notes may be automatically called starting August 9, 2027 if on an applicable Review Date (excluding the first eleven and final) the Index is at or above its Initial Value, in which case investors receive principal plus the due contingent interest and any unpaid coupons.
If not called, principal is protected only if the Final Index Value is at or above the Trigger Value of 50% of Initial Value; otherwise, repayment is $1,000 + ($1,000 × Index Return), exposing investors to substantial loss up to total principal. The Index employs leverage (up to 500% exposure to E-mini S&P 500 futures) and is subject to a 6.0% per annum daily deduction, which drags performance versus an identical index without the fee. The price to public is $1,000 per note, including $9 in selling commissions; the issuer’s net proceeds are $991 per note, and the initial estimated value is $945.50, reflecting structuring and hedging costs. Payments are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Equity Notes linked to the EURO STOXX 50® Index. The notes have minimum denominations of $10,000 and are scheduled to mature on August 15, 2028, unless automatically called on the August 23, 2027 review date.
If the index is at or above the strike on the review date, the notes are automatically called for $1,000 plus at least 11.51% per note. If not called and the ending index level is at or above the strike, investors receive uncapped upside with a contingent minimum return of at least 23.02%. If the index falls up to 15% below the strike, principal is repaid; below that level, losses are magnified by a 1.17647x downside leverage factor, so some or all principal can be lost.
The notes pay no interest or dividends, are unsecured and unsubordinated, and expose investors to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $979.30 per $1,000 principal, reflecting embedded fees, hedging costs and the issuer’s internal funding rate.
JPMorgan Chase Financial Company LLC is offering auto callable accelerated barrier notes due August 17, 2029, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Russell 2000® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called on August 20, 2027 if each index is at or above its Call Value, in which case investors receive the $1,000 principal plus a Call Premium Amount of at least $220.50 per note and no further payments.
If not called, at maturity investors receive an uncapped leveraged upside of 2.00× any positive return of the least performing index; par is returned if all final index levels are at or above 70.00% of their initial values. If any index finishes below its Barrier Amount, repayment is reduced one-for-one with the decline of the least performing index, down to a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are issued in $1,000 minimum denominations, and have an estimated value, if priced today, of approximately $979.30 per $1,000, with a stated minimum estimated value at pricing of $900.00 per $1,000.
JPMorgan Chase Financial Company LLC is issuing $2,383,000 of Auto Callable Contingent Interest Notes linked separately to the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., maturing on August 16, 2027.
The notes pay a quarterly Contingent Interest Payment at a rate of 8.65% per annum (2.1625% per quarter) only if, on a Review Date, the closing level of each index is at or above 60% of its Initial Value, which also serves as the Trigger Value. The notes are automatically called, with return of principal plus that quarter’s interest, if on any non-final Review Date each index is at or above its Initial Value.
If not called, and a Trigger Event has occurred (either index ever closes below 60% of its Initial Value during the Monitoring Period) and the Lesser Performing Index finishes below its Initial Value, principal is reduced 1% for each 1% decline in that index. Per note, the price to public is $1,000, selling commissions are $7.25, net proceeds are $992.75, and the initial estimated value is $984.60, reflecting embedded costs and hedging. The notes are unsecured, unsubordinated, not listed, and subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $3,316,000 of Auto Callable Contingent Interest Notes linked to the least performing of the S&P 500 Index, the Financial Select Sector SPDR ETF and the VanEck Semiconductor ETF, maturing on July 12, 2028.
The notes pay a 13.25% per annum Contingent Interest (1.10417% per month) only if on a Review Date the closing value of each underlying is at or above its Interest Barrier, set at 50.00% of its Initial Value; otherwise no interest is paid. Starting November 9, 2026, the notes are automatically called if all underlyings are at or above their Initial Values, returning $1,000 plus the applicable interest, with no further payments. If not called and any underlying finishes below its Trigger Value (also 50.00% of Initial Value), principal is reduced 1% for each 1% decline in the least performing underlying, up to a total loss.
The notes are unsecured, unsubordinated obligations subject to the credit risk of both issuers, are not insured deposits, and will not be listed. The price to public is $1,000 per note, including fees, while the issuer’s estimated value is $963.70, reflecting structuring, distribution and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $800,000 of structured Review Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes offer potential early redemption at a premium if, on any Review Date from August 13, 2027 onward, the Index closes at or above 77.00% of its Initial Value.
The notes pay no interest or dividends and expose holders to loss of principal at maturity if the Final Index Value is below the 60.00% barrier, with losses matching the Index decline and up to a complete loss. The Index embeds a 6.0% per annum daily deduction and targets 35% volatility with leverage up to 500% in E-mini S&P 500 futures, which can significantly amplify both gains and losses. The estimated value at pricing was $927.10 per $1,000 note, below issue price, reflecting structuring and hedging costs.
JPMorgan Chase Financial Company LLC is issuing $250,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes provide 1.3585x any positive return of the least performing index at maturity and return principal if each index stays at or above its 60% Barrier Amount of the Initial Value.
If any index finishes below its Barrier Amount, repayment is reduced 1% for each 1% decline of the least performing index from its Initial Value, down to a total loss of principal. The notes pay no interest, provide no dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed, so liquidity depends on JPMS making a market. The price to public is $1,000 per note, including $7 in fees, versus an estimated value of $987.30 per note based on internal models and funding rates. The tax disclosure indicates treatment as an open prepaid financial contract is considered reasonable but not assured, with potential future IRS guidance that could adversely affect tax outcomes.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Uncapped Buffered Return Enhanced Notes linked to the lesser performance of the iShares MSCI EAFE ETF and the EURO STOXX 50 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide an Upside Leverage Factor of at least 1.84 on any positive return of the lesser performing underlying at maturity, with a 20% downside buffer. If the lesser performing underlying ends more than 20% below its strike value, investors lose 1% of principal for each 1% decline beyond that buffer, up to a maximum loss of 80% of principal. The notes pay no interest or dividends, are not bank deposits, and expose holders to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The indicative estimated value is approximately $970.00 per $1,000 principal amount, and will not be less than $950.00 per $1,000 when set at pricing.
JPMorgan Chase Financial Company LLC is offering Auto Callable Buffered Return Enhanced Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, due August 16, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. Investors receive no interest or dividends and face up to an 85.00% loss of principal at maturity if the least performing index falls more than the 15.00% Buffer Amount and the notes are not called.
The notes may be automatically called on August 16, 2027 if each index is at or above its Call Value, paying $1,000 plus a Call Premium Amount of at least $231.50 per $1,000 note. If not called and all final index values exceed their initial values, the maturity payment is $1,000 plus 1.50 times the appreciation of the least performing index; if all final values are within the 15.00% buffer, principal is returned. The minimum denomination is $1,000, with an indicative estimated value of about $981.20 per $1,000 today and not less than $950.00 at pricing, and returns are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Uncapped Digital Barrier Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, due September 7, 2032, fully and unconditionally guaranteed by JPMorgan Chase & Co.
Each $1,000 note provides uncapped, unleveraged upside based on the Least Performing Index, with a Contingent Digital Return of at least 70.30% if the final level of each Index is at or above its initial level. If any Index finishes below its initial level but all remain at or above 75.00% of initial (the Barrier Amount), investors receive principal only.
If the final level of any Index is below its Barrier Amount, principal is reduced 1% for each 1% decline of the Least Performing Index, down to a total loss. The notes pay no interest or dividends, are unsecured, not FDIC insured, and expose holders to credit risk of JPMorgan Financial and JPMorgan Chase & Co. The estimated value is about $939.30 per $1,000 today and will not be less than $900.00 per $1,000 at pricing, and secondary market liquidity may be limited.