Welcome to our dedicated page for Jpmorgan Chase SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC priced $18,452,000 of Review Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® and the S&P 500®, due April 22, 2031 and fully guaranteed by JPMorgan Chase & Co. The notes may be automatically called on specified Review Dates beginning April 21, 2027 for a cash payment equal to principal plus a Call Premium Amount; otherwise maturity payment depends on the Least Performing Index Return and may result in a substantial loss of principal. Pricing date was April 17, 2026 with expected settlement on or about April 22, 2026.
JPMorgan Chase Financial Company LLC priced $1,375,000 of Auto Callable Contingent Interest Notes linked to the common stock of Qualcomm (QCOM). The notes priced on April 17, 2026 with expected settlement on or about April 22, 2026 and mature on April 20, 2028. Each $1,000 note pays a Contingent Interest Payment of $26.875 per quarter (a 10.75% per annum contingent rate) when the Reference Stock closing price on a Review Date is at or above the Interest Barrier of $68.10 (50.00% of the Initial Value). The Initial Value was $136.20. The notes are automatically callable if the Reference Stock closes at or above the Initial Value on certain Review Dates (earliest automatic call may occur on October 19, 2026). At maturity holders either receive $1,000 plus any final contingent payment if Final Value is at or above the Trigger Value or a principal payoff that reflects the Stock Return if Final Value is below the Trigger Value (investors could lose a substantial portion or all principal). Price to public was $1,000 per note; proceeds to issuer totaled $1,349,562.50; estimated value at pricing was $966.70 per $1,000 note.
JPMorgan Chase Financial Company LLC priced $5,229,000 of Auto Callable Dual Directional Accelerated Barrier Notes linked to the Russell 2000® Index, due April 20, 2029, with settlement expected on or about April 22, 2026. The notes pay an automatic call cash amount of $1,110 (principal plus $110 Call Premium) if the Index on the Review Date (April 23, 2027) is at or above the Call Value (100% of the Initial Value). If not called, maturity payouts depend on the Index Return: upside exposure is magnified by an Upside Leverage Factor of 1.6275; limited positive returns for modest declines are provided by a Downside Participation of 50% while a Barrier Amount of 60% of the Initial Value caps protection. The original issue price was $1,000 per note, the estimated value was $993.40, selling commission was $3.00 per $1,000, and proceeds to the issuer were $5,213,313.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully guaranteed by JPMorgan Chase & Co. The notes (minimum $1,000) may be automatically called on April 30, 2027 if the Index is at or above the Call Value (100% of the Initial Value), in which case holders receive $1,000 plus a Call Premium (not less than $192.50). If not called, at maturity on April 28, 2033 the notes pay 2.00× any Index appreciation above the Initial Value, return principal if Final Value ≥ 70% of Initial Value, or expose holders to losses pro rata if Final Value < 70% (up to total loss).
The notes are unsecured obligations subject to issuer and guarantor credit risk, not FDIC-insured, expected to price around April 24, 2026 and settle around April 29, 2026. The estimated value at pricing will be provided and will not be less than $900.00 per $1,000 note; a sample estimated value is approximately $970.10 per $1,000. The offering includes significant liquidity, market-structure, index-roll and tax risks described in the pricing supplement.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities totaling $8,329,000 linked to the common stock of Broadcom Inc.. Each security has a $1,000 stated principal and an initial stock price of $406.54, with a downside threshold equal to $203.27 (50% of the initial stock price). Investors may receive a contingent quarterly payment of $29.125 (2.9125%) per security on specified contingent payment dates if the underlying stock’s closing price on each determination date is at or above the downside threshold. The securities are subject to automatic early redemption if the closing price on a determination date is greater than or equal to the initial stock price. If not redeemed early, maturity is April 22, 2027, and payment at maturity will be either the stated principal plus any payable contingent payments or the stated principal multiplied by the stock performance factor (final stock price / initial stock price), which could result in a payment substantially below principal and could be zero. The securities are unsecured obligations of JPMorgan Chase Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.; any payment is subject to their credit risk. The estimated value on the pricing date was $970.60 per $1,000 stated principal and the issue price was $1,000 per security.
JPMorgan Chase Financial Company LLC is offering Buffer Autocallable GEARS — unsecured debt securities due April 19, 2029 — fully and unconditionally guaranteed by JPMorgan Chase & Co. The Securities link returns to an unequally weighted basket of five indices and pay a 11.00% Call Return if the Basket is at or above the Autocall Barrier on the Observation Date; otherwise maturity payoffs depend on the Basket Return, a 1.61 Upside Gearing and a 10.00% downside Buffer. The principal is $10.00 per Security, offered at a total issuance of $8,404,110. Investors face credit risk of the issuer/guarantor and may lose up to 90% of principal if the Final Basket Value falls below the Downside Threshold.
JPMorgan Chase Financial Company LLC priced $1,417,000 of uncapped dual directional buffered return enhanced notes linked to the lesser performing of the Russell 2000® and S&P 500® Indices. The notes pay 1.25x upside on the lesser performing Index, include a 10.00% buffer/ cap mechanic, priced April 17, 2026 and expected to settle on or about April 22, 2026, with maturity on April 20, 2028. Payments are subject to issuer and guarantor credit risk and the notes do not pay interest or dividends.
JPMorgan Chase Financial Company LLC is offering Trigger Autocallable Contingent Yield Notes due on or about April 26, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The Notes are linked to the lesser performing of the Russell 2000® and the EURO STOXX 50®, pay quarterly contingent coupons (expected between 9.00% and 9.50% per annum), are automatically callable on quarterly Observation Dates after an initial six-month non-call period, and repay principal at maturity only if both Underlyings are at or above a Downside Threshold equal to 70% of each Initial Value; otherwise principal is reduced proportionately to the decline in the Lesser Performing Underlying. Notes priced at $10 per Note (minimum $1,000) with selling commissions of $0.20 per Note; estimated value at mid-range pricing was ~$9.607 per $10 Note and will not be less than $9.30 per $10 Note when set. The Notes are unsecured, not FDIC insured, and are not exchange-listed.
JPMorgan Chase Financial Company LLC is offering Trigger Autocallable GEARS linked to the SPDR® Gold Trust. The securities mature on or about April 27, 2029 unless automatically called on the Observation Date, in which case investors receive principal plus a Call Return finalized on the Trade Date (range: 14.00%–16.00%).
If not called, a positive Underlying Return at maturity pays principal plus the Underlying Return times an Upside Gearing of 1.50. If the Final Value is between the Initial Value and the Downside Threshold (75.00% of Initial Value), principal is repaid. If Final Value is below the Downside Threshold, investors suffer principal loss proportionate to the negative Underlying Return. Issue price is $10.00 per security with a minimum investment of $1,000. Payments depend on the issuer and guarantor creditworthiness.
JPMorgan Chase Financial Company LLC priced $254,000 of Auto Callable Contingent Interest Notes due April 20, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Interest Rate of 14.60% per annum (1.21667% per month) when, on an Interest Review Date, the closing price of one share of each underlying ETF is at or above its Interest Barrier (70.00% of Initial Value). The notes are automatically called if, on any quarterly Autocall Review Date beginning October 19, 2026, the closing price of one share of each Fund is at or above its Initial Value. At maturity, if not called, payment depends on the Final Value of the Funds relative to Trigger Values (60.00% of Initial Value) and, if the Lesser Performing Fund is below its Trigger Value, investors may lose more than 40% or all principal. Price to public was $1,000 per note (selling commission $29.50), estimated value $943.30 per $1,000, and settlement expected on or about April 22, 2026.