Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, maturing on September 3, 2031, in minimum denominations of $1,000, with no periodic interest.
At maturity, investors receive 1.90 times any positive Index return, with no upside cap. A 30.00% Buffer Amount protects against moderate declines, but if the Index falls by more than 30.00%, principal is reduced 1% for each additional 1% decline, up to a 70.00% maximum loss.
The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to both entities’ credit risk. They will not be listed; secondary liquidity will depend on J.P. Morgan Securities LLC. Initial estimated value is about $978.00 per $1,000, and will not be less than $900.00 per $1,000 at pricing, reflecting embedded structuring and hedging costs.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured Buffered Digital Notes linked to the lesser performer of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a fixed Contingent Digital Return of at least 8.30% at maturity if the final level of each index is at or above its initial level, or down to 20% below.
If either index falls more than the 20% Buffer Amount, principal is reduced 1-for-1 with index losses beyond 20%, up to an 80% maximum principal loss (minimum payoff $200 per $1,000). The hypothetical current estimated value is about $992.80 per $1,000, and will not be less than $900 at pricing, reflecting selling, structuring and hedging costs. The notes pay no interest, offer no dividends, are not listed, and are subject to the credit risk of both the issuer and JPMorgan Chase & Co.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured structured notes linked to the MerQube US Tech+ Vol Advantage Index, maturing in 2031 and subject to an automatic call feature starting in August 2027. The notes pay no interest or dividends and are fully and unconditionally guaranteed by JPMorgan Chase & Co., but expose holders to the credit risk of both the issuer and guarantor.
On any of 17 scheduled review dates, if the Index closes at or above its initial level, the notes are automatically called for $1,000 plus a call premium of at least 20%–100% of principal, depending on the review date, and then terminate. If not called, principal is protected only within a 15% downside buffer; below that, repayment is reduced 1:1, with up to 85% loss of principal at maturity. The Index embeds a 6.0% per annum daily deduction and a daily notional financing cost on its QQQ-based exposure, uses a target volatility of 35% with leverage up to 500%, and is expected to lag a similar index without these charges. The preliminary estimated value is about $909.10 per $1,000 note and will not be less than $900 when finalized.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated callable contingent interest notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing on September 3, 2031. The notes pay a monthly Contingent Interest Payment only when each index is at or above 70% of its Initial Value (the Interest Barrier); otherwise no interest is paid for that period. JPMorgan Financial may redeem the notes early, in whole, on specified interest payment dates starting September 2, 2027 at $1,000 per note plus any due contingent interest.
If the notes are not redeemed and, on the final review date, any index is below 65% of its Initial Value (its Trigger Value), principal is reduced 1-for-1 with the decline in the least performing index, potentially down to zero; if all are at or above their Trigger Values, $1,000 is repaid plus any final contingent interest. The indicative estimated value is about $933.50 per $1,000 note and will not be less than $900. Investors face index performance risk, the credit risk of JPMorgan Financial and JPMorgan Chase & Co., limited liquidity, tax uncertainty and no participation in any index upside beyond contingent coupons.
JPMorgan Chase & Co. (through issuer JPMorgan Chase Financial Company LLC) is offering $388,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, maturing on August 15, 2031 and guaranteed by JPMorgan Chase & Co.
The notes provide 2.04x leveraged upside on any Index appreciation at maturity, with a 20.00% downside buffer. If the Index falls more than 20% from the Initial Value of 618.41, investors lose 1% of principal for each additional 1% decline, up to an 80.00% loss per $1,000 note (minimum payout $200). The notes pay no interest, are unsecured, not listed, and their return depends on the Index and the credit of both the issuer and guarantor.
The price to public is $1,000 per note, including $7.50 in selling commissions, for net proceeds to the issuer of $992.50 per note. The estimated value at pricing was $976.20 per $1,000 note, reflecting internal funding and hedging costs. Investors face risks from futures market structure (including negative roll returns and daily price limits), lack of liquidity, potential conflicts of interest, and complex U.S. tax treatment.
JPMORGAN CHASE & CO (symbol: JPM) is the issuer of record for a Form 424B2 filing submitted to the SEC.
JPMORGAN CHASE & CO (JPM), via JPMorgan Chase Financial Company LLC, is offering $5,336,000 of uncapped accelerated barrier notes linked to the lesser performing of the Dow Jones Industrial Average and the S&P 500 Index, maturing August 17, 2029 and guaranteed by JPMorgan Chase & Co. The notes provide 1.43x participation in any positive performance of the lesser performing index at maturity. If either index finishes at or above 80% of its initial level, principal is returned; if either finishes below 80%, principal is reduced one-for-one with the decline of the lesser performing index and can be fully lost.
The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial, and are not bank deposits or FDIC insured. The price to public is $1,000 per note, while the estimated value at pricing was $986.90, reflecting embedded structuring, hedging and related costs. A structuring fee of $6.50 per $1,000 applies to $2,815,000 of the issuance. Secondary market liquidity is not assured, and any secondary prices are expected to be below the original issue price. Tax counsel views the notes as prepaid financial contracts/open transactions for U.S. tax purposes, but the IRS could challenge this treatment.
JPMorgan Chase & Co. (JPM), via JPMorgan Chase Financial Company LLC, is offering $1,000,000 of auto callable contingent interest notes due August 17, 2028, linked individually to the Nasdaq‑100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a 12.00% per annum contingent coupon (3.00% per quarter) only if on a Review Date each index is at or above 75.00% of its Strike Value (the Interest Barrier). The notes may be automatically called starting February 16, 2027 if each index is at or above its Strike Value, returning principal plus due and unpaid contingent interest.
If not called, at maturity investors receive par only if each index is at or above its 75.00% Trigger Value; otherwise, repayment is reduced one-for-one with the loss of the Least Performing Index, potentially down to zero. The notes are unsecured obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., with an estimated value of $985.50 per $1,000 note at pricing.
JPMorgan Chase & Co. (JPM), via its subsidiary JPMorgan Chase Financial Company LLC, is offering $7,792,000 of Auto Callable Contingent Interest Notes linked to the Nasdaq-100® Technology Sector and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Rate of 10.85% per annum (0.90417% per month) only for Review Dates when the closing level of each index is at or above 80.00% of its Initial Value. The notes may be automatically called on specified Review Dates from February 16, 2027 onward if each index is at or above its Initial Value, returning $1,000 plus the applicable contingent interest, with no further payments.
If not called, and on the final Review Date both indices are at or above their Trigger Value (80.00% of Initial Value), investors receive $1,000 plus the final contingent interest. If either index finishes below its Trigger Value, repayment is reduced by the full negative return of the lesser-performing index, down to a possible total loss of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $15 in selling commissions; the issuer’s estimated value is $965.50 per $1,000 note.
JPMORGAN CHASE & CO (JPM), through its subsidiary JPMorgan Chase Financial Company LLC, is offering unsecured, unsubordinated callable contingent interest notes linked to the least performing of the S&P 500 Index, EURO STOXX 50 Index and Nasdaq‑100 Index, maturing on August 22, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a contingent interest rate of at least 10.75% per annum (at least 0.89583% per month) only on Review Dates when the closing level of each index is at or above 70% of its Initial Value (the Interest Barrier). The same 70% level is the Trigger Value for principal protection at maturity.
JPMorgan may redeem the notes early, in whole but not in part, on specified Interest Payment Dates starting August 20, 2027, paying $1,000 plus any due contingent interest. If not called and any index finishes below its Trigger Value on the final Review Date, principal is reduced 1% for each 1% decline in the Least Performing Index, so investors can lose more than 30% and up to all principal. The preliminary estimated value is about $980 per $1,000, and will not be less than $950 at pricing, reflecting embedded fees and hedging costs.