Welcome to our dedicated page for Jpmorgan Chase SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to one share of Carrier Global Corporation common stock, due May 18, 2029, and fully guaranteed by JPMorgan Chase & Co. The notes pay quarterly Contingent Interest Payments if the Reference Stock closes at or above an Interest Barrier equal to 60.00% of the Initial Value on a Review Date. The notes can be automatically called if the Reference Stock closes at or above the Initial Value on a Review Date (earliest call November 16, 2026). Expected pricing and settlement dates are approximately May 15, 2026 and May 20, 2026. Minimum denomination is $1,000. The estimated value at pricing is approximately $950.00 per $1,000 note and will not be less than $930.00. The Contingent Interest Rate will be at least 10.00% per annum. Investors bear credit risk of JPMorgan Financial and its guarantor and may lose some or all principal if the Final Value is below the Trigger Value at maturity.
JPMorgan Chase Financial Company LLC priced $2,842,000 of uncapped dual directional buffered return enhanced notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index. The notes priced on April 29, 2026 and are expected to settle on or about May 4, 2026, with an observation date of October 29, 2027 and maturity on November 3, 2027. Each $1,000 note was sold at $1,000 (fees/commissions $19.50) and pays at maturity a formulaic amount tied to the Least Performing Index Return with an Upside Leverage Factor 1.21 and a Buffer Amount 10.00%. Investors may forgo interest/dividends and can lose up to 90.00% of principal; payments are subject to the issuer’s and guarantor’s credit risk.
JPMorgan Financial is offering Contingent Digital Buffered Notes linked to the common stock of Microsoft that pay a fixed contingent digital return of at least 10.02% if the Final Stock Price is >= the Stock Strike Price or is down by up to the 20.00% Buffer Amount. If the Final Stock Price is more than 20.00% below the Stock Strike Price, investors incur leveraged losses equal to 1.25% of principal for each 1% below that threshold. The Stock Strike Price is $398.76 (Strike Date April 30, 2026), the Valuation Date is May 13, 2027 and the Maturity Date is May 18, 2027. Notes are unsecured obligations of JPMorgan Financial and are unlisted; payments are guaranteed by JPMorgan Chase & Co. The pricing supplement states an estimated note value of approximately $986.60 per $1,000 and a minimum estimated value of $970.00 per $1,000; the final pricing terms will appear in the pricing supplement.
JPMorgan Chase Financial Company LLC priced auto‑callable, contingent buffered equity notes linked to the S&P 500® Index. The notes may be automatically called on the Review Date for at least a 10.50% call premium; if not called, maturity payoff gives uncapped upside but guarantees a Contingent Minimum Return of at least 21.00% or exposes principal if the Ending Index Level declines by more than the 20.00% Contingent Buffer Amount. The Index Strike Level is 7,209.01 (as of the Strike Date). The term is approximately two years with maturity on May 4, 2028, subject to postponement for market disruptions. Payments are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., and are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial issued $1,805,000 of Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index due June 3, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay per $1,000 principal an upside capped at 13.20% or, if the Index declines up to the 10.00% buffer, an absolute positive return; losses beyond the 10.00% buffer are magnified by a 1.11111 downside leverage factor, potentially resulting in loss of principal. Pricing and settlement dates and valuation/maturity mechanics are specified in the supplement.
JPMorgan Chase Financial Company LLC priced $1,893,000 of Capped Accelerated Barrier Notes due March 5, 2029, fully guaranteed by JPMorgan Chase & Co. The notes pay at maturity based on the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000® with an Upside Leverage Factor of 3.00 and a Maximum Return of 65.10%.
Key mechanics: Barrier at 70.00% of each Index Initial Value; Pricing Date April 29, 2026; expected settlement on or about May 4, 2026; Observation Date February 28, 2029; Maturity Date March 5, 2029. Price to public was $1,000 per note and the estimated value at pricing was $979.20 per $1,000. The notes do not pay interest, are unsecured obligations of the issuer, are subject to issuer/guarantor credit risk, and are illiquid.
JPMorgan Chase Financial Company LLC priced $4,565,000 of Capped Buffered Return Enhanced Notes linked to the SPDR® Gold Trust (GLD). The notes, issued in $1,000 denominations, pay 1.20× of Fund appreciation up to a 50.00% cap and provide a 7.50% downside buffer; settlement is expected on or about May 4, 2026 and maturity is May 3, 2028.
Notes are unsecured obligations of JPMorgan Financial, fully guaranteed by JPMorgan Chase & Co., carry credit risk of issuer/guarantor, have no interest, and may return less than principal if the Fund falls beyond the buffer. The estimated value at pricing was $983.80 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering uncapped Dual Directional Buffered Return Enhanced Notes linked to the lesser performing of the Russell 2000 and the S&P 500, fully guaranteed by JPMorgan Chase & Co. The notes have a $1,000 denomination, an upside leverage factor of at least 1.018, a 10.00% buffer, and are expected to price on or about May 12, 2026 with settlement on or about May 15, 2026. At maturity on or about June 17, 2027, payment depends on the performance of each Index individually and is determined by the lesser performing Index; under certain scenarios investors may gain up to $1,100 per $1,000 note or lose up to 90.00% of principal. The estimated value at pricing is approximately $984.80 per $1,000, with a guaranteed estimated minimum value of $900.00 when terms are set. The notes are unsecured obligations of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.; payments are subject to the credit risk of both entities.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the lesser performing of the Dow Jones Industrial Average® and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes feature an Upside Leverage Factor of at least 1.336, a 15.00% Buffer Amount, and expose investors to up to an 85.00% loss of principal at maturity. Pricing is expected on or about May 13, 2026 with settlement on or about May 18, 2026; the Observation Date is May 13, 2031 and Maturity is May 16, 2031. The estimated value at pricing example is $977.80 per $1,000 note (will not be less than $900.00), and selling commissions will not exceed $5.00 per $1,000 note.
JPMorgan Chase Financial Company LLC priced $2,000,000 of 10-year Digital Equity Notes due March 13, 2036, linked to the S&P 500® Index and fully guaranteed by JPMorgan Chase & Co. Each $1,000 note pays no interest and returns at maturity an amount tied to the index performance from the trade date April 29, 2026 to the determination date March 11, 2036. If the final index level is >= 90.00% of the initial level, holders receive a capped threshold settlement amount of $2,050.00 per $1,000 note; if the final level declines by more than 10.00%, investors bear proportional losses and could lose their entire investment. The estimated value at pricing was $931.20 per $1,000 note; original issue price was $1,000 with underwriting commissions of 5.00%, leaving net proceeds to the issuer of 95.00%. Payments are subject to issuer and guarantor credit risk and various tax and liquidity risks described in the supplement.