Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on JPMORGAN CHASE & CO's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into JPMORGAN CHASE & CO's regulatory disclosures and financial reporting.
JPMorgan Chase Financial Company LLC is offering capped, buffered enhanced participation medium-term notes due June 30, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are equity-linked to an unequally weighted basket of five indices and do not bear interest.
Key features: principal amount $1,000 per note; trade date on or about April 21, 2026; determination date June 28, 2028; a buffer of 17.50% (buffer level 82.50%), an upside participation rate of 2.30, and an expected cap level between 112.16% and 114.30%, yielding a maximum settlement amount expected between $1,279.68 and $1,328.90 per $1,000 note. The estimated value at pricing is expected to be between $978.70 and $988.70 per $1,000 note. Investors remain exposed to issuer/guarantor credit risk and potential loss of principal if the final basket level declines by more than the buffer.
JPMorgan Chase Financial Company LLC priced $15,431,000 of Review Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® and the S&P 500®, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced on April 17, 2026 and are expected to settle on or about April 22, 2026. The notes mature on April 22, 2031 and feature an automatic call beginning on the first Review Date on April 21, 2027 if each Index closes at or above its Call Value (95.00% of Initial Value). If not called, principal at maturity is either returned in full if each Index is at or above its Barrier Amount (75.00% of Initial Value) or reduced pro rata by the Least Performing Index Return, exposing investors to losses up to and including full loss of principal. The price to public was $1,000 per note, selling commissions of $20 per note and an estimated value of $968.20 per note when terms were set.
JPMorgan Chase Financial Company LLC priced $1,517,000 of structured Review Notes on April 17, 2026, expected to settle on or about April 22, 2026. The notes are linked to the least performing of three ETFs (EEM, XLK, XLU), mature on October 22, 2029, and are fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes feature automatic call opportunities beginning April 22, 2027, rising Call Premiums (first Review Date 15.95% per $1,000; final 55.825% per $1,000) and a Barrier Amount of 70.00% of each Fund’s Initial Value. If not called, principal at maturity depends on the Least Performing Fund Return; a Final Value below the Barrier can result in substantial or total principal loss. Price to public: $1,000 per note; estimated value when set: $955.50 per $1,000 note. Minimum denomination $1,000.
JPMorgan Chase Financial Company LLC priced $935,000 of Review Notes linked to the MerQube US Tech+ Vol Advantage Index, guaranteed by JPMorgan Chase & Co. The notes mature April 21, 2033, may be automatically called on specified Review Dates beginning April 19, 2027, and carry minimum denominations of $1,000.
The Index level reflects a 6.0% per annum daily deduction and a notional financing cost tied to the QQQ Fund; the notes pay no interest, limit upside to preset Call Premium Amounts, and repay only principal at maturity if not called. The original issue price was $1,000 per note, the estimated value at pricing was $918.60, and purchasers bear issuer and guarantor credit risk and limited liquidity.
JPMorgan Chase Financial Company LLC is offering Buffer GEARS — unsecured, unsubordinated debt securities fully and unconditionally guaranteed by JPMorgan Chase & Co. — linked to an unequally weighted basket of five equity indices. The Securities have a $10.00 issue price per Security, an expected Trade Date of April 28, 2026, an Original Issue Date of April 30, 2026 and a Maturity Date of April 30, 2031. If the Basket Return is positive, investors receive principal plus the Basket Return times an Upside Gearing to be finalized on the Trade Date (expected between 1.40 and 1.47). If the Basket Return is zero or negative but the Final Basket Value is at or above the Downside Threshold (85.00% of the Initial Basket Value), principal is repaid. If the Final Basket Value is below that Threshold, losses occur after a 15.00% buffer, with up to 85% principal loss possible. The Securities do not pay interest or dividends and secondary market value and estimated value reflect fees, hedging costs and internal funding assumptions.
JPMorgan Chase Financial Company LLC priced $18,452,000 of Review Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® and the S&P 500®, due April 22, 2031 and fully guaranteed by JPMorgan Chase & Co. The notes may be automatically called on specified Review Dates beginning April 21, 2027 for a cash payment equal to principal plus a Call Premium Amount; otherwise maturity payment depends on the Least Performing Index Return and may result in a substantial loss of principal. Pricing date was April 17, 2026 with expected settlement on or about April 22, 2026.
JPMorgan Chase Financial Company LLC priced $1,375,000 of Auto Callable Contingent Interest Notes linked to the common stock of Qualcomm (QCOM). The notes priced on April 17, 2026 with expected settlement on or about April 22, 2026 and mature on April 20, 2028. Each $1,000 note pays a Contingent Interest Payment of $26.875 per quarter (a 10.75% per annum contingent rate) when the Reference Stock closing price on a Review Date is at or above the Interest Barrier of $68.10 (50.00% of the Initial Value). The Initial Value was $136.20. The notes are automatically callable if the Reference Stock closes at or above the Initial Value on certain Review Dates (earliest automatic call may occur on October 19, 2026). At maturity holders either receive $1,000 plus any final contingent payment if Final Value is at or above the Trigger Value or a principal payoff that reflects the Stock Return if Final Value is below the Trigger Value (investors could lose a substantial portion or all principal). Price to public was $1,000 per note; proceeds to issuer totaled $1,349,562.50; estimated value at pricing was $966.70 per $1,000 note.
JPMorgan Chase Financial Company LLC priced $5,229,000 of Auto Callable Dual Directional Accelerated Barrier Notes linked to the Russell 2000® Index, due April 20, 2029, with settlement expected on or about April 22, 2026. The notes pay an automatic call cash amount of $1,110 (principal plus $110 Call Premium) if the Index on the Review Date (April 23, 2027) is at or above the Call Value (100% of the Initial Value). If not called, maturity payouts depend on the Index Return: upside exposure is magnified by an Upside Leverage Factor of 1.6275; limited positive returns for modest declines are provided by a Downside Participation of 50% while a Barrier Amount of 60% of the Initial Value caps protection. The original issue price was $1,000 per note, the estimated value was $993.40, selling commission was $3.00 per $1,000, and proceeds to the issuer were $5,213,313.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the S&P 500® Futures Excess Return Index, fully guaranteed by JPMorgan Chase & Co. The notes (minimum $1,000) may be automatically called on April 30, 2027 if the Index is at or above the Call Value (100% of the Initial Value), in which case holders receive $1,000 plus a Call Premium (not less than $192.50). If not called, at maturity on April 28, 2033 the notes pay 2.00× any Index appreciation above the Initial Value, return principal if Final Value ≥ 70% of Initial Value, or expose holders to losses pro rata if Final Value < 70% (up to total loss).
The notes are unsecured obligations subject to issuer and guarantor credit risk, not FDIC-insured, expected to price around April 24, 2026 and settle around April 29, 2026. The estimated value at pricing will be provided and will not be less than $900.00 per $1,000 note; a sample estimated value is approximately $970.10 per $1,000. The offering includes significant liquidity, market-structure, index-roll and tax risks described in the pricing supplement.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities totaling $8,329,000 linked to the common stock of Broadcom Inc.. Each security has a $1,000 stated principal and an initial stock price of $406.54, with a downside threshold equal to $203.27 (50% of the initial stock price). Investors may receive a contingent quarterly payment of $29.125 (2.9125%) per security on specified contingent payment dates if the underlying stock’s closing price on each determination date is at or above the downside threshold. The securities are subject to automatic early redemption if the closing price on a determination date is greater than or equal to the initial stock price. If not redeemed early, maturity is April 22, 2027, and payment at maturity will be either the stated principal plus any payable contingent payments or the stated principal multiplied by the stock performance factor (final stock price / initial stock price), which could result in a payment substantially below principal and could be zero. The securities are unsecured obligations of JPMorgan Chase Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co.; any payment is subject to their credit risk. The estimated value on the pricing date was $970.60 per $1,000 stated principal and the issue price was $1,000 per security.