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JPMORGAN CHASE & CO (JPM) SEC Filings, May 11, 2026

JPM NYSE

JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.

The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.

Rhea-AI Summary

The issuer JPMorgan Chase Financial Company LLC is offering $8,519,000 aggregate principal of Digital Equity Notes due August 23, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each $1,000 note pays no interest and returns either a capped positive payment of $1,202.00 if the S&P 500 final level is ≥85.00% of the initial level, or a reduced cash amount that can result in a substantial loss (including total loss) if the index declines by more than 15.00%.

The trade date is May 7, 2026, original issue date May 12, 2026, determination date August 21, 2028 and stated maturity date August 23, 2028. The estimated value at pricing was $994.40 per $1,000 note. Payments depend on index performance and are subject to the issuer’s and guarantor’s credit risk.

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JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due November 18, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments only when each Index is >= 75.00% of its Initial Value and may be automatically called beginning August 14, 2026. The estimated value at pricing is approximately $965.40 per $1,000 note; the estimated value will be at least $900.00 per $1,000 note. Investors face principal loss tied to the Least Performing Index, credit risk of the issuer and guarantor, no dividend rights, limited upside (interest capped to contingent coupons) and limited liquidity.

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JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to the common stock of Dow Inc. The notes pay quarterly Contingent Interest (at least 13.25% per annum, at least 3.3125% per quarter, equivalent to $33.125 per $1,000) when the Reference Stock on a Review Date is at or above an Interest Barrier of 50.00% of the Initial Value. The notes may be automatically called early if the Reference Stock on an intermediate Review Date is at or above the Initial Value; the earliest possible automatic call date is November 16, 2026. If not called, maturity is May 18, 2028, with principal at risk: if Final Value is below the Trigger Value (50% of Initial Value), payment equals $1,000 + ($1,000 × Stock Return), which can result in losses greater than 50.00% or total loss. Pricing is expected on or about May 15, 2026 with settlement on or about May 20, 2026. The estimated note value at pricing would be approximately $960 per $1,000 (not less than $940).

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JPMorgan Chase Financial Company LLC is offering auto-callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index due May 20, 2032, fully guaranteed by JPMorgan Chase & Co. The notes pay monthly contingent interest only if the Index is at or above a 60.00% Interest Barrier on each Interest Review Date, may be automatically called beginning on November 16, 2026 if the Index equals or exceeds the Initial Value, and include a 6.0% per annum daily deduction to the Index level. The pricing supplement shows an estimated value of $936.20 per $1,000 note and a minimum estimated value of $900.00. Investors bear credit risk of JPMorgan Financial and JPMorgan Chase & Co., market and liquidity risks, and may lose a significant portion or all principal if the Final Value is below the Trigger Value.

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JPMorgan Chase Financial Company LLC is offering uncapped digital barrier notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the S&P 500®. The notes pay per $1,000 principal and provide a Contingent Digital Return of at least 55.85% if conditions are met, a Barrier Amount of 75.00% of each Index's Initial Value, an Observation Date of June 2, 2031 and a Maturity Date of June 5, 2031. Pricing is expected on or about June 1, 2026 with settlement on or about June 4, 2026. Payments at maturity depend on the Final Value of each Index relative to its Barrier Amount and Initial Value; if any Index is below its Barrier Amount at observation, holders will be exposed to losses of principal.

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JPMorgan Chase Financial Company LLC is offering buffered digital notes linked to the least performing of three State Street SPDR ETFs with settlement expected on or about May 18, 2026. The notes pay a Contingent Digital Return of at least 8.40% at maturity if the least performing Fund is flat or down by up to the 15.00% buffer. If the least performing Fund falls by more than the 15.00% buffer, principal is reduced dollar-for-dollar beyond the buffer (up to an 85.00% loss). Key dates: pricing on or about May 13, 2026, observation date June 14, 2027, maturity June 17, 2027. Minimum denomination is $1,000. The estimated value at pricing example is $987.40 per $1,000 note and the pricing supplement states the estimated value will not be less than $900.00 per $1,000 note. Payments depend on the Final Value of each Fund individually; the payment at maturity is determined by the Least Performing Fund Return.

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JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering Capped Dual Directional Buffered Return Enhanced Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The notes have a Maximum Upside Return of at least 27.50%, an Upside Leverage Factor of 1.30 and a Buffer Amount of 20.00%. Pricing is expected on or about May 21, 2026 with settlement on or about May 27, 2026. Per $1,000 principal amount, the estimated value today is approximately $966.70 and the original issue price is $1,000. The notes do not pay interest or dividends, are unsecured obligations of the issuer, and are fully and unconditionally guaranteed by JPMorgan Chase & Co. Investors may lose up to 80.00% of principal at maturity if the Least Performing Index falls more than the Buffer Amount.

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JPMorgan Chase Financial Company LLC amends the Tax Treatment section of its pricing supplement for Auto Callable Contingent Interest Notes linked to the common stock of Salesforce, Inc. The amendment restates the “Tax Treatment” section in Annex A and addresses U.S. federal income tax characterization, withholding for Non-U.S. Holders, and the potential application of Section 871(m). The issuer states it intends to treat the notes as prepaid forward contracts with associated contingent coupons and to treat Contingent Interest Payments as ordinary income, but acknowledges alternate treatments may be asserted by the IRS or a court. The amendment notes possible future Treasury/IRS guidance and highlights withholding risks for Non-U.S. Holders, including a 30% withholding practice and a referenced exclusion for certain instruments issued prior to January 1, 2027.

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JPMorgan Chase Financial Company LLC is offering $3,500,000 aggregate principal amount of Digital Equity Notes, Series A due May 19, 2027, fully guaranteed by JPMorgan Chase & Co.. Each note has a $1,000 principal amount, an original issue price of 100.00%, and an underwriting commission of 1.03%. The notes pay no interest and the maturity payment is linked to the performance of the S&P 500® Index measured from the trade date (May 7, 2026) to the determination date (May 17, 2027).

If the final index level is ≥ 90.00% of the initial level, holders receive a capped threshold settlement amount of $1,083.50 per note. If the final level declines by more than 10.00%, returns are negative and holders may lose some or all principal. The estimated value at pricing was $984.00 per $1,000 note. Payments are subject to the credit risk of the issuer and guarantor.

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JPMorgan Chase Financial Company LLC priced a $1,308,000 issuance of Auto Callable Contingent Interest Notes linked to the VanEck® Gold Miners ETF due April 12, 2028, fully guaranteed by JPMorgan Chase & Co. The notes pay contingent monthly interest at a 10.40% per annum rate when the Fund's closing price on a Review Date is at or above an Interest Barrier equal to 70.00% of the Initial Value and may be automatically called beginning August 7, 2026. Each $1,000 principal amount note was sold at $1,000 with selling commissions of $22.25 per note; the estimated value when priced was $953.80 per $1,000 note. The notes are unsecured obligations of JPMorgan Financial and are subject to issuer and guarantor credit risk, possible loss of principal if the Final Value is below the Trigger Value, limited liquidity, and other risks described in the pricing supplement and product supplement.

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FAQ

How many JPMORGAN CHASE & CO (JPM) SEC filings are available on StockTitan?

StockTitan tracks 7798 SEC filings for JPMORGAN CHASE & CO (JPM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for JPMORGAN CHASE & CO (JPM)?

The most recent SEC filing for JPMORGAN CHASE & CO (JPM) was filed on May 11, 2026.