Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to NIKE, Inc. Class B common stock, due May 17, 2029, fully guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments only if the Reference Stock's closing price on a Review Date is >= 50.00% of the Initial Value (the Interest Barrier). The notes are automatically callable beginning on the sixth Review Date (earliest call date November 13, 2026) if the closing price on a Review Date (other than the first five and the final) is >= the Initial Value. At maturity, if not called, payment depends on the Final Value versus the Trigger Value; a Final Value below the Trigger Value results in principal loss equal to the Stock Return. Estimated value at pricing is approximately $970 per $1,000 (not less than $950). Notes are unsecured, unsubordinated, not FDIC-insured, and have minimum denominations of $1,000.
JPMorgan Chase Financial Company LLC is offering Contingent Income Auto-Callable Securities due May 11, 2029, linked to the Class A common stock of Vertiv Holdings Co. Each security has a $1,000 stated principal amount and an issue price of $1,000. Investors may receive a contingent quarterly payment only if the underlying stock’s closing price on a determination date is at or above the downside threshold (50% of the initial stock price). The securities are auto‑callable if the underlying stock is at or above the initial stock price on a determination date, in which case holders receive principal plus the contingent quarterly payment(s). If not called and the final stock price is below the downside threshold, maturity payment equals the stated principal multiplied by the stock performance factor and could be less than 50% of principal or zero. The estimated value at pricing (assuming the minimum contingent quarterly payment) is approximately $952.20 per $1,000 security and will not be less than $930.00 per $1,000. Payments are obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are subject to the credit risk of both entities.
JPMorgan Chase Financial Company LLC is offering structured notes linked to the MerQube US Large‑Cap Vol Advantage Index, due May 11, 2029, fully guaranteed by JPMorgan Chase & Co. The notes carry a $1,000 original issue price per note and may be automatically called on specified Review Dates beginning May 11, 2027 for a cash payment equal to principal plus a stated Call Premium Amount.
The Index level reflects a 6.0% per annum daily deduction. If not called, maturity payoff depends on the Final Value relative to a Barrier Amount of 65.00% of the Initial Value and a Call Value of 90.00%. Investors may lose some or all principal if the Final Value is below the Barrier Amount.
JPMorgan Chase Financial Company LLC is offering contingent income auto-callable securities due May 11, 2029, linked to the common stock of Dow Inc. The securities pay contingent quarterly payments only if the closing stock price on each determination date is at or above a downside threshold equal to 50% of the initial stock price and include an automatic early‑redemption feature if the stock equals or exceeds the initial stock price on a determination date. Each security has a stated principal amount of $1,000, an issue price of $1,000, and exposes investors to full principal loss if the final stock price is below the downside threshold; payments at maturity are based on the stock performance factor (final/initial stock price). The pricing date and initial stock price will be set in the pricing supplement; the document shows an illustrative minimum contingent quarterly payment of $33.375 (3.3375%) and an example estimated value of approximately $950.70 per $1,000 security.
JPMorgan Chase Financial Company LLC priced $3,476,000 of Auto Callable Contingent Interest Notes due November 3, 2027, fully guaranteed by JPMorgan Chase & Co. The notes pay contingent quarterly interest at an effective 13.25% per annum (3.3125% per quarter) only if both underlyings are at or above 70.00% of their initial values on each Review Date and are auto‑callable on specified Review Dates beginning October 29, 2026. If not called, final principal is linked to the performance of the lesser performing of the Nasdaq-100® Technology Sector (Initial Value 14,341.12) and the VanEck® Semiconductor ETF (Initial Value $499.58), exposing holders to loss of principal if the lesser performing Underlying finishes below its 70.00% Trigger Value. Notes priced April 29, 2026 and expected to settle on or about May 4, 2026.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to one share of Carrier Global Corporation common stock, due May 18, 2029, and fully guaranteed by JPMorgan Chase & Co. The notes pay quarterly Contingent Interest Payments if the Reference Stock closes at or above an Interest Barrier equal to 60.00% of the Initial Value on a Review Date. The notes can be automatically called if the Reference Stock closes at or above the Initial Value on a Review Date (earliest call November 16, 2026). Expected pricing and settlement dates are approximately May 15, 2026 and May 20, 2026. Minimum denomination is $1,000. The estimated value at pricing is approximately $950.00 per $1,000 note and will not be less than $930.00. The Contingent Interest Rate will be at least 10.00% per annum. Investors bear credit risk of JPMorgan Financial and its guarantor and may lose some or all principal if the Final Value is below the Trigger Value at maturity.
JPMorgan Chase Financial Company LLC priced $2,842,000 of uncapped dual directional buffered return enhanced notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index. The notes priced on April 29, 2026 and are expected to settle on or about May 4, 2026, with an observation date of October 29, 2027 and maturity on November 3, 2027. Each $1,000 note was sold at $1,000 (fees/commissions $19.50) and pays at maturity a formulaic amount tied to the Least Performing Index Return with an Upside Leverage Factor 1.21 and a Buffer Amount 10.00%. Investors may forgo interest/dividends and can lose up to 90.00% of principal; payments are subject to the issuer’s and guarantor’s credit risk.
JPMorgan Financial is offering Contingent Digital Buffered Notes linked to the common stock of Microsoft that pay a fixed contingent digital return of at least 10.02% if the Final Stock Price is >= the Stock Strike Price or is down by up to the 20.00% Buffer Amount. If the Final Stock Price is more than 20.00% below the Stock Strike Price, investors incur leveraged losses equal to 1.25% of principal for each 1% below that threshold. The Stock Strike Price is $398.76 (Strike Date April 30, 2026), the Valuation Date is May 13, 2027 and the Maturity Date is May 18, 2027. Notes are unsecured obligations of JPMorgan Financial and are unlisted; payments are guaranteed by JPMorgan Chase & Co. The pricing supplement states an estimated note value of approximately $986.60 per $1,000 and a minimum estimated value of $970.00 per $1,000; the final pricing terms will appear in the pricing supplement.
JPMorgan Chase Financial Company LLC priced auto‑callable, contingent buffered equity notes linked to the S&P 500® Index. The notes may be automatically called on the Review Date for at least a 10.50% call premium; if not called, maturity payoff gives uncapped upside but guarantees a Contingent Minimum Return of at least 21.00% or exposes principal if the Ending Index Level declines by more than the 20.00% Contingent Buffer Amount. The Index Strike Level is 7,209.01 (as of the Strike Date). The term is approximately two years with maturity on May 4, 2028, subject to postponement for market disruptions. Payments are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., and are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial issued $1,805,000 of Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index due June 3, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay per $1,000 principal an upside capped at 13.20% or, if the Index declines up to the 10.00% buffer, an absolute positive return; losses beyond the 10.00% buffer are magnified by a 1.11111 downside leverage factor, potentially resulting in loss of principal. Pricing and settlement dates and valuation/maturity mechanics are specified in the supplement.