Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC priced $4,952,000 Auto Callable Dual Directional Accelerated Barrier Notes linked to the lesser performing of Broadcom Inc. and Marvell Technology, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced on April 28, 2026 with expected settlement on or about April 30, 2026.
The notes pay no interest, have $1,000 minimum denominations, an estimated value of $941.30 per $1,000 note and proceeds to the issuer of $4,828,200. They are auto-callable on Review Dates beginning April 28, 2027 with Call Premiums of 30.00% (first) and 60.00% (second). At maturity (if not called) payout depends on the Lesser Performing Reference Stock relative to its Initial Value and a Barrier Amount equal to 50.00% of Initial Value; upside is leveraged by 1.50 while downside can result in full principal loss.
JPMorgan Chase Financial Company LLC is offering 5‑year, non‑call 1‑year auto‑call Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index (MQUSTVA). The notes have a $1,000 minimum denomination, a pricing date of May 15, 2026 and a maturity date of May 20, 2031. They pay a quarterly contingent interest of at least 11.00% per annum (≥2.75% per quarter) when the Underlying is at or above the Interest Barrier (60.00% of the Initial Value) on a Review Date. The notes auto‑call on certain quarterly Review Dates if the Underlying is at or above the Initial Value; if not called, principal at maturity depends on the Final Value relative to the Trigger Value (50.00% of the Initial Value). The estimated value at issuance will be at least $880.00 per $1,000 principal amount. Payments are subject to the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC (issuer), guaranteed by JPMorgan Chase & Co., is offering 3‑year callable notes linked to the MerQube US Tech+ Vol Advantage Index (Bloomberg: MQUSTVA). The notes have a minimum denomination of $1,000, a Pricing Date of May 15, 2026, a Maturity Date of May 18, 2029, and a Final Review Date of May 15, 2029. The Index level reflects a 6.0% per annum daily deduction and a notional financing cost applied to the QQQ Fund exposure. If the Underlying is at or above the Call Value on a quarterly Review Date after a six‑month non‑call period, the notes will be automatically called and pay the stated Call Premium. At maturity, if not called, holders receive $1,000 if the Final Value is at or above the Barrier Amount of 60.00% of the Initial Value; otherwise repayment equals $1,000 + ($1,000 × Underlying Return), which can result in substantial principal loss. The estimated value will be at least $900 per $1,000 principal amount when terms are set. Payments are subject to the issuer’s and guarantor’s credit risk.
JPMorgan Chase Financial Company LLC offers five‑year, autocallable contingent interest notes linked to the MerQube US Large‑Cap Vol Advantage Index (Bloomberg: MQUSLVA). Each note has a $1,000 minimum denomination, an estimated value of at least $870 per $1,000 when priced, and a 6.0% per annum daily deduction built into the Index level.
The notes pay a Contingent Interest Rate of at least 11.00% per annum (at least 2.75% per quarter) when the Underlying on a Review Date is at or above the Interest Barrier (60.00% of the Initial Value). The notes can be automatically called on specified Review Dates and mature on May 20, 2031, with principal exposure if the Final Value falls below the Trigger Value (50.00% of the Initial Value).
JPMorgan Chase Financial Company LLC is offering Trigger GEARS—10-year unsecured notes due April 30, 2036—with returns linked to an unequally weighted basket of six equity indices. The securities pay no interest; upside is amplified by an Upside Gearing of 1.23. Principal is contingently repaid: if the Final Basket Value is below 65.00% of the Initial Basket Value, investors suffer proportional principal loss; if the Basket Return is positive, investors receive principal plus leveraged upside. The price to public totals $5,547,830 at $10.00 per security and estimated value at issuance was $8.876 per $10.
JPMorgan Chase Financial Company LLC is offering Trigger Absolute Return Step Securities linked to an unequally weighted basket of five equity indices with a $1,640,000 aggregate offering at $10.00 per security and a 5-year term maturing on April 30, 2031. The securities pay no interest or dividends; maturity payment depends on the Final Basket Value versus a Step Barrier and a Downside Threshold (75% of the Initial Basket Value). If Final Basket Value ≥ Step Barrier, investors receive principal plus the greater of the Step Return (50.50%) or the Basket Return. If Final Basket Value is between the Step Barrier and the Downside Threshold, investors receive principal plus the absolute value of the Basket Return. If Final Basket Value < Downside Threshold, investors suffer principal loss proportionate to the negative Basket Return. Payments are subject to issuer and guarantor credit risk.
JPMorgan Chase Financial Company LLC is offering Capped Buffer GEARS linked to the SPDR® Gold Trust (GLD) with a $9,581,000 original offering. Each $10 security has Upside Gearing 2.00, a Maximum Gain 27.00%, a 10% Buffer (Downside Threshold $379.72 from Initial Value $421.91) and matures May 3, 2028. If the Underlying Return is positive, payment equals principal plus Underlying Return×2.00 capped at the Maximum Gain. If the Final Value falls below the Downside Threshold, holders lose 1% of principal for each 1% decline beyond the Buffer, risking up to ~90% principal loss. Payments are unsecured obligations of JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co.; recovery depends on their creditworthiness. The securities do not pay interest and carry limited liquidity and significant tax and market risks.
JPMorgan Chase Financial Company LLC priced structured auto-callable notes linked to the least performing of the Nasdaq-100®, Russell 2000® and S&P 500® indices, due May 13, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay Contingent Interest Payments only when each Index is at or above an Interest Barrier (50.00% of Initial Value) on a Review Date and can be automatically called beginning November 9, 2026. The estimated value at pricing is approximately $960.00 per $1,000 note (not less than $940.00), and the Contingent Interest Rate will be at least 7.25% per annum. At maturity, if not called, principal is exposed to the Least Performing Index and could lose a substantial portion or all principal if that index finishes below its Trigger Value.
JPMorgan Chase & Co: Vanguard Capital Management reports beneficial ownership of 190,479,749 shares of Common Stock, equal to 7.06% of the class, as disclosed on a Schedule 13G covering 03/31/2026.
The filing states Vanguard has sole dispositive power for 190,479,749 shares and sole voting power for 25,201,016 shares. The report is signed by Vanguard's Head of Global Fund Administration on 04/30/2026.
JPMorgan Chase Financial Company LLC is offering capped buffered equity notes linked to the S&P® Transportation Select Industry FMC Capped Index. Each $1,000 note provides unleveraged upside capped at a Maximum Return of 17.20% and a 5.00% buffer against initial losses; losses beyond the buffer are multiplied by a Downside Leverage Factor of 1.05263. The Index Strike Level was 7,416.17 and the Valuation Date is October 26, 2026 with maturity on October 29, 2026. Notes are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., and were priced at $1,000 per note with an aggregate offering of $570,000.