Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering auto-callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due April 29, 2031. The notes pay contingent monthly interest when the Index is at or above an Interest Barrier equal to 80.00% of the Initial Value and may be automatically called early if the Index reaches the Initial Value on intermediate Review Dates; the earliest possible automatic call date is April 26, 2027.
The Index includes a 6.0% per annum daily deduction and a notional financing cost, which materially reduces index performance versus an undeducted benchmark. Investors can lose up to 85.00% of principal at maturity if the Final Value falls more than the 15.00% Buffer Amount below the Initial Value. Pricing is expected around April 24, 2026 with settlement around April 29, 2026.
JPMorgan Chase Financial Company LLC is offering $370,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, due April 21, 2031, fully guaranteed by JPMorgan Chase & Co. The notes pay monthly Contingent Interest Payments when the Index on a Review Date is at or above an Interest Barrier equal to 70.00% of the Initial Value, are subject to a 6.0% per annum daily deduction to the Index level, and are automatically callable beginning April 16, 2027 if the Index on a qualifying Review Date is at or above the Initial Value. The notes priced on April 16, 2026 with an original issue price of $1,000 per note, estimated value $896.30, selling commission $42.75 per $1,000, and minimum denomination $1,000.
JPMorgan Chase Financial Company LLC priced $520,000 of Capped Buffered Return Enhanced Notes linked to the S&P 500® Index. The notes (minimum $1,000 denominations) were priced on April 16, 2026 and are expected to settle on or about April 21, 2026.
The notes mature on April 19, 2029 with an Observation Date of April 16, 2029. Investors receive 2.00× any Index appreciation up to a Maximum Return of 31.65%; there is a 20.00% buffer against losses, and investors can lose up to 80.00% of principal if the Index declines sufficiently. Payments are unsecured obligations of JPMorgan Financial, fully guaranteed by JPMorgan Chase & Co., and are subject to both entities' credit risk.
JPMorgan Chase Financial Company LLC priced $1,636,000 of Uncapped Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced April 16, 2026 and are expected to settle on or about April 21, 2026 and mature April 19, 2029, with an observation date of April 16, 2029.
The notes pay at maturity either (a) $1,000 plus 2.061 times the Least Performing Index Return if all Indices finish above their Initial Values; (b) $1,000 if all Indices finish at or above 70.00% of their Initial Values; or (c) $1,000 plus the Least Performing Index Return if any Index finishes below 70.00% of its Initial Value, exposing holders to up to 100% principal loss. Initial Values were 48,578.72 (DJIA), 26,333.00 (Nasdaq-100) and 2,719.602 (Russell 2000). Price to public was $1,000 per note; estimated value was $981.80 per $1,000 note.
JPMorgan Chase Financial Company LLC priced $1,873,000 of market-linked, auto-callable notes due April 19, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. These securities are linked to the lowest-performing stock among Datadog (DDOG), Broadcom (AVGO) and Arista (ANET), pay no interest, and may be automatically called on April 21, 2027 for a fixed 50% call premium ($1,500 per $1,000 principal) if the lowest-performing underlying closes at or above its starting price on the call date. If not called, maturity payoff depends solely on the lowest-performing underlying on the final calculation day: a 500% upside participation on positive returns, return of principal if the lowest-performing underlying is down up to 50% of its starting price, or full downside exposure (losses exceeding 50% and possibly all principal) if that underlying falls below its 50% threshold. The securities are unsecured obligations of JPMorgan Financial and subject to issuer and guarantor credit risk, contain significant fees and selling commissions, are not FDIC-insured, and are designed to be held to maturity.
JPMorgan Chase Financial Company LLC priced a structured note offering of $250,000 aggregate principal: Auto Callable Contingent Interest Notes linked to the common stock of Tesla, Inc. due April 21, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay quarterly contingent interest at a 15.00% per annum contingent interest rate when the Reference Stock meets or exceeds an Interest Barrier (60.00% of the Initial Value) on a Review Date and may be automatically called if the Reference Stock equals or exceeds the Initial Value on a Review Date. The notes priced on April 16, 2026 with expected settlement on or about April 21, 2026. Payments and recovery at maturity depend on the Final Value versus a Trigger Value; principal can be materially reduced if the Final Value is below the Trigger Value. The offering carries issuer and guarantor credit risk and limited liquidity.
JPMorgan Chase Financial Company LLC priced $450,000 of callable contingent interest notes due April 20, 2028, fully guaranteed by JPMorgan Chase & Co. Each $1,000 note (priced April 16, 2026; expected settlement April 21, 2026) links payments to the least performing of three ETFs and may be redeemed early beginning October 21, 2026. Contingent interest at 9.70% per annum is paid only on Review Dates when each Fund’s closing price is ≥ 60.00% of its Initial Value. At maturity investors either receive $1,000 plus any final contingent interest if all Trigger Values are met, or a principal payment reduced by the Least Performing Fund Return if the Final Value of any Fund is below its Trigger Value. The notes are unsecured obligations of JPMorgan Financial and subject to the credit risk of JPMorgan Financial and its guarantor.
JPMorgan Chase Financial Company LLC priced $500,000 of Digital Contingent Buffered Notes linked to the Nasdaq-100 Index® due May 3, 2027, fully guaranteed by JPMorgan Chase & Co. Each $1,000 note pays a fixed Contingent Digital Return of 10.47% at maturity if the Ending Index Level is at or above the Index Strike Level or down by up to the 20.00% Contingent Buffer. If the Index declines by more than 20.00% from the Index Strike Level, principal is reduced dollar-for-dollar by the Index Return. The Index Strike Level is 26,204.58 (Strike Date: April 15, 2026); Valuation Date is April 28, 2027. The notes were sold at $1,000.00 each (original issue price) with estimated value $984.20 and selling commission $10.00 per note.
JPMorgan Chase Financial Company LLC priced $742,000 of Auto Callable Contingent Interest Notes linked to ServiceNow common stock, due October 21, 2027, issued in $1,000 minimum denominations and fully guaranteed by JPMorgan Chase & Co. The notes pay contingent monthly interest at a 17.25% per annum rate when the Reference Stock closes at or above 50.00% of the Initial Value (the Interest Barrier). The notes may be automatically called beginning October 16, 2026 if the Reference Stock closes at or above the Initial Value on a qualifying Review Date. Estimated value per $1,000 note at pricing was $960.40; price to public was $1,000 with selling commissions up to $7.25 per $1,000. Investors face credit risk of the issuer and guarantor, potential loss of principal if the Final Value is below the Trigger Value (50% of Initial Value), limited participation in upside, and limited liquidity.
JPMorgan Chase Financial Company LLC priced $1,213,000 of Auto-Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due April 21, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes priced on April 16, 2026 and are expected to settle on or about April 21, 2026. Each $1,000 note sells at $1,000 to the public with selling commissions of $39 per note and estimated value of $921.80 per $1,000 note. The notes pay contingent monthly interest at a stated Contingent Interest Rate of 12.00% per annum when the Index closing level on a Review Date is at least 80.00% of the Initial Value (the Interest Barrier). The notes are auto-callable beginning April 16, 2027 if the Index closes at or above the Initial Value on a Review Date. Investors face principal loss up to 85.00% and the Index level is reduced by a 6.0% per annum daily deduction plus a notional financing cost.