Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC plans to issue uncapped dual directional buffered return enhanced notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, fully guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about August 31, 2026, settle on or about September 3, 2026 and mature on September 6, 2029, in minimum denominations of $1,000.
At maturity, investors receive leveraged upside of at least 1.38x any positive return of the least performing index. If the least performing index is flat or down by up to the 15.00% Buffer Amount, investors earn a positive, uncapped return equal to the absolute decline, capped at $1,150 per $1,000 note when the negative return hits the buffer. If any index falls by more than 15%, principal is reduced 1% for each 1% loss beyond the buffer, for a maximum loss of 85.00%, so the minimum maturity payment is $150 per $1,000 note.
The notes pay no interest, provide no dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and are not expected to be listed, limiting liquidity. If priced today, the estimated value would be about $961.10 per $1,000 note and will not be less than $900.00 at pricing, reflecting embedded costs and hedging charges.
JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on August 15, 2029 and are issued in minimum denominations of $1,000.
At maturity, investors receive 1.60 times any positive index return with no cap, a 15.00% buffer against moderate declines, and can lose up to 85.00% of principal if the index falls sharply. The notes pay no interest and are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $970 per $1,000 note and will not be less than $950 at pricing, reflecting embedded selling, structuring and hedging costs.
The underlying index tracks the excess return of rolling E-mini® S&P 500® futures. Performance may differ materially from the S&P 500® Index due to futures pricing, financing costs, dividend effects and potential negative roll returns, and the notes may be illiquid as they are not exchange listed.
JPMorgan Chase Financial Company LLC is issuing $312,000 of Auto Callable Accelerated Barrier Notes linked to the Class B common stock of NIKE, Inc., fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and was priced on July 30, 2026, with settlement expected on or about August 4, 2026.
The notes may be automatically called on August 2, 2027 if NIKE’s share price is at or above the Call Value (100% of the Initial Value), paying $1,000 + $285 per note. If not called, at maturity on August 2, 2029 investors receive: leveraged upside of 1.50x any stock appreciation; par return if the Final Value is at or above the Barrier Amount (60% of the Initial Value); or a 1-for-1 loss with the stock if the Final Value is below the barrier, potentially losing all principal.
The Initial Value was $42.29 per share, and the Barrier Amount is $25.374. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed on an exchange, and have an estimated value of $951.90 per $1,000 at pricing, below the issue price due to selling, structuring and hedging costs.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes linked to the Bloomberg Commodity Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations with minimum denominations of $1,000 and mature on August 29, 2031.
At maturity, if the Index has risen, investors receive principal plus at least 2.10× the Index gain. If the Index is flat or down but at or above 70% of the Initial Value, principal is returned. If the Index finishes below the 70% barrier, repayment is reduced one-for-one with the Index decline, with a minimum payment of $0, so investors can lose more than 30% and up to all principal.
The notes pay no interest, are not bank deposits, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An initial estimated value is indicated at $933 per $1,000, and will not be less than $900 when set, reflecting embedded costs and hedging. Risks highlighted include potential early acceleration upon a commodity hedging disruption event, high volatility of commodity futures, lack of liquidity, and secondary market prices likely below the original issue price.
JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due August 8, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
Investors may receive a contingent interest rate of at least 11.50% per annum, paid monthly, but only for Review Dates when the closing level of each Index is at or above its Interest Barrier of 70.00% of its Initial Value. If any Index is below its barrier on a Review Date, no interest is paid for that month. JPMorgan may redeem the notes early on specified Interest Payment Dates starting February 10, 2027, paying $1,000 per note plus any due contingent interest.
If the notes are not redeemed early and, on the final Review Date, the Final Value of each Index is at or above its Trigger Value of 60.00% of its Initial Value, investors receive $1,000 per note plus any final contingent interest. If any Index finishes below its Trigger Value, repayment of principal is reduced one-for-one with the decline of the Least Performing Index, and investors can lose more than 40% and up to 100% of principal. The notes are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed on any exchange, and have an estimated value of about $970 per $1,000 at pricing, not less than $950.
JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated Auto Callable Contingent Interest Notes due February 20, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
Investors may receive a monthly Contingent Interest Payment only if on a Review Date the closing level of each index is at least 70.00% of its Initial Value, the Interest Barrier. From the sixth Review Date (earliest February 16, 2027), the notes are automatically called if each index is at or above its Initial Value, paying $1,000 plus the applicable contingent interest.
If not called, at maturity investors receive $1,000 plus the final contingent interest if each index is at or above its Trigger Value (also 70.00% of Initial Value). If any index is below its Trigger Value, repayment is reduced 1% for each 1% decline of the least performing index, down to a complete loss of principal. The estimated value is expected to be below the $1,000 issue price, and the notes involve credit, market, liquidity and tax risks.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the iShares Bitcoin Trust ETF (IBIT), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are unsecured, unsubordinated obligations with a scheduled maturity on September 6, 2029, and a potential automatic call on September 7, 2027.
The structure provides an Upside Leverage Factor of 1.50 on any positive Fund return at maturity if the notes are not called, and a contingent Call Premium of at least $202.50 per $1,000 if the Fund is at or above the Call Value on the Review Date. Principal is protected only down to a Barrier Amount of 70.00% of the Initial Value; if the Final Value is below this level and the notes have not been called, repayment is reduced one-for-one with the Fund’s loss and investors can lose most or all of their principal.
The notes pay no interest, will not be listed on an exchange, and secondary market liquidity is expected to be limited. The estimated value is indicated at about $956.40 per $1,000 (not less than $900.00 when set), reflecting embedded costs. The product embeds exposure to bitcoin through the ETF, and the issuer highlights extensive risks related to bitcoin’s volatility, regulatory uncertainty, custody, market structure, and the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering $501,000 principal amount of Capped Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and Nasdaq-100 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes price at $1,000 per note, with selling commissions of $7.50 per $1,000 and estimated proceeds of $992.50 per note to the issuer.
At maturity on August 4, 2031, investors receive 4.00 times any positive return of the least performing index, capped at a 102.00% maximum return (up to $2,020 per $1,000). Principal is returned only if each index finishes at or above 70.00% of its initial level; if any index ends below this barrier, repayment is reduced one-for-one with the least performing index return, and investors can lose up to 100% of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both the issuer and guarantor, have an estimated initial value of $976 per $1,000, and are not expected to be listed, limiting liquidity.
JPMorgan Chase Financial Company LLC is offering Uncapped Accelerated Barrier Notes due August 29, 2031, linked to the least performing of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, in minimum denominations of $1,000 per note. The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co., exposing holders to the credit risk of both entities.
At maturity, investors receive an uncapped leveraged upside of at least 1.60x any positive return of the least performing index; if that index is flat or any index is below its initial level but all remain at or above the 70.00% Barrier Amount, principal is returned. If any index finishes below its barrier, principal is reduced 1% for each 1% decline of the least performing index, up to total loss.
The notes pay no interest or dividends and will not be listed, so liquidity depends on J.P. Morgan Securities LLC making a market. If priced on August 3, 2026, the estimated value would be about $932.80 per $1,000 note and will not be less than $900.00 at pricing, reflecting embedded selling commissions, hedging costs and issuer margins. The filing highlights extensive risk factors, including market, small-cap, non-U.S. securities, structural, credit, liquidity, valuation and U.S. federal tax risks.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due August 11, 2032, linked to the MerQube US Large-Cap Vol Advantage Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 minimum denominations.
Investors may receive a Contingent Interest Payment on each monthly review date only if the Index closes at or above 70.00% of the Initial Value (the Interest Barrier). The notes are automatically called on quarterly dates if the Index is at or above the Initial Value, with the earliest call on August 6, 2027. If the notes are not called and the Final Value is below the 50.00% Trigger Value, repayment of principal is reduced one-for-one with the Index loss, down to zero.
The Index dynamically allocates exposure of up to 500% to E-mini S&P 500 futures to target 35% implied volatility and is subject to a 6.0% per annum daily deduction, which creates a significant drag versus a similar index without a deduction. An example estimated value is $920.80 per $1,000 note if priced today, and the final estimated value will not be less than $900.00 per $1,000. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and the notes will not be listed, so liquidity may be limited.