Welcome to our dedicated page for Jpmorgan Chase SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC priced $30,000 of Capped Digital Notes linked to the J.P. Morgan Dynamic Index, maturing on May 4, 2028 with an observation date of May 1, 2028. Each $1,000 note was sold at $1,000 (commission $10; proceeds to issuer $990 per note) and offers a Contingent Digital Return of 12.50% if the Final Value is greater than or equal to the Initial Value (Initial Value: 150.07). The notes repay $1,000 at maturity if the Final Value is less than the Initial Value and are unsecured obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC priced $4,801,000 of structured Review Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100. The notes price was $1,000 each with minimum denominations of $1,000, expected settlement on or about May 5, 2026, and maturity on May 3, 2030.
The notes can be automatically called beginning on May 5, 2027 if each Index closes at or above its Call Value. The Barrier Amount for each Index is 70.00% of its Initial Value. At maturity, if any Index’s Final Value is below its Barrier Amount, payment equals $1,000 plus $1,000×the Least Performing Index Return, which could result in substantial principal loss.
JPMorgan Chase Financial Company LLC priced $404,000 of Uncapped Dual Directional Accelerated Barrier Notes due May 5, 2031, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes reference the least performing of the Nasdaq-100® Technology Sector, the S&P 500® Index and the Russell 2000® Index, with an Upside Leverage Factor of 1.715 and a Barrier Amount equal to 70.00% of each Index's Initial Value. Priced on April 30, 2026 with expected settlement on or about May 5, 2026, the notes pay at maturity according to the Least Performing Index Return with a capped positive payout when the Least Performing Index Return is negative (maximum payment $1,300 per $1,000). Investors bear full credit risk of the issuer and guarantor and may lose up to all principal if a Least Performing Index closes below the Barrier Amount on the Observation Date.
JPMorgan Chase Financial Company LLC is offering Trigger PLUS linked to the Invesco S&P 500® Equal Weight ETF (RSP) due May 4, 2028. The issue aggregates $5,403,000 of notes, $1,000 stated principal each, priced at $1,000 with $20 commissions and an estimated value of $965.80 on the pricing date.
Key economics: a 200% leverage factor on upside, a 90% trigger level ($183.096), a maximum payment of $1,233.50 per note (123.35% of principal) and full downside exposure below the trigger (losses pro rata to ETF decline). Payments are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC priced a $719,000 issue of uncapped accelerated barrier notes linked to the lesser performing of the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on May 5, 2031 with an observation date of April 30, 2031 and an Upside Leverage Factor of 1.53.
At maturity the payment depends on the Lesser Performing Index Return versus a Barrier Amount equal to 70.00 of each Index’s Initial Value; if both Indices finish above their initial levels investors receive principal plus 1.53 times the Lesser Performing Index Return, while a breach of the Barrier exposes holders to pro rata principal loss tied to the Lesser Performing Index.
JPMorgan Chase Financial Company LLC priced $801,000 of uncapped accelerated barrier notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the S&P 500® due May 3, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay 1.485× the appreciation of the least performing Index at maturity if all Indices finish above their initial values, repay principal if all final values are at or above 70.00% of initial values, and expose holders to losses (greater than 30%) if the least performing Index closes below its 70.00% barrier. Pricing date was April 30, 2026; expected settlement on or about May 5, 2026.
JPMorgan Chase Financial Company LLC priced $1,407,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index due May 3, 2029, fully guaranteed by JPMorgan Chase & Co.
The notes price at $1,000 per note with selling commissions of $4.50 and proceeds to issuer of $995.50 per note; the estimated value at pricing was $966.90 per note. Key economics: Upside Leverage Factor 2.00, Barrier Amount 70.00% of initial values, automatic call possible beginning May 4, 2027, and Review Dates on May 4, 2027, May 1, 2028 and April 30, 2029.
JPMorgan Chase Financial Company LLC priced $40,000 of Callable Contingent Interest Notes linked to the least performing of the Russell 2000 Index, the Nasdaq-100 Index and the iShares 20+ Year Treasury Bond ETF, due May 3, 2029, with payments fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a Contingent Interest Rate of 10.25% per annum on each Interest Payment Date only if the closing value of each Underlying is at or above 70.00% of its Initial Value; they are callable at the issuer’s option beginning November 4, 2026. Price to public was $1,000 per note; selling commission $10 per note; estimated value $960.30 per $1,000 note.
JPMorgan Chase Financial Company LLC is offering $19,179,000 principal amount of uncapped buffered return enhanced notes linked to the lesser performing of the Dow Jones Industrial Average® and the S&P 500® Index, due May 4, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay 1.0025× the appreciation of the lesser performing Index at maturity above its initial level, provide a 21.00% buffer against declines, and expose holders to loss of up to 79.00% of principal if the lesser performing Index falls more than the buffer. The notes were priced April 30, 2026 and are expected to settle on or about May 5, 2026.
JPMorgan Chase Financial Company LLC is offering 2,350 Market Linked Securities (principal $1,000 each) due May 3, 2029, fully guaranteed by JPMorgan Chase & Co. The notes are auto-callable on scheduled call dates tied to the lowest performing of the S&P 500, DJIA and Nasdaq-100, with fixed call premiums and contingent downside exposure to the lowest performing Index (50% threshold). The offering price is $1,000 per security; estimated value at issuance was $954.90 per security.