Welcome to our dedicated page for JPMORGAN CHASE & CO SEC filings (Ticker: JPM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase Financial Company LLC is offering $200,000 of Medium-Term Notes, Series A, Capped Buffered Enhanced Participation Basket-Linked Notes due August 2, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
The notes are linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (40%), TOPIX® (25%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (7%), with an initial basket level of 100. At maturity, investors receive 1.5x any positive basket return, capped at a maximum settlement amount of $1,417 per $1,000 (basket cap at 127.80% of the initial level). A 10% downside buffer protects principal if the basket decline is within that range; beyond it, losses are leveraged at a buffer rate of about 1.1111, and investors can lose all principal.
The original issue price is 100% of principal, including a 2.00% selling commission, with net proceeds of 98%. The issuer’s estimated value is $975.90 per $1,000 note, reflecting internal funding and hedging costs. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no secondary market liquidity.
JPMorgan Chase Financial Company LLC is issuing $1,223,000 of Capped Dual Directional Buffered Equity Notes due September 2, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked to the least performing of three underlyings: the Dow Jones Industrial Average, the S&P 500 Equal Weight Index and the State Street Health Care Select Sector SPDR ETF.
Each note has a $1,000 denomination, a Maximum Upside Return of 15.50% (cap of $1,155 per $1,000 if the least performing underlying rises), and a Buffer Amount of 15.00%. If the least performing underlying falls by up to 15%, investors receive a positive return equal to the absolute decline, up to 15.00% (maximum $1,150 per $1,000 when the least performing return is negative). Below the 15% buffer, principal is reduced 1% for each additional 1% decline, with a minimum of $150 per $1,000 if that underlying falls 100%.
The notes pay no interest or dividends, are unsecured and unsubordinated, and expose holders to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The price to public is $1,000 per note, including $5 in selling commissions, for net proceeds of $1,216,885; the issuer’s estimated value is $985.80 per $1,000 note, reflecting structuring, distribution and hedging costs.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering structured Capped Notes due August 29, 2031 linked to the least performing of the Nasdaq‑100 Index, the Dow Jones Industrial Average and the Russell 2000 Index.
Investors receive no interest or dividends but are entitled to full principal repayment at maturity, subject to the credit risks of the issuer and guarantor. At maturity, holders receive $1,000 plus an Additional Amount equal to 150% (the Participation Rate) of the Least Performing Index Return, capped at a Maximum Amount of at least $602.50 per $1,000. If any index finishes at or below its initial level, only principal is repaid.
The notes are unsecured, not listed, and may trade below the issue price, with an estimated value of approximately $943.60 per $1,000 (not less than $900.00) reflecting selling commissions, hedging costs and internal funding assumptions. Tax treatment is complex; the issuer currently intends to treat the notes as contingent payment debt instruments, requiring accrual of original issue discount for U.S. holders.
JPMorgan Chase Financial Company LLC is offering Auto Callable Accelerated Barrier Notes linked to the iShares Bitcoin Trust ETF (IBIT), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target investors seeking potential early redemption at a premium or leveraged upside exposure to the fund.
The notes may be automatically called on August 30, 2027 if the ETF’s closing price is at or above 100% of its initial value, paying $1,000 plus a call premium of at least $157.50 per $1,000. If not called and the final ETF value on August 27, 2029 exceeds the initial value, maturity payment equals $1,000 plus 1.50 times the ETF’s positive return. Principal is returned at par if the final value is at or above a 70.00% barrier.
If the notes are not called and the final value falls below the barrier, repayment is reduced one-for-one with the ETF decline, and investors can lose more than 30% and up to all principal. The notes pay no interest, are unsecured obligations subject to the credit risk of JPMorgan entities, and embed significant bitcoin and volatility risk. Minimum denomination is $1,000, with estimated value indicated around $934.50 per $1,000, and at pricing not less than $900.00.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering $4,604,000 of Market Linked Securities tied to the Nasdaq-100 Index, maturing August 3, 2028, in $1,000 denominations with no interest payments or principal protection.
At maturity, holders receive: the principal plus 200% of any Index gain, capped at a 27.00% maximum return (up to $1,270 per $1,000); the principal back if the Index loss is within a 10% buffer; or reduced principal with 1‑to‑1 downside beyond the buffer, with up to 90% loss of principal possible.
The starting level is 28,106.35 and the threshold level is 25,295.715 (90% of the starting level). The price to public is $1,000 per security, including $25.75 in selling commissions, while the issuer’s estimated value is $963.60, reflecting embedded fees, hedging costs and internal funding assumptions. The securities are unsecured, not FDIC insured, not exchange-listed and are intended to be held to maturity.
JPMorgan Chase Financial Company LLC is offering $2,000,000 of Medium‑Term Notes, Series A, Digital Equity Notes due July 11, 2035, linked to the S&P 500 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.
At maturity, if the S&P 500 final level is at least 90.00% of the initial level of 7,437.63, holders receive a fixed $1,940 per $1,000 note (a capped return tied to a 194.00% cap level). If the index falls more than 10% from the initial level, repayment equals principal multiplied by the index performance, so principal losses are 1:1 with index declines and can reach 100%.
The original issue price is 100.00% of principal, including a 5.00% selling commission, for net proceeds of 95.00% to the issuer. The estimated value at pricing is $928.60 per $1,000 note, reflecting internal funding and hedging costs. The notes are unsecured, unsubordinated obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and have no issuer call feature. The tax treatment is uncertain, with counsel viewing the notes as prepaid financial contracts, and the documents describe additional risks, conflicts of interest and potential secondary‑market discounts.
JPMorgan Chase Financial Company LLC is issuing $2,876,000 of Auto Callable Accelerated Barrier Notes linked to the lesser performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, due August 2, 2029, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes are issued in $1,000 denominations, pay no interest, and offer an Upside Leverage Factor of 2.25x on the appreciation of the lesser-performing index at maturity if both indices finish above their initial levels and the notes are not called. They may be automatically called on August 3, 2027 or July 31, 2028 if each index is at or above its Call Value, paying principal plus a call premium of 14.50% or 29.00%, respectively.
A Barrier Amount is set at 70% of the initial level for each index (11,396.266 for the Nasdaq-100 Technology Sector and 2,062.2707 for the Russell 2000). If the notes are not called and either index finishes below its barrier, investors are exposed to a one-for-one loss based on the decline of the lesser-performing index and can lose all principal. The estimated value at pricing was $942.20 per $1,000, below the issue price, and secondary liquidity is not assured. All payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering unsecured, unsubordinated Uncapped Digital Barrier Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing August 12, 2031. The notes provide uncapped, unleveraged upside to any appreciation of the least performing index at maturity, subject to a Contingent Digital Return of at least 72.50%. If the final level of each index is at or above its initial level, investors receive $1,000 plus the greater of the Contingent Digital Return or the least performing index return. If any index is below its initial level but all are at or above 70.00% of initial (Barrier Amount), principal is repaid at par. If any index finishes below its Barrier Amount, repayment is $1,000 plus the least performing index return, so investors lose 1% of principal for each 1% decline in the least performing index and can lose all principal. Minimum denomination is $1,000. The indicative estimated value is about $966.90 per $1,000, and when finalized will not be less than $900, reflecting embedded fees and hedging costs. The notes pay no interest or dividends and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC is offering Callable Fixed Rate Notes due November 12, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a fixed 4.30% per annum, with interest in arrears on February 14, 2027, August 14, 2027 and at maturity, calculated on a 30/360 basis.
The issuer may redeem the notes at par plus accrued interest, in whole but not in part, on February 14, 2027, May 14, 2027 and August 14, 2027. Pricing is between $997.60 and $1,000 per $1,000 principal amount for eligible institutional and fee-based accounts. Selling commissions would be approximately $1.50 per $1,000 note and will not exceed $5.00. U.S. tax counsel expects the notes to be treated as debt instruments with fixed interest payments and issued without original issue discount.
JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., is offering callable fixed rate notes due August 11, 2028. The notes pay interest at a fixed 4.65% per annum, calculated on a 30/360 day count basis, with interest payable in arrears on August 13, 2027 and at maturity, subject to earlier redemption.
The issuer may, at its option, redeem the notes in whole (but not in part) on the 13th calendar day of February, May, August and November from February 13, 2027 through May 13, 2028 at par plus accrued and unpaid interest, subject to a following business day convention and an unadjusted interest accrual convention. The notes are issued on August 13, 2026 and mature on August 11, 2028.
The price to the public per $1,000 principal amount is between $997.60 and $1,000, and selling commissions, if any, will not exceed $7.50 per $1,000, with an indicative level of approximately $2.00 per $1,000. The notes are unsecured debt obligations, are not bank deposits, and are not insured by the FDIC or any other governmental agency.