Nuveen JRI officer exercises rights for 1,968 shares

Nuveen Real Asset Income & Growth Fund Chief Administrative Officer David J. Lamb acquired 1,968 shares of common stock at $12.40 per share by exercising subscription rights in a prorata rights offering.

Accepted by SEC EDGAR 03/17/2026 - 04:34 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nuveen Real Asset Income & Growth Fund Chief Administrative Officer David J. Lamb acquired 1,968 shares of common stock at $12.40 per share by exercising subscription rights in a prorata rights offering. Following this exempt transaction, he directly holds 9,917.2069 common shares.

Insider Trade Summary

In-the-Money Exercise: 1,968 shares

In-the-Money Exercise 1 txn

Insider LAMB DAVID J

Role Chief Administrative Officer

Type	Security	Shares	Price	Value
In-the-Money Exercise	Common Stock	1,968	$12.40	$24K

Holdings After Transaction: Common Stock — 9,917.2069 shares (Direct)

Footnotes (1)

1. F1. Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did JRI officer David J. Lamb report?

David J. Lamb reported acquiring 1,968 JRI common shares by exercising subscription rights in a prorata rights offering at $12.40 per share. The transaction reflects an in-the-money derivative exercise, increasing his direct ownership stake in the fund.

How many Nuveen JRI shares does David J. Lamb own after this Form 4?

After the reported transaction, David J. Lamb directly owns 9,917.2069 Nuveen Real Asset Income & Growth Fund common shares. This total reflects his position following the 1,968-share acquisition through the exercised subscription rights in the prorata rights offering.

What was the price for the JRI shares acquired by exercising rights?

The JRI shares were acquired at $12.40 per share through the exercise of subscription rights. This in-the-money exercise converted the rights into 1,968 common shares, as disclosed in the Form 4 and related footnote detailing the prorata rights offering.

What does the transaction code X mean in the JRI Form 4 filing?

Transaction code X indicates an exercise of an in-the-money or at-the-money derivative security. For JRI, it reflects David J. Lamb exercising subscription rights allocated in a prorata rights offering rather than an open-market purchase or sale of common stock.

Was David J. Lamb’s acquisition of JRI rights and shares exempt under Section 16?

Yes. The footnote explains the acquisition of rights was exempt under Rule 16a-9(b), and the share acquisition upon exercising those rights was exempt from Section 16(b) under Rule 16(b)-6(b), clarifying the regulatory treatment of this prorata rights offering transaction.

Is David J. Lamb’s JRI ownership direct or indirect after this transaction?

His JRI ownership reported in this Form 4 is direct. The filing labels the holdings with a direct ownership code, and no footnote attributes the shares to a separate entity such as a trust or LLC, indicating he holds the shares personally.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAMB DAVID J

(Last) (First) (Middle)

C/O NUVEEN INVESTMENTS

333 W. WACKER DRIVE

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Nuveen Real Asset Income & Growth Fund [ JRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		X		1,968(1)	A	$12.4	9,917.2069	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares acquired upon exercise of subscription rights allocated to the reporting person in the prorata rights offering conducted by the issuer. The acquisition of the rights by the reporting person was exempt from Section 16 by virtue of rule 16a-9(b) and the acquisition of shares by the reporting person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16(b)-6(b).

Remarks:

lambpoa.txt

	Mark L. Winget/ Signed Under POA	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.