Every Form 4 that NUVEEN REAL ASSET INCOME AND GROWTH FUND (JRI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow JRI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full JRI filings page.
Nuveen Real Asset Income & Growth Fund vice president Nathaniel T. Jones exercised subscription rights that had been allocated to him in a pro rata rights offering by the fund. He used these rights, including related oversubscription privileges, at a price of $12.40 to acquire additional common shares. Following these transactions, he directly holds 1,750 common shares of the fund. The filing notes that both the acquisition of the subscription rights and the acquisition of shares upon exercise are exempt from certain Section 16 provisions under the applicable SEC rules.
Nuveen Real Asset Income & Growth Fund’s Chief Administrative Officer David J. Lamb exercised subscription rights to acquire 7,872 shares of common stock at an exercise price of $12.40 per share. These rights, classified as derivative securities, were fully exercised, leaving no remaining subscription rights outstanding after the transaction.
Nuveen Real Asset Income & Growth Fund Chief Administrative Officer David J. Lamb acquired 1,968 shares of common stock at $12.40 per share by exercising subscription rights in a prorata rights offering. Following this exempt transaction, he directly holds 9,917.2069 common shares.