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Jackson Financial (JXN) EVP granted 11,248 shares and 4,179 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jackson Financial Inc. Executive Vice President Christopher Raub reported equity awards tied to prior performance grants. On February 2, 2026, he acquired 11,248.23 shares of common stock at $0.00 per share, bringing his directly held common stock to 41,348.27 shares.

He was also granted 4,179.18 restricted share units at $0.00, increasing his directly held restricted share units to 7,015.54 units. Footnotes explain these shares and equivalents were earned based on performance metrics of 2023 performance share unit awards, which cliff vest in March 2026 and September 2026, with one award settling in cash and another converting 1:1 into common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raub Christopher

(Last) (First) (Middle)
1 CORPORATE WAY

(Street)
LANSING MI 48951

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Jackson Financial Inc. [ JXN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 A(1) 11,248.23 A $0.00 41,348.27 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
restricted share units (2) 02/02/2026 A(3) 4,179.18(3) (3) (3) Common Stock 4,179.18 $0.00 7,015.54 D
Explanation of Responses:
1. Reflects shares (and accrued dividend equivalents) earned based on achievement of performance metrics of the 2023 Mid-cycle Performance Share Unit Award ("PSU") that cliff vest on September 10, 2026. The PSUs will convert 1:1 into common stock.
2. Reflects shares (and accrued dividend equivalents) earned based on achievement of performance metrics of the 2023 Performance Share Unit Award that cliff vest on March 10, 2026. Upon vesting, shares will settle in cash.
3. Each restricted stock unit represents a contingent right to receive one share of JFI common stock.
Remarks:
Power of Attorney on file.
/s/ Kristan L. Richardson, as Attorney-in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did JXN Executive Vice President Christopher Raub report?

Christopher Raub reported acquiring 11,248.23 Jackson Financial common shares and 4,179.18 restricted share units at $0.00 on February 2, 2026. These awards increased his direct holdings to 41,348.27 common shares and 7,015.54 restricted share units, reflecting previously earned performance-based compensation.

How many Jackson Financial (JXN) shares does Christopher Raub now hold directly?

After the reported transaction, Christopher Raub directly holds 41,348.27 shares of Jackson Financial common stock. This reflects the addition of 11,248.23 shares granted at no cost based on the achievement of performance metrics tied to earlier performance share unit awards.

What restricted share units were granted to the JXN Executive Vice President?

Christopher Raub received 4,179.18 restricted share units of Jackson Financial on February 2, 2026, at a price of $0.00. Each restricted share unit represents a contingent right to receive one share of Jackson Financial common stock, bringing his total restricted units to 7,015.54.

How are the 2023 Jackson Financial performance share unit awards structured?

The 2023 mid-cycle PSU award vests in a single cliff on September 10, 2026 and converts 1:1 into common stock. A separate 2023 PSU award cliff vests on March 10, 2026, with shares settling in cash upon vesting, reflecting performance against defined metrics.

Were the JXN shares and units granted to Christopher Raub purchased on the market?

No, the reported 11,248.23 common shares and 4,179.18 restricted share units were acquired at $0.00 per share. They represent equity earned under 2023 performance share unit programs, rather than open-market purchases, and vest according to the awards’ specified 2026 schedules.

What role does performance play in Christopher Raub’s JXN equity awards?

The reported shares and equivalents reflect achievement of performance metrics under Jackson Financial’s 2023 performance share unit awards. One mid-cycle PSU award converts into common stock at cliff vesting, while another award that also depends on performance settles in cash upon its March 10, 2026 vesting date.
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United States
LANSING