Jackson Financial Inc.'s SEC filings document the reporting framework for a public retirement-services and annuity company. Its 8-K filings cover quarterly and annual financial results, Regulation FD slide presentations, non-GAAP measures, statutory insurance measures and forward-looking disclosure tied to Jackson National Life Insurance Company and the company's annuity operations.
Proxy and material-event filings describe board and shareholder governance, executive compensation matters, related-person transaction disclosures, leadership changes at PPM America, and strategic initiatives involving reinsurance entities. Other filings address capital structure and financing matters, including common stock resale registration materials, depositary shares linked to preferred stock, and pre-capitalized trust securities issued through Grand River Funding Trusts.
Jackson Financial Inc. director Lippert Martin J received an award of 373.53 shares of Common Stock in the form of additional restricted share units. According to the footnote, these units were granted as dividend equivalent units on existing restricted share units and are subject to the same terms and conditions as the underlying awards. Following this acquisition, his directly owned Common Stock position reported in this filing is 44,341.61 shares.
Jackson Financial Inc. director Lawton Drew received an automatic equity award in the form of additional restricted share units on common stock. On March 26, 2026, he acquired 236.6 restricted share units as dividend equivalent units at a price of $0.00 per share. These dividend equivalent units are subject to the same terms and conditions as the underlying equity awards on which they accrue. Following this grant, Drew holds 28,086.94 shares of Jackson Financial common stock directly.
Jackson Financial Inc. director Derek G. Kirkland reported an acquisition of additional common stock through equity compensation. On March 26, 2026, he received 109.73 shares at a price of $0.00 per share, bringing his directly held stake to 34,559.91 shares.
The filing notes these shares are dividend equivalent units credited on existing restricted share units. These units follow the same vesting and forfeiture terms as the underlying equity awards, making this a routine, compensation-related increase rather than an open-market purchase.
KANDARIAN STEVEN A reported acquisition or exercise transactions in this Form 4 filing.
Jackson Financial Inc. director Steven A. Kandarian reported receiving an award of 921.27 shares of Common Stock in the form of additional restricted share units. These units were credited as dividend equivalent units on existing restricted share units and are subject to the same terms and conditions as the original equity awards. Following this grant, Kandarian directly holds 109,364.68 shares of Jackson Financial Inc. common stock.
Jackson Financial Inc. director Gregory T. Durant received an equity award of 236.6 shares of Common Stock. The shares were acquired on March 26, 2026 at a stated price of $0.00 per share, reflecting a compensation-related grant rather than a market purchase.
According to the footnote, these shares are additional restricted share units granted as dividend equivalent units on existing restricted share units and are subject to the same terms and conditions as the underlying awards. After this grant, Durant directly holds a total of 35,586.94 shares of Jackson Financial Inc. common stock.
Jackson Financial Inc. director Lily Fu Claffee acquired 373.53 common share units as a stock-based award. These additional restricted share units were credited as dividend equivalent units on existing restricted share units and carry the same terms and conditions as the underlying equity awards. After this award, she directly holds 44,341.61 common shares and share units in total.
Jackson Financial Inc. filed a Form 8-K to note that it has submitted a prospectus supplement covering the resale of up to 4,715,554 shares of its common stock by a selling securityholder and its permitted transferees under an existing automatic shelf registration on Form S-3ASR.
The filing explains that this prospectus supplement does not itself represent a sale and the selling securityholder is not required to sell any shares. If shares are sold, Jackson Financial will not receive any proceeds, as all sale proceeds would go to the selling securityholder.
The Form 8-K also provides a legal opinion on the validity of the common shares, furnished as Exhibit 5.1 with an associated consent, and includes standard forward-looking statement cautions and references to existing risk factors in the company’s latest Form 10-K.
Jackson Financial Inc. registers up to 4,715,554 shares of common stock for resale by the selling securityholder.
This prospectus supplement states the Company will receive no proceeds from these sales and notes 70,385,737 shares outstanding as of the prospectus date. The shares were issued under an Investment Agreement and the selling securityholder is subject to transfer and lock-up restrictions, including an ownership ceiling of 9.9%, a two-year minimum hold period, and post‑closing selling limits described in the prospectus supplement.
Jackson Financial Inc: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock as filed in an amendment to its Schedule 13G/A. The filing explains that an internal realignment on January 12, 2026 caused certain subsidiaries to report ownership separately.
The filing lists Vanguard's address and states Vanguard and its managed accounts collectively have the right to receive dividends or proceeds, while confirming that no single other person holds more than 5% of the class.
Jackson Financial Inc. set up two Grand River Funding Trusts that privately issued Pre-Capitalized Trust Securities, giving the company the right to issue up to $500,000,000 of 6.311% Senior Notes due 2036 and $400,000,000 of 7.280% Senior Notes due 2056.
The trusts invested proceeds in U.S. Treasury strips and grant Jackson on-demand issuance rights over ten- and thirty-year periods. Jackson will pay semi-annual facility fees of 2.066% and 2.430% on unused capacity and must fully exercise the rights if net worth falls below $2.75 billion or certain default or regulatory events occur.