Keurig Dr Pepper officer gets 3,317 shares from RSUs

KDP’s US Refreshment Beverages president reported RSU vesting into common stock with shares withheld to cover taxes.

Rhea-AI Filing Summary

Keurig Dr Pepper Inc. (KDP) reported that Eric Gorli, President, US Refreshment Beverages, had 3,317 restricted stock units vest and convert into common stock on September 14, 2026 under the issuer's Ombinus Stock Incentive Plan of 2026. Of the vested shares, 1,306 common shares were withheld to pay applicable taxes, and 3,316 RSUs remain outstanding after the transaction. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

3,317 shares exercised/converted

Exercise 3 txns

Insider Gorli Eric

Role President, US Refreshment Bev.

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F3	3,317	$0.00	$0.00
Exercise	Common Stock F1	3,317	$0.00	$0.00
Tax Withholding	Common Stock F2	1,306	$31.58	$41K

Holdings After Transaction: Restricted Stock Unit — 3,316 contracts (Direct); Common Stock — 100,304 shares (Direct)

Footnotes (3)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. Shares of common stock withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
3. F3. RSUs were granted September 13, 2022 and vest in four installments as follows: one-third on September 13, 2025; one-third on September 13, 2026, and one-third on September 13, 2027. One-third of the RSUs vested on September 14, 2026, the first trading day following September 13, 2026. The RSUs converted into common stock on a one-for one basis pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026.

Key Figures

RSUs converted: 3,317 units Common shares acquired on conversion: 3,317 shares Shares withheld for taxes: 1,306 shares +3 more

6 metrics

RSUs converted 3,317 units Restricted stock units that vested and converted into common stock on September 14, 2026

Common shares acquired on conversion 3,317 shares Common stock received upon RSU conversion on September 14, 2026

Shares withheld for taxes 1,306 shares Common shares withheld to pay applicable taxes upon RSU vesting

Tax withholding price $31.58 per share Price used for shares withheld for tax liability

RSUs remaining after transaction 3,316 units Total restricted stock units following the September 14, 2026 vesting

RSU grant date September 13, 2022 Original grant date of RSUs that vest in four installments

Key Terms

Restricted Stock Unit, Rule 16b-3, Ombinus Stock Incentive Plan of 2026

3 terms

Restricted Stock Unit financial

"security title is listed as Restricted Stock Unit and converts one-for-one"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Rule 16b-3 regulatory

"shares were withheld for payment of applicable taxes in accordance with Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Ombinus Stock Incentive Plan of 2026 financial

"RSUs converted into common stock pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did KDP report for Eric Gorli on September 14, 2026?

Keurig Dr Pepper reported that Eric Gorli had 3,317 RSUs vest and convert into common stock on September 14, 2026, with a portion of the resulting shares withheld to satisfy tax obligations under the company’s equity plan.

How many Keurig Dr Pepper (KDP) shares were acquired through RSU conversion?

Through RSU conversion, 3,317 shares of Keurig Dr Pepper common stock were acquired upon vesting of restricted stock units that convert into common stock on a one-for-one basis.

How many KDP shares were withheld for taxes in this Form 4 filing?

The filing states that 1,306 shares of Keurig Dr Pepper common stock were withheld to pay applicable taxes upon RSU vesting, at a price of $31.58 per share, in accordance with Rule 16b-3.

Does Eric Gorli still hold restricted stock units of KDP after this transaction?

Yes. After the reported vesting and conversion, the Form 4 shows 3,316 restricted stock units remaining, reflecting the continuing RSU holdings following the September 14, 2026 event.

Was the KDP insider transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with these RSU vesting and tax-withholding transactions.

What is Eric Gorli’s role at Keurig Dr Pepper (KDP) mentioned in the Form 4?

The Form 4 identifies Eric Gorli as an officer of Keurig Dr Pepper, holding the title President, US Refreshment Bev., and reports the RSU vesting and related share withholding in that capacity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 05:46 PM Accepted by SEC EDGAR 09/16/2026 - 05:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gorli Eric

(Last) (First) (Middle)

6425 HALL OF FAME LANE

(Street)

FRISCO TEXAS 75034

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Keurig Dr Pepper Inc. [ KDP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, US Refreshment Bev.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		M		3,317	A	$0(1)	101,610	D
Common Stock	09/14/2026		F		1,306(2)	D	$31.58	100,304	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(3)	09/14/2026		M			3,317	(3)	(3)	Common Stock	3,317	$0	3,316	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Shares of common stock withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

3. RSUs were granted September 13, 2022 and vest in four installments as follows: one-third on September 13, 2025; one-third on September 13, 2026, and one-third on September 13, 2027. One-third of the RSUs vested on September 14, 2026, the first trading day following September 13, 2026. The RSUs converted into common stock on a one-for one basis pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026.

Remarks:

	/s/ Jamie Friesen, attorney in fact	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)