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Keurig Dr Pepper awards director 2,752 RSUs

A Keurig Dr Pepper director received 2,752 restricted stock units that are scheduled to vest in 2031, increasing his direct equity-based compensation stake.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Keurig Dr Pepper Inc. (symbol: KDP) is the issuer of record for a Form 4 filing submitted to the SEC. Alt Aaron E reported acquisition or exercise transactions in this Form 4 filing.

Keurig Dr Pepper Inc. (KDP) reported that director Aaron E. Alt received a grant of 2,752 restricted stock units on September 16, 2026. These units relate to the company’s common stock and are held as direct ownership.

According to the grant terms, the 2,752 restricted stock units vest on September 16, 2031, subject to specified vesting conditions and exceptions. Each unit represents a contingent right to receive one share of Keurig Dr Pepper common stock upon vesting, so the director will hold 2,752 shares if all units vest.

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Insider Alt Aaron E
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1 2,752 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 2,752 contracts (Direct)
Footnotes (1)
  1. F1. Subject to certain vesting conditions and exceptions, these restricted stock units vest on September 16, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Restricted stock units granted 2,752 units Grant to director Aaron E. Alt on September 16, 2026
Underlying common shares 2,752 shares Each restricted stock unit represents one share of common stock upon vesting
Exercise or conversion price $0.00 per unit Compensation grant of restricted stock units with no stated exercise price
Vesting date September 16, 2031 Scheduled vesting date for the 2,752 restricted stock units, subject to conditions
Post-grant RSU holdings 2,752 units Total restricted stock units directly owned following this reported transaction
Restricted Stock Unit financial
"These restricted stock units vest on September 16, 2031."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
common stock financial
"receive one share of the Issuer's common stock upon vesting"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vesting conditions financial
"Subject to certain vesting conditions and exceptions, these restricted stock units vest"
Vesting conditions are the rules that determine when someone earning company stock or stock options actually gains the right to keep or sell them, typically based on staying with the company for a set time or meeting performance targets. Think of it like keys that unlock gradually — some unlock by calendar date, others only after agreed milestones. Investors care because vesting shapes management incentives, the timing of share sales, and the number of shares that can enter the market, which can affect a company's valuation and ownership mix.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Keurig Dr Pepper (KDP) disclose for Aaron E. Alt?

Keurig Dr Pepper disclosed that director Aaron E. Alt received a grant of 2,752 restricted stock units on September 16, 2026, as reported on Form 4. The grant is a compensation-related award, not an open-market purchase or sale.

How many restricted stock units did the KDP director receive in this Form 4?

The director received 2,752 restricted stock units. After this grant, his reported holdings in this award total 2,752 units, all held as direct ownership, each tied to one potential share of Keurig Dr Pepper common stock upon vesting.

When do the newly granted Keurig Dr Pepper (KDP) restricted stock units vest?

The filing states that, subject to certain vesting conditions and exceptions, the restricted stock units vest on September 16, 2031. Vesting must occur before the holder can receive the underlying shares of Keurig Dr Pepper common stock.

What does each restricted stock unit represent in the KDP Form 4 filing?

Each restricted stock unit represents a contingent right to receive one share of Keurig Dr Pepper common stock upon vesting. If all 2,752 units vest, the director would receive 2,752 shares of common stock.

Is the Keurig Dr Pepper (KDP) insider transaction under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed (set to false). The transaction is reported as a grant or award acquisition, not as a trade executed pursuant to a Rule 10b5-1 trading plan.

What type of security was granted to the KDP director in this Form 4?

The director was granted Restricted Stock Units that are derivative securities linked to Keurig Dr Pepper’s common stock. The underlying security is common stock, with 2,752 underlying shares associated with the 2,752 restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alt Aaron E

(Last)(First)(Middle)
6425 HALL OF FAME LANE

(Street)
FRISCO TEXAS 75034

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Keurig Dr Pepper Inc. [ KDP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)09/16/2026A2,752 (1) (1)Common Stock2,752$02,752D
Explanation of Responses:
1. Subject to certain vesting conditions and exceptions, these restricted stock units vest on September 16, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Remarks:
/s/ Jamie Friesen, attorney in fact09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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