STOCK TITAN
  1. Home
  2. Sec-filings
  3. KE
  4. [Form 4] Kimball Electronics, Inc. Insider Trading Activity

Kimball Electronics (Ticker: KE) grants CAO 3,849 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kimball Electronics, Inc. (KE) reported that Chief Accounting Officer Adam M. Baumann had multiple equity compensation-related transactions on August 24, 2026. Previously granted 2,438 Restricted Shares vested and were converted into 2,438 shares of Common Stock. In addition, 1,202 performance based shares of Common Stock vested under the 2023 Equity Incentive Plan upon certification of performance criteria. Baumann also received a new grant of 3,849 Restricted Shares of Common Stock that will vest in tranches in August 2027, 2028, and 2029, subject to continued employment. To cover tax obligations from these awards, 1,533 shares of Common Stock were withheld at $22.725 per share. Separately, 1,532 shares of Common Stock are reported as held indirectly through a Retirement Fund.

Positive

  • None.

Negative

  • None.
Insider Baumann Adam M
Role Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Shares F3 2,438 $0.00 $0.00
Grant/Award Restricted Shares F6, F4, F5, F7 3,849 $0.00 $0.00
Exercise Common Stock 2,438 $0.00 $0.00
Grant/Award Common Stock F1 1,202 $0.00 $0.00
Tax Withholding Common Stock F2 1,533 $22.725 $35K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Shares — 7,198 shares (Direct); Common Stock — 9,635 shares (Direct); Common Stock — 1,532 shares (Indirect, Retirement Fund)
Footnotes (7)
  1. F1. Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 24, 2026 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.
  2. F2. Shares withheld to satisfy tax obligations.
  3. F3. Represents Restricted Shares granted in prior years that vested on August 24, 2026 (2,438 shares).
  4. F4. Represents Restricted Shares which vest in August 2027 (1,283 shares), August 2028 (1,283 shares), and August 2029 (1,283 shares).
  5. F5. The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.
  6. F6. Not Applicable.
  7. F7. Represents cumulative Restricted Shares that vest August 2027 (3,381 shares), August 2028 (2,534 shares), and August 2029 (1,283 shares).
Restricted Shares vested 2,438 shares Restricted Shares granted in prior years that vested on August 24, 2026
Common Stock acquired from vested Restricted Shares 2,438 shares Common Stock received upon exercise/conversion on August 24, 2026
New Restricted Shares granted 3,849 shares Restricted Shares granted on August 24, 2026, vesting in August 2027, 2028, and 2029
Performance based shares vested 1,202 shares Performance based shares vested on August 24, 2026 under the 2023 Equity Incentive Plan
Shares withheld for tax obligations 1,533 shares at $22.725 per share Common Stock withheld on August 24, 2026 to satisfy tax obligations
Indirect Retirement Fund holding 1,532 shares Common Stock held indirectly through a Retirement Fund following the reported transactions
Restricted Shares financial
"Represents Restricted Shares granted in prior years that vested on August 24, 2026"
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
performance based shares financial
"Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan"
2023 Equity Incentive Plan financial
"granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested"
tax obligations financial
"Shares withheld to satisfy tax obligations"
Retirement Fund financial
"nature_of_ownership": "Retirement Fund""

FAQ

What equity awards did KE insider Adam M. Baumann receive on August 24, 2026?
On August 24, 2026, Adam M. Baumann received a grant of 3,849 Restricted Shares of Kimball Electronics (KE) Common Stock, which are scheduled to vest in August 2027, 2028, and 2029, subject to continued employment and the plan terms.

How many previously granted KE Restricted Shares vested for Adam M. Baumann?
Previously granted awards of 2,438 Restricted Shares vested for Adam M. Baumann on August 24, 2026, and were represented as Restricted Shares granted in prior years that vested on that date and were converted into the same number of Common Stock shares.

What performance-based shares of KE Common Stock vested for Adam M. Baumann?
On August 24, 2026, 1,202 performance based shares of Kimball Electronics (KE) Common Stock vested under the 2023 Equity Incentive Plan, upon achievement of performance criteria certified by the Talent, Culture, and Compensation Committee.

How many KE shares were withheld to cover Adam M. Baumann’s tax obligations?
To satisfy tax obligations related to equity vesting, 1,533 shares of Kimball Electronics (KE) Common Stock were withheld from Adam M. Baumann at a price of $22.725 per share, as noted in the Form 4 footnote.

What indirect holdings in KE stock does Adam M. Baumann report?
The Form 4 reports that 1,532 shares of Kimball Electronics (KE) Common Stock are held indirectly by Adam M. Baumann through a Retirement Fund, reflecting an indirect ownership position rather than shares held directly.

Were Adam M. Baumann’s KE transactions under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not checked, and the transactions are described as equity grants, vesting, and tax withholding. There is no indication in the footnotes that they were executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baumann Adam M
(Last)(First)(Middle)
1205 KIMBALL BLVD.
(Street)
JASPER INDIANA 47546
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Kimball Electronics, Inc. [ KE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/24/2026M2,438A$09,966D
Common Stock08/24/2026A1,202(1)A$011,168D
Common Stock08/24/2026F(2)1,533D$22.7259,635D
Common Stock1,532IRetirement Fund
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Shares$008/24/2026M2,438 (3) (3)Common Stock2,438$03,349D
Restricted Shares$008/24/2026A3,849 (4) (5)Common Stock3,849$0(6)7,198(7)D
Explanation of Responses:
1. Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 24, 2026 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.
2. Shares withheld to satisfy tax obligations.
3. Represents Restricted Shares granted in prior years that vested on August 24, 2026 (2,438 shares).
4. Represents Restricted Shares which vest in August 2027 (1,283 shares), August 2028 (1,283 shares), and August 2029 (1,283 shares).
5. The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.
6. Not Applicable.
7. Represents cumulative Restricted Shares that vest August 2027 (3,381 shares), August 2028 (2,534 shares), and August 2029 (1,283 shares).
Remarks:
Kimberly E. Cooper, Attorney in Fact and Agent08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR