Welcome to our dedicated page for Keycorp SEC filings (Ticker: KEY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
KeyCorp filings document the reporting, governance, and capital structure of a bank-based financial services company with common shares listed under KEY and multiple series of depositary preferred shares. Its 8-K filings include operating results, supplemental earnings materials, investor presentation disclosures, executive and board changes, and other material events.
Regulatory filings also cover proxy matters, director elections, executive compensation, shareholder voting items, and board structure. Capital-structure disclosures include registered securities, preferred stock depositary shares, senior medium-term notes, Form S-3 registration activity, and prospectus supplements tied to securities offerings.
Bank of Nova Scotia, a ten percent owner of KeyCorp, reported an issuer-directed disposition of 176,803 common shares at $23.18 per share. The transaction was carried out under an Investment Agreement that provides for Bank of Nova Scotia to participate automatically, on a pro rata basis, in certain repurchases of KeyCorp common shares. Following this disposition, Bank of Nova Scotia still holds 157,470,114 KeyCorp common shares, indicating that this was a relatively small adjustment to a very large position.
KeyCorp director Alexander M. Cutler exercised deferred share units into common shares. On July 1, 2026, he converted 26,893 deferred shares, which are economically equivalent to common shares, into 26,893 common shares with no stated exercise price.
Following the transaction, Cutler directly owned 325,309 common shares and 39,609 deferred shares. The filing shows an exercise and conversion of a derivative-type award with no accompanying open-market sale, so it reflects a change in the form of his equity holdings rather than a trade in the market.
KeyCorp director Todd J. Vasos reported exercising a derivative award of deferred shares into common stock. He acquired 27,385 common shares through this exercise or conversion, a non-cash event tied to prior compensation.
Following the transaction, Vasos directly holds 62,640 common shares. He also retains 50,598 deferred shares, each of which is economically equivalent to one common share, indicating a continuing equity stake aligned with KeyCorp’s performance.
KeyCorp director Barbara R. Snyder exercised deferred share units into common stock rather than buying shares on the open market. On July 1, 2026, she converted a total of 21,694 deferred shares, receiving an equal number of common shares at a stated exercise price of $0.00 per share.
The filing shows her direct common share holdings rising to 113,108 shares after one transaction line, with another line reflecting 92,940 shares under a separate entry. The underlying deferred shares came from prior deferrals of director fees and dividend-equivalent credits under KeyCorp’s Deferred Compensation Plan and related director equity plans.
VASOS TODD J reported acquisition or exercise transactions in this Form 4 filing.
KeyCorp director Todd J. Vasos reported routine equity compensation and holdings. He received a grant of 1,843 deferred shares that are the economic equivalent of common shares, issued at a price of $0.0000 per share as a grant or award.
After this grant, he holds 77,983 deferred shares and 35,255 common shares directly. Under the Deferred Share Plan, payment of the deferred shares is postponed until the earlier of July 1, 2028, or his death. The deferred share balance includes approximately 690 dividend-equivalent deferred shares accrued in June 2026.
Rankin Devina A reported acquisition or exercise transactions in this Form 4 filing.
KeyCorp director Devina A. Rankin reported a compensation-related grant of deferred shares rather than an open-market trade. On the transaction date, she received 1,355 deferred shares under KeyCorp’s 2026 Equity Compensation Plan, bringing her total deferred share balance to 91,287. These deferred shares are the economic equivalent of common shares but are paid out only later, with payment deferred until the earlier of January 1, 2029 or her death. She also holds 13,430 common shares directly, and the deferred balance includes approximately 815 dividend-equivalent deferred shares accrued in June 2026.
Hayes Robin reported acquisition or exercise transactions in this Form 4 filing.
KeyCorp director Robin Hayes reported a new equity award and updated holdings. Hayes received 1,355 deferred shares on June 30, 2026 as a grant tied to deferred directors' fees under the KeyCorp 2026 Equity Compensation Plan. These deferred shares are economically equivalent to common shares.
Under the Deferred Share Plan, payment of the deferred shares is postponed until the earlier of January 1, 2030 or Hayes' death. The disclosed balance includes approximately 466 dividend-equivalent deferred shares accrued in June 2026. After these updates, Hayes directly holds 35,519 common shares and 52,753 deferred shares.
CUTLER ALEXANDER M reported acquisition or exercise transactions in this Form 4 filing.
KEYCORP director Alexander M. Cutler received a compensation-related award of deferred shares. On June 30, 2026, he was granted 732 deferred shares under KeyCorp’s Amended and Restated 2026 Equity Compensation Plan, which are economically equivalent to common shares and carry a grant price of $0.00 per share.
Following this grant, Cutler held 66,502 deferred shares and 298,416 common shares directly. Under the Deferred Share Plan, payout of the deferred shares is postponed until the earlier of July 1, 2027 or his death, and this balance includes approximately 596 dividend-equivalent deferred shares accrued in June 2026.
Bank of Nova Scotia, a major shareholder and director of KeyCorp, disposed of 238,461 Common Shares at $23.15 per share in a transaction classified as a disposition to the issuer. After this repurchase-related transaction, it still directly holds 157,646,917 KeyCorp shares.
The disposition occurred under an Investment Agreement that allows Bank of Nova Scotia to participate, on a pro rata basis and in certain cases automatically, in KeyCorp’s own common share repurchase activities.