Welcome to our dedicated page for KOREA FUND SEC filings (Ticker: KF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Korea Fund, Inc. filings document governance and shareholder voting matters for the closed-end fund. Its definitive proxy materials cover annual meeting procedures, director elections, board classification and the mechanics for stockholder voting by proxy.
The filing record centers on formal governance disclosures rather than operating-company reporting, reflecting the fund’s structure, board oversight and shareholder approval process for matters submitted at annual meetings.
City of London Investment Management Company Limited filed Amendment No. 12 to Schedule 13G reporting beneficial ownership in Korea Fund Inc (KF). CLIM reports 1,456,201 shares of common stock, representing 35.0% of the class, with sole voting and dispositive power over all reported shares.
The filing identifies CLIM as an investment adviser and states the shares are held across City of London Funds and segregated accounts for which CLIM exercises discretionary authority. The event date triggering the filing is September 30, 2025. CLIM certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
1607 Capital Partners, LLC filed Amendment No. 15 to Schedule 13G on The Korea Fund, Inc. (KF), updating its beneficial ownership. The firm reported beneficial ownership of 196,850 shares of common stock, representing 4.73% of the class as of September 30, 2025. It held sole voting power over 196,850 shares and sole dispositive power over 196,850 shares.
The filer is identified as an investment adviser and certified the holdings were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control.
Public Employees Retirement System of Ohio (OPERS) filed Amendment No. 2 to Schedule 13D for The Korea Fund Inc. (KF), reporting beneficial ownership of 241,191 shares, or 5.8% of the class. The filing lists sole voting power and sole dispositive power over 241,191 shares, with the date of event on 10/28/2025.
OPERS states the position is held for investment purposes. Shares were purchased or sold in the open market using client assets under management. OPERS may buy or sell additional shares over time and indicates no present plans related to the actions described in Item 4(b)-(j). The filing also notes no contracts or arrangements regarding the securities.
The definitive proxy for Korea Fund, Inc. (KF) presents director nominees, governance procedures, ownership concentrations and fees in clear terms. The Board describes voting rules where election of a director requires a majority of shares present or by proxy and notes that abstentions and broker non-votes effectively count against proposals. Director biographies list roles, committee memberships and year first became a director, and disclose dollar ranges of their Fund equity holdings. Beneficial ownership highlights include City of London Investment Group PLC at 31.8% and Lazard Ltd at 13.8%. Audit and non-audit fees paid to the auditor are disclosed, with total non-audit fees combined with other billed amounts summing to $11,763,270 in one column and $11,763,350 in another. The Board outlines pre-approval policies for audit and permitted non-audit services and delegates day-to-day valuation to the Manager under approved Valuation Procedures.