K&F Growth II moves listing to Nasdaq Capital Market
Rhea-AI Filing Summary
K&F Growth Acquisition Corp. II (KFII) reports that, after receiving a Nasdaq notice for not meeting the Nasdaq Listing Rule 5450(a)(2) requirement of at least 400 total holders for the Nasdaq Global Market, it applied to transfer its securities to the Nasdaq Capital Market. The company submitted the transfer application on August 26, 2026, Nasdaq granted the application on September 14, 2026, and the transfer became effective on September 16, 2026. Following this transfer, the prior deficiency relating to total shareholders has been rendered moot.
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Insights
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8-K Event Classification
Item 8.01 — Other Events
1 item
Item 8.01
Other Events
Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Key Figures
Nasdaq Listing Rule 5450(a)(2) holder requirement: 400 total holders
Application date for transfer: August 26, 2026
Transfer approval date: September 14, 2026
+1 more
4 metrics
Nasdaq Listing Rule 5450(a)(2) holder requirement
400 total holders
Minimum number of total holders required for continued listing on the Nasdaq Global Market
Application date for transfer
August 26, 2026
Date KFII submitted its application to move from Nasdaq Global Market to Nasdaq Capital Market
Transfer approval date
September 14, 2026
Date Nasdaq granted the application to transfer KFII’s listing
Effective date of transfer
September 16, 2026
Date the transfer of KFII’s listing to the Nasdaq Capital Market became effective
Key Terms
Nasdaq Global Market, Nasdaq Capital Market, Nasdaq Listing Rule 5450(a)(2), total holders, +1 more
5 terms
Nasdaq Global Market market
"transfer of its listed securities from the Nasdaq Global Market to the Nasdaq Capital Market"
The Nasdaq Global Market is a section of the stock exchange where larger, well-established companies are listed and publicly traded. It functions like a marketplace where investors can buy and sell shares of these companies, providing them with access to capital and opportunities for growth. Its role is important because it helps investors identify and invest in reputable companies with strong financial backgrounds.
Nasdaq Capital Market market
"transfer of its listed securities from the Nasdaq Global Market to the Nasdaq Capital Market"
The Nasdaq Capital Market is a platform where smaller, emerging companies can list their shares for trading by investors. It provides these companies with access to funding and visibility, helping them grow, much like a local marketplace where new vendors can introduce their products to potential customers. For investors, it offers opportunities to discover early-stage companies with growth potential.
Nasdaq Listing Rule 5450(a)(2) regulatory
"not in compliance with Nasdaq Listing Rule 5450(a)(2), which requires the Company to maintain at least 400 total holders"
total holders financial
"requires the Company to maintain at least 400 total holders for continued listing"
initial business combination financial
"each right entitling the holder to receive one-fifteenth (1/15) of one Class A ordinary share upon the consummation of the initial business combination"
An initial business combination is the deal in which a special-purpose acquisition company (SPAC) merges with or acquires an operating business to bring that business onto public markets. Think of the SPAC as an empty shell that raises money from investors, then uses that cash to buy a private company—this transaction turns the private company into a public one and often changes its ownership, valuation, and access to capital, so investors should watch for shifts in risk, future growth prospects, and shareholder rights.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Why did KFII transfer its listing from the Nasdaq Global Market to the Nasdaq Capital Market?
K&F Growth Acquisition Corp. II transferred its listing because it received a Nasdaq notice that it was not in compliance with Nasdaq Listing Rule 5450(a)(2), which requires at least 400 total holders. The transfer to the Nasdaq Capital Market addresses this deficiency.
When did KFII apply to transfer its securities to the Nasdaq Capital Market?
K&F Growth Acquisition Corp. II submitted its application to transfer its listed securities from the Nasdaq Global Market to the Nasdaq Capital Market on August 26, 2026, following a Nasdaq notice of non-compliance with the shareholder-count requirement.
When was KFII’s transfer to the Nasdaq Capital Market approved and when did it become effective?
Nasdaq granted K&F Growth Acquisition Corp. II’s application to transfer its securities on September 14, 2026, and the transfer to the Nasdaq Capital Market became effective on September 16, 2026, after which the cited shareholder-deficiency issue was considered moot.
What specific Nasdaq rule was KFII not in compliance with?
K&F Growth Acquisition Corp. II was notified that it was not in compliance with Nasdaq Listing Rule 5450(a)(2), which requires maintaining at least 400 total holders for continued listing on the Nasdaq Global Market.
AI-generated analysis. How Rhea-AI works. Not financial advice.
