Welcome to our dedicated page for KKR Income Opportunities Fund SEC filings (Ticker: KIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
KKR Income Opportunities Fund filings document the governance, capital structure, and public-company reporting of a closed-end registered management investment company. The fund’s common shares of beneficial interest trade on the New York Stock Exchange under the symbol KIO.
Its SEC records include proxy materials for annual shareholder meetings and trustee elections, along with current reports covering officer changes and board actions. The filings also identify fund governance arrangements, adviser-related roles, listed-share information, and disclosure subjects relevant to a diversified income fund that invests in loans and fixed-income instruments.
KKR Income Opportunities Fund reports a Schedule 13G disclosure showing Morgan Stanley entities beneficially hold common shares representing 5.6% of the class as of 03/31/2026. The filing lists shared voting and dispositive powers: Morgan Stanley reports shared voting power 10,937 and shared dispositive power 2,295,568; Morgan Stanley Smith Barney LLC reports shared voting power 17 and shared dispositive power 2,284,648. The filing is a joint statement by the MS reporting units and includes a joint filing agreement and subsidiary identification exhibit.
KKR Income Opportunities Fund is holding its annual shareholder meeting on March 18, 2026 in New York. Holders of 40,985,165 common shares and 2,000,000 preferred shares as of February 6, 2026 will vote mainly on electing Class III trustees.
Common and preferred shareholders together will vote on re-electing independent trustee Jeffrey L. Zlot, while preferred shareholders voting separately will elect interested trustee Rudy Pimentel and also vote on Mr. Zlot. Both nominees would serve three-year terms expiring in 2029 if elected. The board, including all independent trustees, unanimously recommends voting in favor of both nominees.
KKR Income Opportunities Fund officer Takao Justin, who serves as Treasurer, CAO and CFO, reported multiple open-market sales of the fund’s common shares. On February 3, 2026, he sold 7,310.151 shares at $11.71, 7,397 shares at $11.72, and 100 shares at $11.73. On February 4, 2026, he sold 1,415.9796 shares at $11.65 and 4,994 shares at $11.71. Following these transactions, he directly beneficially owned 46.2594 common shares. The reported balance reflects an adjustment for 859 shares acquired through dividend reinvestment under the fund’s Dividend Reinvestment and Stock Purchase Plan.
A registered investment company submitted its annual Form N-CEN, providing census-style information on its structure, key service providers, and trading activity over the reporting period. The fund reports aggregate brokerage commissions of 3,274.330000000000 for the period, with gross commissions by individual brokers ranging from 93.960000000000 to 2,203.560000000000. Principal purchases and sales with individual dealers are reported at values from 35,633,927.220000000000 up to 208,641,726.190000000000. The filing also notes that total commissions paid to an affiliated broker-dealer were 0.000000000000 and lists multiple brokers, dealers, custodians, administrators, and other agents that support the fund’s operations.
KKR Income Opportunities Fund reports results for the year ended October 31, 2025, showing modest gains and benchmark underperformance. The Fund’s net asset value (NAV) total return was 4.54%, while the market price return was -2.53%, compared with 8.11% for the ICE BofA US High Yield Index and 6.30% for the Morningstar LSTA US Leveraged Loan Index. Management attributes the lag mainly to pressure on lower-rated loan positions as defaults rose and an underweight to high yield bonds during a period when falling rates supported bond performance.
The Fund generated $43.5 million in net investment income and paid $52.9 million in ordinary income distributions, ending the period with $520.6 million in net assets and a NAV of $12.70 per share. An asset acquisition of Insight Select Income Fund added about 13.7 million shares and significantly increased asset size.
The portfolio remains heavily focused on leveraged credit, with investments (excluding cash) allocated roughly 40.5% to leveraged loans, 39.8% to high yield securities, 9.2% to asset-backed securities (primarily CLO tranches) and 2.0% to equities and other investments, plus a 12.5% position in a U.S. government money market fund. About 84.8% of risk exposure is in North America and 15.2% in Europe. Leverage is significant, including a $172.9 million credit facility and $49.7 million in mandatory redeemable preferred shares, contributing to a high expense ratio of 4.09% and a net investment income yield of 9.08% on average net assets.
KKR Income Opportunities Fund (KIO) insider filed an initial Form 3 disclosing beneficial ownership. The reporting person, serving as Treasurer, CAO & CFO, reported 20,404.39 common shares owned directly.
The filing reflects the date of event: 11/01/2025. This is an administrative disclosure of insider holdings and establishes the baseline ownership for future Section 16 reports.
KKR Income Opportunities Fund announced a leadership change. Thomas Murphy resigned as Treasurer, Chief Accounting Officer, and Chief Financial Officer, effective November 1, 2025. The Board appointed Justin Takao to the same roles, also effective November 1, 2025, to serve until a successor is elected and qualified or until resignation or removal.
Takao, age 44, is a Principal at KKR Credit Advisors (US) LLC, joined in 2021, and is a Certified Public Accountant. His background includes senior roles at KPMG US and W. P. Carey Inc., and a B.B.A. in Accounting from the University of Hawaii at Manoa.
KKR Income Opportunities Fund (KIO) is offering up to $75,000,000 of common shares pursuant to a prospectus supplement. The filing states the fund's NAV was $12.82 per share and the last NYSE sale price was $12.49, a 2.6% discount to NAV, with 40,870,580 shares outstanding as of August 29, 2025. The distributor may be paid up to 1.00% of gross proceeds; the adviser charges a monthly management fee at an annual rate of 1.10% of Managed Assets. The prospectus describes leverage usage including a credit facility and mandatory redeemable preferred stock (MRPS) with stated interest/dividend costs of 3.9% (interest) and 3.81% (MRPS dividend). The DRIP administrator charges $20 per lot for open-market purchases. The filing includes estimated proceeds (up to $74,202,500 net) and notes that sales under the program are not guaranteed and that forward-looking statements involve risks.
KKR Income Opportunities Fund (KIO) is offering up to $75,000,000 of common shares pursuant to a prospectus supplement. The filing states the fund's NAV was $12.82 per share and the last NYSE sale price was $12.49, a 2.6% discount to NAV, with 40,870,580 shares outstanding as of August 29, 2025. The distributor may be paid up to 1.00% of gross proceeds; the adviser charges a monthly management fee at an annual rate of 1.10% of Managed Assets. The prospectus describes leverage usage including a credit facility and mandatory redeemable preferred stock (MRPS) with stated interest/dividend costs of 3.9% (interest) and 3.81% (MRPS dividend). The DRIP administrator charges $20 per lot for open-market purchases. The filing includes estimated proceeds (up to $74,202,500 net) and notes that sales under the program are not guaranteed and that forward-looking statements involve risks.