STOCK TITAN

KKR Income Opportunities Fund (NYSE: KIO) CCO shows no common share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

KKR Income Opportunities Fund’s Chief Compliance Officer, Annette O'Donnell-Butner, filed an initial insider ownership report. The report lists Common Shares of Beneficial Interest held directly and shows 0.0000 shares owned as of July 8, 2026, with no buy or sell transactions reported.

Positive

  • None.

Negative

  • None.
Insider O'Donnell-Butner Annette
Role Chief Compliance Officer
Type Security Shares Price Value
holding Common Shares of Beneficial Interest -- -- --
Holdings After Transaction: Common Shares of Beneficial Interest — 0 shares (Direct)
Footnotes (1)
Direct common shares owned 0.0000 shares Reported as of July 8, 2026, on initial insider ownership statement
Reported buy transactions 0 BuyCount in transaction summary for this insider report
Reported sell transactions 0 SellCount in transaction summary for this insider report
Common Shares of Beneficial Interest financial
"Security title listed as Common Shares of Beneficial Interest"
Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.
beneficial ownership financial
"Initial statement of beneficial ownership by an officer"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Chief Compliance Officer financial
"Officer title reported as Chief Compliance Officer"
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does Annette O'Donnell-Butner’s Form 3 for KKR Income Opportunities Fund (KIO) show?

The Form 3 shows that Annette O'Donnell-Butner, Chief Compliance Officer of KKR Income Opportunities Fund, reported 0.0000 Common Shares of Beneficial Interest held directly as of July 8, 2026, and disclosed no buy or sell transactions.

How many KKR Income Opportunities Fund (KIO) shares does the Chief Compliance Officer report owning?

The Chief Compliance Officer reports owning 0.0000 Common Shares of Beneficial Interest directly. This indicates no reportable beneficial ownership in the fund’s common shares as of July 8, 2026, on this initial insider ownership statement.

Were any insider buy or sell transactions reported for KKR Income Opportunities Fund (KIO)?

No. The insider ownership report shows no buy transactions and no sell transactions for KKR Income Opportunities Fund. It contains a single holding entry indicating zero common shares owned as of the reported date.

What position does Annette O'Donnell-Butner hold at KKR Income Opportunities Fund (KIO)?

Annette O'Donnell-Butner is reported as the fund’s Chief Compliance Officer. This officer role is identified in the insider ownership statement alongside her disclosure of zero directly owned Common Shares of Beneficial Interest.

What security class is covered in Annette O'Donnell-Butner’s KIO ownership disclosure?

The disclosure covers Common Shares of Beneficial Interest of KKR Income Opportunities Fund. For this security class, the officer reports a direct holding of 0.0000 shares as of July 8, 2026, with no associated transactions.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
O'Donnell-Butner Annette

(Last)(First)(Middle)
C/O KKR CREDIT ADVISORS (US) LLC
555 CALIFORNIA STREET, 50TH FLOOR

(Street)
SAN FRANCISCO CALIFORNIA 94104

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/08/2026
3. Issuer Name and Ticker or Trading Symbol
KKR Income Opportunities Fund [ KIO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Annette O'Donnell-Butner07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)