Welcome to our dedicated page for Nauticus Robotics SEC filings (Ticker: KITT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Nauticus Robotics's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Nauticus Robotics's regulatory disclosures and financial reporting.
Nauticus Robotics, Inc. is registering for resale up to 181,159,420 shares of common stock that may be issued to SZOP Opportunities I LLC under a $250 million Equity Purchase Facility Agreement, plus 6,661 commitment shares issued as a $100,000 fee. The company will receive cash only when it sells newly issued shares to the selling stockholder, not from the stockholder’s resales.
As of June 16, 2026, common shares outstanding were 6,840,174, and assuming full issuance at an assumed price of $1.38 per share, post-offering outstanding shares would rise to 187,959,073, implying substantial potential dilution. The facility runs for up to 24 months from October 24, 2025, uses variable pricing based on the lowest trade or VWAP in short pricing windows, and is subject to a 9.99% beneficial ownership cap and prior Nasdaq stockholder-approval conditions. Nauticus discloses significant risks, including possible Nasdaq delisting, substantial dilution from the facility’s structure, and an auditor’s substantial-doubt going concern opinion with cash of $1.4 million and an accumulated deficit of $344.3 million as of June 30, 2026.
Nauticus Robotics, Inc. entered into a Fourth Amendment to its Senior Secured Term Loan Agreement with its existing lenders on August 12, 2026. Under this amendment, the conversion price of the outstanding term loans into Nauticus common stock was reduced to $1.80 per share for a limited period ending on August 13, 2026. The term loans were originally convertible at an initial conversion price of $6.00 per share, and have previously been temporarily reset through earlier amendments. The amendment is a material definitive agreement and is also described as creating a direct financial obligation.
Nauticus Robotics, Inc. reported sharply weaker results for the three and six months ended June 30, 2026. Service revenue was $885,947 for the quarter and $1,045,521 year-to-date, down from $2,075,566 and $2,240,822 in the prior-year periods, while total costs and expenses remained much higher than revenue.
The company recorded an operating loss of $6,008,392 for the quarter and $11,692,410 for six months, and a net loss of $11,115,971 and $20,382,052, respectively. Interest expense, losses on extinguishment of debt, and fair value changes on the November 2024 Debentures and other derivatives added significantly to total other expense of $5,107,579 for the quarter. Basic and diluted loss per share was $2.11 for the quarter and $4.51 year-to-date.
Cash, cash equivalents and restricted cash declined to $1,977,049 at June 30, 2026 from $7,616,952 at year-end, with net cash used in operating activities of $14,125,329 in six months. Total assets were $35,929,509 against total liabilities of $30,747,743, including $21,609,287 of notes payable and new derivative liabilities. Management states there is substantial doubt about the company’s ability to continue as a going concern over the next twelve months, despite ongoing ATM equity sales and convertible debenture and term loan exchanges into preferred and common equity.
SZOP Opportunities I LLC and SZOP Opportunities Management LLC report potential beneficial ownership of Nauticus Robotics, Inc. common stock through an Equity Purchase Facility Agreement. The filing reports approximately 759,175 shares that may be issued to SZOP Opportunities at Nauticus’s sole discretion, subject to contractual conditions.
The reporting persons state a 9.9% beneficial ownership, reflecting an Ownership Limitation that prevents them and their affiliates from holding more than 9.99% of Nauticus’s outstanding shares. This percentage is based on 6,840,174 shares outstanding as of June 16, 2026, plus additional shares they may acquire under Rule 13d-3(d)(1)(i). Voting and dispositive power over these shares is shared between the two SZOP entities, and each disclaims beneficial ownership beyond its pecuniary interest.
Nauticus Robotics, Inc. director Jim Bellingham acquired 2,162 shares of common stock on May 27, 2026 through the vesting and conversion of an equal number of Restricted Stock Units under the 2022 Omnibus Incentive Plan, adjusted for a 1-for-8 reverse split. Following the transaction he directly held 2,543 common shares, and the RSU balance reported in this filing was reduced to zero. The transaction was reported as not made under a Rule 10b5-1 trading plan.
Nauticus Robotics director Adam Sharkawy reported the vesting and conversion of equity awards. On May 27, 2026, 2,162 Restricted Stock Units under the 2022 Omnibus Incentive Plan, adjusted for a 1-for-8 reverse stock split effective April 21, 2026, converted into 2,162 shares of common stock. After this equity award conversion, Sharkawy directly owned 2,543 common shares of Nauticus Robotics.
Nauticus Robotics, Inc. director Spiro Elliot reported the vesting and conversion of 2,162 Restricted Stock Units into an equal number of common shares on May 27, 2026, with amounts adjusted for a 1-for-8 reverse stock split. After this equity award, he directly holds 2,530 common shares.
Nauticus Robotics, Inc. director William Flores exercised 2,522 Restricted Stock Units, converting them into 2,522 shares of common stock on May 27, 2026 under the company’s 2022 Omnibus Incentive Plan. Following this equity settlement, he directly holds 4,335 common shares, adjusted for a 1-for-36 reverse stock split effective April 21, 2026.
Sharkawy Adam reported acquisition or exercise transactions in this Form 4 filing.
Nauticus Robotics, Inc. director Adam Sharkawy received a grant of 48,241 Restricted Stock Units (RSUs) under the company’s 2022 Omnibus Incentive Plan. Each RSU represents a contingent right to one share of common stock and generally requires continued service. The RSUs vest on the earlier of May 27, 2026 or the date immediately preceding Nauticus Robotics’ 2027 annual meeting of stockholders, leaving Sharkawy with 48,241 RSUs directly held after this award.