Nauticus Robotics general counsel files Form 3

Nauticus Robotics, Inc. officer Michael Anthony Ferrier, who serves as General Counsel and Secretary, has filed a Form 3, establishing his status as a reporting person for KITT.

Accepted by SEC EDGAR 04/21/2026 - 11:27 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nauticus Robotics, Inc. officer Michael Anthony Ferrier, who serves as General Counsel and Secretary, has filed a Form 3, establishing his status as a reporting person for KITT. The filing lists no transactions, no derivative positions, and no holding entries in the summarized data.

Key Figures

Buy transactions: 0 Sell transactions: 0 Net buy/sell shares: 0 +2 more

5 metrics

Buy transactions 0 Form 3 transactionSummary buyCount

Sell transactions 0 Form 3 transactionSummary sellCount

Net buy/sell shares 0 Form 3 transactionSummary netBuySellShares

Derivative transactions 0 Form 3 transactionSummary derivativeTransactionCount

Holding entries 0 Form 3 transactionSummary holdingEntries

Key Terms

Form 3, reporting person, transactionSummary, derivativeSummary, +1 more

5 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Ferrier Michael Anthony""

transactionSummary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0"

derivativeSummary financial

""derivativeSummary": [],"

beneficial ownership regulatory

"INSIDER FILING DATA (Form 3):"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Nauticus Robotics (KITT) Form 3 filing show for Michael Anthony Ferrier?

The Form 3 filing shows that Michael Anthony Ferrier is a reporting person for Nauticus Robotics, Inc. and serves as General Counsel and Secretary. The summarized data reports no transactions, no derivative positions, and no holding entries associated with this initial statement.

Does the Nauticus Robotics (KITT) Form 3 report any stock purchases or sales?

No purchases or sales are reported in this Form 3 for Nauticus Robotics, Inc. The transaction summary indicates zero buy and sell transactions, zero net buy or sell shares, and no derivative transactions recorded for officer Michael Anthony Ferrier in this initial filing.

Are any derivative securities reported in the Nauticus Robotics (KITT) Form 3?

No derivative securities are reported for Nauticus Robotics, Inc. in this Form 3. The derivativeSummary section is empty, and the transactionSummary shows zero derivative transactions and zero exercise activity for Michael Anthony Ferrier in this initial beneficial ownership statement.

What insider activity counts are disclosed in the Nauticus Robotics (KITT) Form 3 summary?

The Form 3 summary for Nauticus Robotics, Inc. shows zero buy transactions, zero sell transactions, zero exercises, zero gifts, and zero tax-withholding events. Net buy-sell shares are also shown as zero, with a neutral net buy-sell direction for this initial filing.

What role does Michael Anthony Ferrier hold at Nauticus Robotics (KITT) in this Form 3?

Michael Anthony Ferrier is identified as an officer of Nauticus Robotics, Inc. in this Form 3 filing. His listed title is General Counsel and Secretary, and the form records him as a reporting person without any associated transactions or derivative positions in the summary data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ferrier Michael Anthony

(Last) (First) (Middle)

17146 FEATHERCRAFT LANE

SUITE 450

(Street)

WEBSTER TEXAS 77598

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/07/2026

3. Issuer Name and Ticker or Trading Symbol
Nauticus Robotics, Inc. [ KITT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Genereal Counsel and Secretary

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ John Symington, Attorney in Fact	04/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)