Welcome to our dedicated page for Nauticus Robotic SEC filings (Ticker: KITT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nauticus Robotics, Inc. (NASDAQ: KITT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including Forms 10-K, 10-Q, 8-K, proxy statements, and registration-related documents. For a subsea robotics and software company like Nauticus, these filings offer detailed insight into capital structure, preferred stock designations, debt arrangements, and listing compliance actions that are not fully captured in brief news releases.
Recent Form 8-K filings describe material definitive agreements such as Amendment and Exchange Agreements with institutional investors, under which portions of secured convertible term loans and original issue discount senior secured convertible debentures may be exchanged into Series C preferred convertible stock. The filings summarize key terms of the Series C Preferred Stock, including ranking, dividend provisions, conversion mechanics, alternate conversion pricing, triggering events, redemption rights, and covenants that limit additional indebtedness, liens, and certain capital stock issuances.
Other 8-Ks detail an equity purchase facility agreement and related registration rights agreement with an institutional investor, providing for a committed equity line up to a specified amount of common stock over a defined commitment period, subject to Nasdaq exchange caps and stockholder approval. Additional filings reference at-the-market offerings, opinions of counsel, and amendments to the company’s certificate of incorporation, including a 1-for-9 reverse stock split approved by stockholders and implemented to address Nasdaq bid price requirements.
Filings also document Nasdaq listing matters, including deficiency letters regarding minimum market value of listed securities and equity requirements, the company’s hearings before a Nasdaq Hearings Panel, and the imposition of a Panel Monitor. Proxy materials, such as definitive proxy statements and notices of special meetings, explain proposals for stock issuances under Nasdaq Rule 5635, adjournment provisions, and other stockholder approvals tied to financing and capital structure changes.
On Stock Titan, these SEC documents are updated in near real time from EDGAR and are paired with AI-powered summaries that highlight the most important terms, triggers, and structural changes. Users can quickly understand how new preferred stock series, equity facilities, reverse splits, or Nasdaq compliance events may affect KITT common stock, warrants (KITTW), and overall shareholder rights, without reading every page of the underlying filings.
On 25 Jul 2025, Nauticus Robotics (NASDAQ: KITT) filed an 8-K reporting a senior finance transition. Interim CFO Victoria Hay resigned but will remain as an outside consultant via Flexible Consulting LLC. The Board simultaneously appointed Jimena Begaries (age 43) as Interim CFO and principal accounting officer.
Begaries brings 20+ years of finance experience at Weatherford International (NASDAQ: WFRD), including North America Offshore Operational Controller (Dec 2021–Apr 2025) and Director of Consolidations & Internal Reporting (Apr 2019–Nov 2021). She has consulted for Nauticus since Apr 2025. Under a Flexible Consulting contract, she will earn $22,000 per month plus up to $1,000 in expense reimbursement. No related-party or family relationships were disclosed.
The company furnished, but did not file, a press release (Exhibit 99.1) dated 28 Jul 2025 announcing the appointment. The 8-K contains no financial results, guidance, or transactional details; its scope is limited to the CFO change and associated compensation.
Nauticus Robotics (Nasdaq:KITT) filed an 8-K reporting results of its 25 June 2025 annual shareholder meeting.
Key outcomes:
- Shareholders authorized the Board to execute a reverse stock split at any ratio from 1-for-2 to 1-for-9 (13.15 M for; 4.17 M against; 0.31 M abstain).
- Approved amendment to the 2022 Omnibus Incentive Plan, raising the share reserve to 2,750,000 (5.48 M for; 1.56 M against; 0.33 M abstain; 10.25 M broker non-votes).
- Elected William H. Flores as Class III director (6.63 M for; 0.75 M withheld).
- Ratified Whitley Penn LLP as independent auditor for 2025 (16.39 M for; 0.69 M against).
- Adjournment authority proposal passed.
Total votes represented: 17.63 M (50.14 % of outstanding shares).