KKR officer sells 10,000 shares at $108.58

Q: At what price were the 10,000 KKR shares sold by Dane E. Holmes?

The 10,000 KKR common shares were sold at a weighted average price of $108.58 per share, in multiple transactions with prices ranging from $108.44 to $108.81 per share, as disclosed in the filing footnote.

Q: How many restricted holdings units does Dane E. Holmes still hold at KKR (KKR)?

After the reported exercise, Dane E. Holmes holds 390,000 restricted holdings units that are exchangeable, upon vesting and subject to conditions, into an equal number of KKR common shares.

Q: What is the size and vesting schedule of Dane E. Holmes’s restricted holdings unit award at KKR?

The award is for 400,000 restricted holdings units. 200,000 units vest in six equal installments starting October 1, 2024 and then each May 1 from 2025 through 2029, while 200,000 units vest based on market price and cliff service conditions.

Q: What stock price conditions affect part of Dane E. Holmes’s KKR equity award?

For 200,000 restricted holdings units, vesting depends on KKR’s average common stock price ranging from $95.80 to $135.80 and the reporting person’s continued service until December 31, 2028, with specified exceptions through December 31, 2029.

Q: Were Dane E. Holmes’s recent KKR transactions under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for these transactions, and the footnotes do not state that the trades were made pursuant to a Rule 10b5-1 trading plan.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

KKR & Co. Inc. (KKR) reports that Chief Administrative Officer Dane E. Holmes exercised 10,000 restricted holdings units into 10,000 shares of common stock on September 2, 2026, then sold 10,000 common shares on September 3, 2026 at a weighted average price of $108.58 per share in open-market transactions.

The sale price ranged from $108.44 to $108.81 per share. After this exercise, 390,000 restricted holdings units remain from a 400,000-unit equity award that vests over time and is partly subject to market price and service-based vesting conditions.

Insights

Analyzing...

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider HOLMES DANE E

Role Chief Administrative Officer

Sold 10,000 shs ($1.09M)

Approx. gross sale proceeds $1.09M

Type	Security	Shares	Price	Value
Sale	Common Stock ^F3	10,000	$108.58	$1.09M
Exercise	Restricted Holdings Units ^{F1, F2}	10,000	$0.00	$0.00
Exercise	Common Stock ^F1	10,000	--	--

Holdings After Transaction: Restricted Holdings Units — 390,000 contracts (Direct); Common Stock — 8,513 shares (Direct)

Footnotes (3)

F1. Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.
F2. Represents 400,000 restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, 200,000 of which will vest in six equal installments commencing on October 1, 2024 and then each May 1st from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date, and another 200,000 of which are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service until December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029).
F3. Reflects a weighted average sale price. These shares of common stock of KKR & Co. Inc. were sold in multiple transactions at prices ranging from $108.44 to $108.81, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

Key Figures

Common shares sold: 10,000 shares Weighted average sale price: $108.58 per share Sale price range: $108.44–$108.81 per share +5 more

8 metrics

Common shares sold 10,000 shares Sale of KKR common stock on September 3, 2026

Weighted average sale price $108.58 per share Open-market sale of 10,000 KKR common shares in multiple trades

Sale price range $108.44–$108.81 per share Price range for the 10,000-share sale on September 3, 2026

Restricted holdings units exercised 10,000 units Exercised into 10,000 KKR common shares on September 2, 2026

Restricted holdings units remaining 390,000 units Direct holdings after the reported exercise

Total restricted holdings unit award 400,000 units Equity award granted under the 2019 Equity Incentive Plan

Installment-vesting units 200,000 units Vest in six equal installments from October 1, 2024 through May 1, 2029

Market price vesting range $95.80–$135.80 per share Average KKR stock price conditions for 200,000 units

Key Terms

restricted holdings units, market price vesting conditions, cliff service vesting conditions, weighted average sale price, +1 more

5 terms

restricted holdings units financial

"Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit"

market price vesting conditions financial

"are subject to market price and cliff service vesting conditions based on average prices"

cliff service vesting conditions financial

"are subject to market price and cliff service vesting conditions based on average prices"

weighted average sale price financial

"Reflects a weighted average sale price. These shares of common stock of KKR & Co. Inc."

Equity Incentive Plan financial

"restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

FAQ

What insider transactions did KKR (KKR) disclose for Dane E. Holmes?

KKR disclosed that Chief Administrative Officer Dane E. Holmes exercised 10,000 restricted holdings units into 10,000 common shares on September 2, 2026, and then sold 10,000 common shares on September 3, 2026 in open-market transactions.

At what price were the 10,000 KKR shares sold by Dane E. Holmes?

The 10,000 KKR common shares were sold at a weighted average price of $108.58 per share, in multiple transactions with prices ranging from $108.44 to $108.81 per share, as disclosed in the filing footnote.

How many restricted holdings units does Dane E. Holmes still hold at KKR (KKR)?

After the reported exercise, Dane E. Holmes holds 390,000 restricted holdings units that are exchangeable, upon vesting and subject to conditions, into an equal number of KKR common shares.

What is the size and vesting schedule of Dane E. Holmes’s restricted holdings unit award at KKR?

The award is for 400,000 restricted holdings units. 200,000 units vest in six equal installments starting October 1, 2024 and then each May 1 from 2025 through 2029, while 200,000 units vest based on market price and cliff service conditions.

What stock price conditions affect part of Dane E. Holmes’s KKR equity award?

For 200,000 restricted holdings units, vesting depends on KKR’s average common stock price ranging from $95.80 to $135.80 and the reporting person’s continued service until December 31, 2028, with specified exceptions through December 31, 2029.

Were Dane E. Holmes’s recent KKR transactions under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for these transactions, and the footnotes do not state that the trades were made pursuant to a Rule 10b5-1 trading plan.

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Available on EDGAR 09/04/2026 - 05:30 PM Accepted by SEC EDGAR 09/04/2026 - 05:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOLMES DANE E

(Last)

(First)

(Middle)

C/O GOLDMAN SACHS & CO. LLC

200 WEST STREET

(Street)

NEW YORK

10282

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
KKR & Co. Inc. [ KKR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Administrative Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/02/2026		M		10,000	A	⁽¹⁾	18,513	D
Common Stock	09/03/2026		S		10,000	D	$108.58⁽³⁾	8,513	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Holdings Units	⁽¹⁾⁽²⁾	09/02/2026		M			10,000	⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Common Stock	10,000	$0	390,000	D

Explanation of Responses:

1. Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

2. Represents 400,000 restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, 200,000 of which will vest in six equal installments commencing on October 1, 2024 and then each May 1st from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date, and another 200,000 of which are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service until December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029).

3. Reflects a weighted average sale price. These shares of common stock of KKR & Co. Inc. were sold in multiple transactions at prices ranging from $108.44 to $108.81, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

	/s/ Christopher Lee, Attorney-in-fact	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR