Welcome to our dedicated page for KKR & Co. SEC filings (Ticker: KKR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
KKR & Co. Inc. filings document the regulatory record of a global investment firm with alternative asset management, capital markets and insurance operations. Its 8-K filings report operating and financial results, material definitive agreements, debt obligations, capital-structure matters and leadership-related events.
KKR’s proxy and material-event filings also address governance matters, charter provisions, stockholder voting mechanics and security-holder votes. Capital disclosures include common stock, mandatory convertible preferred stock, senior notes, subordinated notes and credit arrangements involving Global Atlantic entities and insurance subsidiaries.
KKR & Co. Inc., as a ten percent owner through affiliated entities, reports that on September 16, 2026, KKR Alternative Assets LLC disposed of 1,933,109 Class I shares of KKR Real Estate Select Trust Inc. by contributing them to that issuer for no consideration under an amended and restated Shareholder Priority Plan and NAV Support Agreement dated September 1, 2026. These shares will be permanently cancelled by KKR Real Estate Select Trust Inc., and the affiliated entities indirectly held 9,866,525.787 Class I shares afterward. The reporting persons state that they disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest and no Rule 10b5-1 trading plan is reported.
KKR & Co. Inc. (KKR) director and Co‑Chief Executive Officer Joseph Y. Bae reported making bona fide gifts of common stock on September 8, 2026. He donated 122,403 shares held directly and 345,849 shares held indirectly through a trust to a charitable foundation. As of the filing date, the foundation had not sold the donated shares. After these gifts, he reported 2,211,701 shares held directly and additional indirect holdings through various trusts and entities.
KKR & Co. Inc. (KKR) reported that its Chief Financial Officer, Robert H. Lewin, made a bona fide gift of 10,000 shares of Common Stock on September 2, 2026, to a charitable organization. After this donation, he directly holds 1,186,726 shares of KKR Common Stock, and no sale by the charity is reported.
KKR & Co. Inc. (KKR) reports that Chief Administrative Officer Dane E. Holmes exercised 10,000 restricted holdings units into 10,000 shares of common stock on September 2, 2026, then sold 10,000 common shares on September 3, 2026 at a weighted average price of $108.58 per share in open-market transactions.
The sale price ranged from $108.44 to $108.81 per share. After this exercise, 390,000 restricted holdings units remain from a 400,000-unit equity award that vests over time and is partly subject to market price and service-based vesting conditions.
KKR & Co. Inc. (KKR) received a notice that officer Dane E. Holmes plans to sell up to 10,000 shares of KKR common stock under Rule 144 through Fidelity Brokerage Services LLC. The planned sale is listed with an aggregate market value of about $1,064,100 on the NYSE.
The shares were acquired on September 2, 2026 upon conversion of vested Restricted Holdings Units initially granted on December 29, 2023 and also in a distribution by a limited partnership. The notice is signed by Christopher Lee as attorney-in-fact on September 3, 2026.
KKR & Co. Inc., through affiliated entities, reported an indirect acquisition of 65,833.763 shares of Class I Common Stock of KKR Real Estate Select Trust Inc. on August 31, 2026, in an “other” transaction. The shares were issued as payment of management and/or incentive fees under an investment advisory agreement and were directed to KKR Alternative Assets LLC, an affiliate of the adviser.
After this stock-for-fees issuance, KKR Alternative Assets LLC indirectly holds 11,799,634.787 shares, and the reporting parties disclaim beneficial ownership except to the extent of any pecuniary interest.
KKR & Co. Inc. (KKR) reported that it has posted an investor presentation on its website titled “Sale of USI Insurance Services to Aon plc.” The presentation is available through the Investor Center on KKR’s website and is described as part of the company’s ongoing use of its site as a channel for financial and other important information. The disclosure is furnished under Regulation FD and is explicitly not deemed “filed” under the Securities Exchange Act of 1934 or incorporated by reference into Securities Act filings unless specifically stated.
KKR & Co. Inc. (KKR) disclosed that on August 26, 2026 it entered into a Stipulation and Order with the U.S. Department of Justice Antitrust Division to resolve a civil antitrust complaint regarding Hart‑Scott‑Rodino premerger notification requirements for certain 2021–2022 affiliate transactions. Under the Stipulation, and if a proposed final judgment is approved by the U.S. District Court for the Southern District of New York, a KKR subsidiary would pay a $250.0 million civil penalty to the Antitrust Division, and the Antitrust Division would release all defendants from the complaint’s claims and terminate related investigations. KKR stated that the civil penalty will be fully reimbursed by outside law firms, with no financial impact on the firm, its funds, or its investors, and emphasized that it disagrees with the Antitrust Division’s characterization of the matter while preferring to avoid ongoing litigation.
KKR & Co. Inc. reported consolidated Q2 2026 revenues of $5,725,891, up from $5,088,843 a year earlier, driven by higher asset management fees and capital allocation-based income. Management fees rose to $829,522 and capital allocation-based income to $1,022,381.
Insurance revenues contributed strongly, with net investment income of $2,039,122 versus $1,863,346 in Q2 2025, and net investment-related gains of $378,590. Consolidated income before taxes was $1,373,984; net income attributable to KKR & Co. Inc. increased to $700,482, and diluted EPS to $0.70.
For the first half of 2026, net income attributable to common stockholders reached $1,024,852 versus $286,463 in the prior-year period. Operating cash flow strengthened to $4,999,202, supporting cash and restricted cash of $21,202,194 and total assets of $414,463,237 against total equity of $77,381,981. KKR also completed the Arctos acquisition and continues to prepare for governance changes tied to the Reorganization Agreement’s Sunset Date.
KKR & Co. Inc. reported that indirect subsidiaries KKR Group Partnership L.P. and Kohlberg Kravis Roberts & Co. L.P. entered into a Fourth Amended and Restated Credit Agreement providing a senior unsecured multicurrency revolving credit facility in an aggregate principal amount of $3.0 billion.
The Corporate Credit Facility is a five-year arrangement scheduled to mature on July 30, 2031, with an option to request up to an additional $750 million in capacity, subject to lender consent. Borrowings, guaranteed by KKR & Co. Inc., are available for general corporate purposes in U.S. dollars and other currencies, bear interest based on term SOFR or an alternate base rate plus a ratings-based margin, and incur a separate ratings-based facility fee. The borrowers may prepay, terminate or reduce commitments at any time without penalty and may seek maturity extensions with lender consent.