KKR & Co. Inc. filings document the regulatory record of a global investment firm with alternative asset management, capital markets and insurance operations. Its 8-K filings report operating and financial results, material definitive agreements, debt obligations, capital-structure matters and leadership-related events.
KKR’s proxy and material-event filings also address governance matters, charter provisions, stockholder voting mechanics and security-holder votes. Capital disclosures include common stock, mandatory convertible preferred stock, senior notes, subordinated notes and credit arrangements involving Global Atlantic entities and insurance subsidiaries.
KKR & Co. Inc. posted an “Asset-Based Finance Overview” presentation on its website, accessible through the Investor Center. The company says it uses its website from time to time to distribute financial and other important information. Website information is not incorporated by reference, and the information in this Item 7.01 is not deemed filed for purposes of Section 18 of the Exchange Act, except as expressly incorporated by specific reference.
KKR & Co. Inc. (KKR) is identified as the issuer for this Form 4, which reports KKR Alternative Assets LLC’s acquisition of 66,168 KKR Real Estate Select Trust Inc. Class I common shares on October 30, 2026. The shares were issued as payment for management and/or incentive fees under the trust’s investment advisory agreement with KKR Registered Advisor LLC; the reported price was $22.23 per share. KKR Alternative Assets LLC’s reported position after the transaction was 9,996,347 shares. Henry R. Kravis and George R. Roberts are also identified as reporting persons and founding partners of KKR Management LLP. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interests.
Brian J. Lee, a director of KKR & Co. Inc. (KKR), received a grant of 163 restricted stock units on October 26, 2026, under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan. The units generally vest on December 1, 2026; the reported post-transaction position was 163 restricted stock units.
KKR & Co. Inc. appointed Brian J. Lee to its Board of Directors effective October 26, 2026. Lee, the former Chief Risk Officer of The Goldman Sachs Group, Inc., will also serve on the Audit Committee and Risk Committee. After his appointment, the Board has eight independent directors among 12 total seats.
Lee will participate in KKR’s non-executive director cash and equity compensation arrangements, prorated based on his appointment date, and entered into the customary indemnification agreement for non-executive directors.
KKR & Co. Inc. is the issuer; KKR Alternative Assets LLC received 63,654 shares of KKR Real Estate Select Trust Inc. Class I Common Stock on September 30, 2026, at $22.86 per share as payment for management and/or incentive fees under an investment advisory agreement. KKR Alternative Assets LLC’s reported post-transaction holding was 9,930,179 shares. Henry R. Kravis and George R. Roberts were identified as 10% owners and founding partners of KKR Management LLP; the reporting persons disclaim beneficial ownership except to the extent of their pecuniary interests.
KKR & Co. Inc., as a ten percent owner through affiliated entities, reports that on September 16, 2026, KKR Alternative Assets LLC disposed of 1,933,109 Class I shares of KKR Real Estate Select Trust Inc. by contributing them to that issuer for no consideration under an amended and restated Shareholder Priority Plan and NAV Support Agreement dated September 1, 2026. These shares will be permanently cancelled by KKR Real Estate Select Trust Inc., and the affiliated entities indirectly held 9,866,525.787 Class I shares afterward. The reporting persons state that they disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest and no Rule 10b5-1 trading plan is reported.
KKR & Co. Inc. (KKR) director and Co‑Chief Executive Officer Joseph Y. Bae reported making bona fide gifts of common stock on September 8, 2026. He donated 122,403 shares held directly and 345,849 shares held indirectly through a trust to a charitable foundation. As of the filing date, the foundation had not sold the donated shares. After these gifts, he reported 2,211,701 shares held directly and additional indirect holdings through various trusts and entities.
KKR & Co. Inc. (KKR) reported that its Chief Financial Officer, Robert H. Lewin, made a bona fide gift of 10,000 shares of Common Stock on September 2, 2026, to a charitable organization. After this donation, he directly holds 1,186,726 shares of KKR Common Stock, and no sale by the charity is reported.
KKR & Co. Inc. (KKR) reports that Chief Administrative Officer Dane E. Holmes exercised 10,000 restricted holdings units into 10,000 shares of common stock on September 2, 2026, then sold 10,000 common shares on September 3, 2026 at a weighted average price of $108.58 per share in open-market transactions.
The sale price ranged from $108.44 to $108.81 per share. After this exercise, 390,000 restricted holdings units remain from a 400,000-unit equity award that vests over time and is partly subject to market price and service-based vesting conditions.