Every Form 4 that KKR & Co. Inc. (KKR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow KKR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full KKR filings page.
KKR & Co. Inc., as a ten percent owner through affiliated entities, reports that on September 16, 2026, KKR Alternative Assets LLC disposed of 1,933,109 Class I shares of KKR Real Estate Select Trust Inc. by contributing them to that issuer for no consideration under an amended and restated Shareholder Priority Plan and NAV Support Agreement dated September 1, 2026. These shares will be permanently cancelled by KKR Real Estate Select Trust Inc., and the affiliated entities indirectly held 9,866,525.787 Class I shares afterward. The reporting persons state that they disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest and no Rule 10b5-1 trading plan is reported.
KKR & Co. Inc. (KKR) director and Co‑Chief Executive Officer Joseph Y. Bae reported making bona fide gifts of common stock on September 8, 2026. He donated 122,403 shares held directly and 345,849 shares held indirectly through a trust to a charitable foundation. As of the filing date, the foundation had not sold the donated shares. After these gifts, he reported 2,211,701 shares held directly and additional indirect holdings through various trusts and entities.
KKR & Co. Inc. (KKR) reported that its Chief Financial Officer, Robert H. Lewin, made a bona fide gift of 10,000 shares of Common Stock on September 2, 2026, to a charitable organization. After this donation, he directly holds 1,186,726 shares of KKR Common Stock, and no sale by the charity is reported.
KKR & Co. Inc. (KKR) reports that Chief Administrative Officer Dane E. Holmes exercised 10,000 restricted holdings units into 10,000 shares of common stock on September 2, 2026, then sold 10,000 common shares on September 3, 2026 at a weighted average price of $108.58 per share in open-market transactions.
The sale price ranged from $108.44 to $108.81 per share. After this exercise, 390,000 restricted holdings units remain from a 400,000-unit equity award that vests over time and is partly subject to market price and service-based vesting conditions.
KKR & Co. Inc., through affiliated entities, reported an indirect acquisition of 65,833.763 shares of Class I Common Stock of KKR Real Estate Select Trust Inc. on August 31, 2026, in an “other” transaction. The shares were issued as payment of management and/or incentive fees under an investment advisory agreement and were directed to KKR Alternative Assets LLC, an affiliate of the adviser.
After this stock-for-fees issuance, KKR Alternative Assets LLC indirectly holds 11,799,634.787 shares, and the reporting parties disclaim beneficial ownership except to the extent of any pecuniary interest.
KKR Real Estate Select Trust Inc. issued 105,871.447 shares of Class I common stock at $22.88 per share as payment for management and/or incentive fees under its investment advisory agreement with KKR Registered Advisor LLC. KKR Registered Advisor directed these fee shares to its affiliate, KKR Alternative Assets LLC.
After this non-market, other-type transaction, indirect holdings reported for the KKR-affiliated entities increased to 11,666,586.95 shares. The complex ownership chain runs through several KKR entities, and all reporting persons expressly disclaim beneficial ownership beyond any pecuniary interest.
KKR Real Estate Select Trust Inc. reported an internal share transaction in which 65,490.623 shares of Class I common stock were issued at $23.26 per share as payment for management and/or incentive fees under its investment advisory agreement.
KKR Registered Advisor LLC directed that these shares be issued to its affiliate KKR Alternative Assets LLC, which now holds a total of 11,560,715.503 shares indirectly through a chain of KKR-related entities. The reporting persons collectively disclaim beneficial ownership of these securities except to the extent of any pecuniary interest, and the transaction is characterized as an "other" restructuring event rather than a typical open‑market buy or sell.
KKR Real Estate Select Trust Inc. reported an internal share transaction related to management fees. An affiliate, KKR Alternative Assets LLC, received 63,458.557 shares of Class I Common Stock at a value of $23.27 per share as payment for management and/or incentive fees under an investment advisory agreement.
After this non-market, fee-related issuance, KKR Alternative Assets LLC’s indirect holdings increased to 11,495,224.88 shares. The filing notes a multi‑entity ownership chain within the KKR group and states that each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.
Lewin Robert H reported acquisition or exercise transactions in this Form 4 filing.
KKR & Co. Inc. reported that Chief Financial Officer Robert H. Lewin received a grant of 650,000 restricted holdings units. These awards were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as compensation, not through open-market trading.
The units vest only if both market price and service conditions are met, based on average common stock prices ranging from $200 to $250 and Lewin’s continued service through May 1, 2031, with certain exceptions. Upon vesting, and subject to five-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units not vested by May 1, 2033 will be forfeited.
Sudol Kathryn King reported acquisition or exercise transactions in this Form 4 filing.
KKR & Co. Inc. reported that Chief Legal Officer & General Counsel Kathryn King Sudol received an award of 300,000 restricted holdings units. These units were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as part of her compensation.
The award is subject to demanding market price and cliff service vesting conditions, tied to average common stock prices ranging from $150 to $225 and her continued service through May 1, 2031, with certain exceptions if price conditions are met between May 1, 2031 and May 1, 2033. Upon vesting and subject to additional conditions, including three-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units that have not vested by May 1, 2033 will be forfeited.
KKR Real Estate Select Trust Inc. issued 149,931.542 shares of Class I common stock at $23.15 per share as payment for management and/or incentive fees under its investment advisory agreement with KKR Registered Advisor LLC.
KKR Registered Advisor LLC directed that its affiliate KKR Alternative Assets LLC receive these fee shares, bringing that entity’s indirect holdings to 11,431,766.323 shares. The ownership chain runs through multiple KKR entities, and all reporting persons, including KKR Alternative Assets LLC and affiliated KKR entities, expressly disclaim beneficial ownership of these securities except to the extent of any pecuniary interest.
KKR-affiliated entities reported a new derivative position linked to Henry Schein Inc. common stock through an equity swap. On March 6, 2026, a total return swap was set to reference 918,723 notional shares of Henry Schein common stock at a notional price of $80.55 per share. The swap, entered into by KKR Hawaii Aggregator L.P. with a third-party counterparty, gives KKR Hawaii Aggregator L.P. the right to acquire, and obligates the counterparty to deliver, 918,723 shares upon settlement. Any such shares would be held directly by KKR Hawaii Aggregator L.P., and a series of KKR-related entities sits above it in the ownership chain. The reporting persons state that they disclaim beneficial ownership of the securities reported except to the extent of any pecuniary interest.
KKR & Co. Inc. director Timothy R. Barakett reported an open-market purchase of 50,000 shares of KKR common stock on March 4, 2026, at a weighted average price of $94.47 per share. The shares are held indirectly through a limited partnership, bringing his indirect holdings to 285,000 shares. Separately, he also reports 2,771 shares of KKR common stock held directly.
KKR & Co. Inc. Co-Chief Executive Officer Scott C. Nuttall reported an open-market purchase of 50,000 shares of KKR common stock at a weighted average price of $87.81 per share on February 27, 2026. After this transaction, he directly owns 14,406,748 common shares. The filing also lists additional KKR common stock held indirectly through various trusts and a limited partnership whose general partner is a limited liability company over which he has investment discretion.
KKR & Co. Inc. director and Co‑Chief Executive Officer Joseph Y. Bae reported an indirect open‑market purchase of 50,000 shares of KKR common stock on February 27, 2026. The shares were bought by trusts associated with him at a weighted average price of $88.56 per share.
KKR & Co. Inc. director Mary N. Dillon reported an open‑market purchase of KKR common stock through a trust. On 2026-03-02, the trust bought 22,225 shares at a weighted average price of $90.96 per share, across multiple trades between $90.88 and $90.96.
Following this transaction, the trust held 49,610 shares indirectly, while Dillon also held 1,605 shares directly. The filing notes that detailed trade‑by‑trade pricing information is available upon request.
KKR Real Estate Select Trust Inc. reported an insider transaction classified as an “other acquisition or disposition” involving its Class I common stock. On February 27, 2026, 59,372.674 shares were issued at $23.18 per share as payment for management and/or incentive fees under an investment advisory agreement.
The shares were directed to and are held by KKR Alternative Assets LLC, an affiliate of the advisor. Following the transaction, indirect holdings reported for the group associated with this entity total 11,281,834.781 shares. The reporting persons collectively disclaim beneficial ownership except to the extent of any pecuniary interest.
KKR & Co. Inc. director Matt Cohler reported an open-market purchase of 43,872 shares of KKR common stock on February 17, 2026 at a weighted average price of $102.90 per share. After this trade, he directly owns 45,477 shares and indirectly holds 97,568 shares through a trust. The filing notes that the purchase price reflects multiple trades between $102.76 and $103.01 per share.
KKR & Co. Inc. Co-Chief Executive Officer Joseph Y. Bae reported that trusts and related entities associated with him bought 125,000 shares of KKR common stock in open-market purchases on February 17, 2026.
The weighted average purchase prices ranged from $99.81 to $103.41 across several transaction blocks, and one trust-related position increased to 509,257 shares indirectly owned. Separately, Bae’s directly held KKR common stock position was 4,211,701 shares as of the same date.
KKR & Co. Inc. Co‑Chief Executive Officer Scott C. Nuttall bought 125,000 shares of KKR common stock in open‑market transactions. The purchases on February 17, 2026 were made at prices ranging from about $101.41 to $103.40 per share. His direct holdings rose to 15,503,748 shares, with additional indirect holdings reported through trusts and other entities, including 2,000,000 shares held by trusts.
KKR & Co. Inc. director Timothy R. Barakett, through a limited partnership, made an open-market purchase of 50,000 shares of KKR common stock on February 9, 2026 at a weighted average price of $104.93 per share.
After this transaction, Barakett indirectly beneficially owned 235,000 KKR shares through the limited partnership and directly held 2,771 additional KKR common shares.
KKR Real Estate Select Trust Inc. issued 64,476.278 shares of Class I common stock on 01/30/2026 at $23.46 per share as payment of management and/or incentive fees under its investment advisory agreement with KKR Registered Advisor LLC.
KKR Registered Advisor LLC directed that its affiliate KKR Alternative Assets LLC receive these shares, bringing indirect holdings attributed to the reporting group to 11,222,462.107 shares. The filing lists multiple KKR-related entities and notes that each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.
KKR & Co. Inc. reported that one of its directors received an equity award in the form of restricted stock units. On December 11, 2025, the director was granted 1,605 restricted stock units of KKR common stock at a price of $0 per unit under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan. These units generally vest on December 1, 2026, and each unit will convert into one share of KKR common stock when it vests. Following this grant, the director beneficially owned 12,485 shares of KKR common stock in direct ownership.
KKR & Co. Inc. director Form 4 shows an equity grant and updated holdings. On December 11, 2025, the reporting person received 1,605 shares of KKR common stock as an acquisition coded "A", at a stated price of $0, reflecting a grant rather than an open‑market purchase.
The footnotes explain this represents restricted stock units granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which will generally vest on December 1, 2026, with each unit settling into one share of common stock. After this transaction, the reporting person holds 95,464 shares directly, plus 26,000, 55,000 and 13,250 shares held indirectly through trusts, for which beneficial ownership is disclaimed except to the extent of any pecuniary interest.
KKR & Co. Inc. reported that one of its directors received a new equity award in the form of restricted stock units. On 12/11/2025, the director was granted 1,605 restricted stock units of KKR common stock at a price of $0 under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan. These units are scheduled to generally vest on 12/01/2026, and each unit will convert into one share of KKR common stock upon vesting. Following this grant, the director beneficially owns 88,464 shares of KKR common stock in direct ownership.
KKR & Co. Inc. reported an equity award to one of its directors. On December 11, 2025, the director received 1,605 restricted stock units (RSUs) of KKR & Co. Inc. common stock under the Amended and Restated 2019 Equity Incentive Plan. These RSUs will generally vest on December 1, 2026, and each vested unit will be settled in one share of KKR common stock. Following this grant, the director beneficially owns 5,872 shares of KKR common stock in direct ownership.
KKR & Co. Inc. director reported receiving a new equity award in the form of restricted stock units. On December 11, 2025, the reporting person was granted 1,605 restricted stock units, each representing the right to receive one share of KKR common stock upon vesting. The award was granted at a price of $0 under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan.
These restricted stock units will generally vest on December 1, 2026, at which time they will be settled in shares of common stock. After this grant, the reporting person beneficially owned 31,878 shares of KKR common stock in total, held directly. This filing reflects ongoing equity-based compensation for a member of KKR’s board of directors.
KKR & Co. Inc. reported an equity award to one of its directors. On December 11, 2025, the director received 1,605 restricted stock units (RSUs) of KKR common stock under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan at a stated price of $0. After this grant, the director beneficially owned 14,385 shares of KKR common stock in total. The RSUs will generally vest on December 1, 2026, and each RSU will convert into one share of KKR common stock upon vesting.
KKR & Co. Inc. reported an equity award to one of its directors under the company’s 2019 Equity Incentive Plan. On December 11, 2025, the director received 1,605 restricted stock units (RSUs) of KKR common stock at a price of $0 as a form of stock-based compensation. These RSUs will generally vest on December 1, 2026, after which each unit will convert into one share of KKR common stock.
Following this grant, the director beneficially owns 1,605 shares directly and 27,385 shares indirectly through a trust. This is a routine insider compensation and ownership update rather than a broad offering to public investors.
KKR & Co. Inc. reported that one of its directors received an equity award in the form of restricted stock units. On December 11, 2025, the director was granted 1,605 restricted stock units of KKR common stock at a price of $0 under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan.
The filing notes that these restricted stock units will generally vest on December 1, 2026, meaning the director will receive one share of KKR common stock for each unit once vesting conditions are met. After this grant, the director holds 1,605 KKR shares directly and 97,568 shares indirectly through a trust, reflecting both personal and trust-based ownership.
KKR & Co. Inc. disclosed that one of its directors received a new equity award in the form of restricted stock units. On December 11, 2025, the director was granted 1,605 restricted stock units of KKR common stock at a price of $0 under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan. Following this grant, the director beneficially owns 13,270 shares of KKR common stock in direct ownership. The restricted stock units are scheduled to generally vest on December 1, 2026, and each unit will be settled in one share of KKR common stock upon vesting.
KKR & Co. Inc. director reported a new equity award in the form of restricted stock units. On December 11, 2025, the director received 1,605 restricted stock units of KKR common stock at a stated price of $0 per unit, reflecting a compensatory grant rather than an open-market purchase.
After this grant, the director beneficially owns 2,771 shares of KKR common stock directly and 185,000 shares indirectly through a limited partnership. The restricted stock units were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on December 1, 2026, with each unit settling into one share of KKR common stock upon vesting.
KKR & Co. Inc. director reported an equity award in the form of 1,605 restricted stock units of KKR common stock. These units were granted on December 11, 2025 under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on December 1, 2026. When they vest, each unit is expected to convert into one share of KKR common stock. After this reported grant, the director beneficially owns 1,847 shares of KKR common stock in total on a direct basis.
KKR & Co. Inc. insider reports a charitable stock donation and updated holdings. A reporting person who is a director and Co-Executive Chairman of KKR reported the donation of 350,000 shares of common stock on 11/12/2025. The shares were donated by a limited partnership controlled by the insider to a charitable foundation in which the insider has no pecuniary interest, and the partnership continues to hold additional shares for future donations. Following this transaction, the insider reports beneficial ownership of 5,460,000 shares indirectly through the partnership, 73,006,022 shares directly, and additional indirect holdings of 1,549,369, 1,000,000, and 15,227 shares through other entities and the insider’s spouse. The insider states that beneficial ownership of indirectly held securities is disclaimed except to the extent of any pecuniary interest.
KKR-affiliated entities reported an insider acquisition of 61,725.029 shares of KKR Real Estate Select Trust Inc. Class I Common Stock on 10/31/2025. The shares were issued as payment for management and/or incentive fees under the investment advisory agreement, with KKR Registered Advisor LLC directing issuance to its affiliate, KKR Alternative Assets LLC (Footnote 1). The transaction is coded J at a listed price of $23.65 per share, and the filing indicates it was made by more than one reporting person. Following the transaction, 10,954,992.199 shares were beneficially owned indirectly (Footnote 2). The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest (Footnote 3).
KKR-affiliated reporting persons filed a Form 4 for BrightSpring Health Services, Inc. (BTSG) reflecting a large secondary sale and related donations. On 10/22/2025, KKR Phoenix Aggregator L.P. sold 14,745,000 shares of BTSG common stock in an underwritten public offering at a net price of $28.782 per share.
Following the sale, beneficial ownership was 62,351,337 shares, then 61,942,032 shares after in-kind distributions of 409,305 shares for charitable donations. Separate gifts included 50,484 shares by Henry R. Kravis and 39,493 shares by George R. Roberts. The filing states ownership is held indirectly through KKR entities, and each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.