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KKR (NYSE: KKR) CFO granted 650,000 restricted holdings units as equity

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

Lewin Robert H reported acquisition or exercise transactions in this Form 4 filing.

KKR & Co. Inc. reported that Chief Financial Officer Robert H. Lewin received a grant of 650,000 restricted holdings units. These awards were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as compensation, not through open-market trading.

The units vest only if both market price and service conditions are met, based on average common stock prices ranging from $200 to $250 and Lewin’s continued service through May 1, 2031, with certain exceptions. Upon vesting, and subject to five-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units not vested by May 1, 2033 will be forfeited.

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Insider Lewin Robert H
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Holdings Units 650,000 $0.00 --
Holdings After Transaction: Restricted Holdings Units — 650,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted holdings units granted 650,000 units Grant to CFO Robert H. Lewin on April 29, 2026
Grant price per unit $0.00 per unit Equity incentive grant, non-cash award
Market price vesting range $200–$250 per share Average KKR common stock price required for vesting
Service vesting date May 1, 2031 Continued service required through this date
Forfeiture deadline May 1, 2033 Unvested restricted units forfeited after this date
Exchange ratio 1 unit : 1 share Each vested restricted holdings unit may convert into one KKR common share
Transfer restriction period Five years Post-vesting transfer limitations on exchanged shares
restricted holdings units financial
"Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan"
market price vesting conditions financial
"that are subject to market price and cliff service vesting conditions based on average prices of common stock"
cliff service vesting conditions financial
"subject to market price and cliff service vesting conditions based on average prices of common stock"
Equity Incentive Plan financial
"granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
transfer restrictions financial
"subject to certain conditions, including five-year transfer restrictions, the Reporting Person may exchange"
Transfer restrictions are legal or contractual limits that prevent or delay selling, gifting, or otherwise moving ownership of a security. Think of them like a temporary lock on a share that can be imposed by law, a contract, or a registrar: they matter to investors because they reduce liquidity, can delay when holders can realize cash, and often affect a security’s market value and attractiveness to buyers.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lewin Robert H
(Last)(First)(Middle)
C/O KKR & CO. INC.
30 HUDSON YARDS
(Street)
NEW YORK NEW YORK 10001
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
KKR & Co. Inc. [ KKR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Holdings Units(1)04/29/2026A650,000 (1) (1)Common Stock650,000$0650,000D
Explanation of Responses:
1. Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan that are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $200 to $250 and the Reporting Person's continued service through May 1, 2031, subject to exceptions (including if the market price conditions are satisfied between May 1, 2031 and May 1, 2033 with continued service through such date). Upon vesting, subject to certain conditions, including five-year transfer restrictions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by May 1, 2033 will be forfeited.
/s/ Christopher Lee, Attorney-in-fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did KKR (KKR) CFO Robert Lewin report in this Form 4 filing?

KKR’s CFO Robert H. Lewin reported receiving a grant of 650,000 restricted holdings units. These are equity-based compensation awards, not open-market share purchases or sales, and are tied to KKR’s long-term stock performance and his continued service with the company.

How many restricted holdings units were granted to the KKR CFO?

Robert H. Lewin was granted 650,000 restricted holdings units. This entire amount is subject to vesting conditions and represents his total reported derivative holdings from this grant following the transaction, according to the Form 4 disclosure for KKR.

What are the vesting conditions for KKR CFO Robert Lewin’s restricted units?

The restricted units vest only if KKR’s average common stock price falls within a $200 to $250 range and Robert Lewin remains in service through May 1, 2031, subject to limited exceptions. Units not meeting these conditions by May 1, 2033 will be forfeited.

How do KKR restricted holdings units convert into common stock?

Upon vesting and subject to certain conditions, each restricted holdings unit may be exchanged for one share of KKR common stock. The awards also carry five-year transfer restrictions after vesting, aligning them with longer-term ownership rather than short-term trading activity.

Are there transfer restrictions on KKR CFO Robert Lewin’s restricted units?

Yes. After the restricted holdings units vest and are eligible for exchange into KKR common stock, they remain subject to five-year transfer restrictions. This means Lewin’s ability to transfer these shares is limited for a substantial period following vesting, supporting long-term alignment.

What happens if KKR’s stock price conditions are not met by 2033?

If the market price and service-based vesting conditions are not satisfied by May 1, 2033, any unvested restricted holdings units will be forfeited. This structure ties the value of the grant directly to KKR’s stock performance and the executive’s long-term tenure.