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KKR (NYSE: KKR) grants 300,000 restricted units to Chief Legal Officer

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sudol Kathryn King reported acquisition or exercise transactions in this Form 4 filing.

KKR & Co. Inc. reported that Chief Legal Officer & General Counsel Kathryn King Sudol received an award of 300,000 restricted holdings units. These units were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as part of her compensation.

The award is subject to demanding market price and cliff service vesting conditions, tied to average common stock prices ranging from $150 to $225 and her continued service through May 1, 2031, with certain exceptions if price conditions are met between May 1, 2031 and May 1, 2033. Upon vesting and subject to additional conditions, including three-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units that have not vested by May 1, 2033 will be forfeited.

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Insider Sudol Kathryn King
Role Chief Legal Officer & GC
Type Security Shares Price Value
Grant/Award Restricted Holdings Units 300,000 $0.00 --
Holdings After Transaction: Restricted Holdings Units — 300,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted holdings units granted 300,000 units Grant to Chief Legal Officer under 2019 Equity Incentive Plan
Underlying common stock 300,000 shares Each unit may convert into one KKR common share upon vesting
Market price vesting range $150–$225 Average KKR common stock price conditions for vesting
Primary service vesting date May 1, 2031 Continued service required through this date for vesting conditions
Final forfeiture date May 1, 2033 Unvested restricted holdings units forfeited after this date
Transfer restriction period Three years Transfer restrictions after vesting and exchange into common stock
restricted holdings units financial
"Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan"
cliff service vesting conditions financial
"that are subject to market price and cliff service vesting conditions based on average prices of common stock"
Equity Incentive Plan financial
"granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
transfer restrictions financial
"Upon vesting, subject to certain conditions, including three-year transfer restrictions, the Reporting Person may exchange"
Transfer restrictions are legal or contractual limits that prevent or delay selling, gifting, or otherwise moving ownership of a security. Think of them like a temporary lock on a share that can be imposed by law, a contract, or a registrar: they matter to investors because they reduce liquidity, can delay when holders can realize cash, and often affect a security’s market value and attractiveness to buyers.
forfeited financial
"Restricted holdings units that have not vested by May 1, 2033 will be forfeited."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sudol Kathryn King
(Last)(First)(Middle)
C/O KKR & CO. INC.
30 HUDSON YARDS
(Street)
NEW YORK NEW YORK 10001
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
KKR & Co. Inc. [ KKR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer & GC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Holdings Units(1)04/29/2026A300,000 (1) (1)Common Stock300,000$0300,000D
Explanation of Responses:
1. Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan that are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $150 to $225 and the Reporting Person's continued service through May 1, 2031, subject to exceptions (including if the market price conditions are satisfied between May 1, 2031 and May 1, 2033 with continued service through such date). Upon vesting, subject to certain conditions, including three-year transfer restrictions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by May 1, 2033 will be forfeited.
/s/ Christopher Lee, Attorney-in-fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did KKR (KKR) report for Kathryn King Sudol?

KKR reported that Chief Legal Officer and General Counsel Kathryn King Sudol received 300,000 restricted holdings units. These were granted under KKR’s 2019 Equity Incentive Plan as a compensation award, not an open-market purchase or sale of existing shares.

How many restricted holdings units did KKR (KKR) grant in this Form 4?

The filing shows a grant of 300,000 restricted holdings units. Each unit is tied to KKR common stock and may convert into one share if strict market price and continued service vesting conditions are fully satisfied within the stated time frame.

What are the vesting conditions for KKR (KKR) restricted holdings units granted to Kathryn King Sudol?

The units vest based on average KKR common stock prices ranging from $150 to $225 and her continued service through May 1, 2031. Certain exceptions apply if price conditions are reached between May 1, 2031 and May 1, 2033 with continued service to that date.

When do the KKR (KKR) restricted holdings units expire or get forfeited?

Any restricted holdings units that have not vested by May 1, 2033 will be forfeited. This creates a hard deadline for meeting both the market price conditions and the specified continued service requirements outlined in the compensation award.

How do the KKR (KKR) restricted holdings units convert into common stock?

Upon vesting and subject to certain conditions, including three-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. This one-for-one exchange occurs only after the award’s vesting requirements are fully satisfied.

Are there transfer restrictions on the KKR (KKR) restricted holdings units or resulting shares?

Yes. The footnote states that, upon vesting, the award is subject to three-year transfer restrictions. This means that even after conversion into common stock, the resulting shares face limits on when they can be transferred by the reporting person.