KKR & Co. Inc. SEC Filings

Sudol Kathryn King reported acquisition or exercise transactions in this Form 4 filing.

KKR & Co. Inc. reported that Chief Legal Officer & General Counsel Kathryn King Sudol received an award of 300,000 restricted holdings units. These units were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as part of her compensation.

The award is subject to demanding market price and cliff service vesting conditions, tied to average common stock prices ranging from $150 to $225 and her continued service through May 1, 2031, with certain exceptions if price conditions are met between May 1, 2031 and May 1, 2033. Upon vesting and subject to additional conditions, including three-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units that have not vested by May 1, 2033 will be forfeited.

KKR & Co Inc: Vanguard Capital Management reports beneficial ownership of 50,647,147 shares of Common Stock, representing 5.68% of the class as disclosed on 03/31/2026. The filing shows 6,621,249 shares with sole voting power and 50,647,147 shares with sole dispositive power. The schedule notes holdings include securities held by Vanguard funds and certain affiliates.

KKR & Co. Inc. ownership disclosure: BlackRock, Inc. filed an amendment to a Schedule 13G reporting beneficial ownership of 44,343,828 shares of Class A common stock, representing 4.96% of the class as shown on the cover page dated 03/31/2026. The filing lists sole voting power of 40,319,699 shares and sole dispositive power of 44,343,828 shares. The amendment is signed by Spencer Fleming, Managing Director, on 04/27/2026.

KKR & Co. Inc. held a special stockholder meeting to vote on several amendments to its Second Amended and Restated Certificate of Incorporation and a related adjournment proposal. Four governance-related proposals and the adjournment proposal were approved, while a key voting-rights change remains pending.

Proposal 1, which would remove supermajority voting requirements to amend certain charter provisions, received support from 766,481,570 common shares, representing 85.97% of outstanding shares, but fell short of the 90% approval threshold and will be reconsidered at a reconvened virtual meeting on May 21, 2026. Proposals 2, 3, 4, and 5, covering stockholder meeting mechanics, board vacancy-filling authority, board size and charter streamlining, and adjournment authority, all passed with strong majorities. The sole Series I preferred stockholder voted in favor of each proposal, and approved charter amendments will become effective as of the Sunset Date once certificates are filed in Delaware.

KKR Real Estate Select Trust Inc. issued 149,931.542 shares of Class I common stock at $23.15 per share as payment for management and/or incentive fees under its investment advisory agreement with KKR Registered Advisor LLC.

KKR Registered Advisor LLC directed that its affiliate KKR Alternative Assets LLC receive these fee shares, bringing that entity’s indirect holdings to 11,431,766.323 shares. The ownership chain runs through multiple KKR entities, and all reporting persons, including KKR Alternative Assets LLC and affiliated KKR entities, expressly disclaim beneficial ownership of these securities except to the extent of any pecuniary interest.

KKR & Co Inc: The Vanguard Group filed an amendment to its Schedule 13G/A stating it beneficially owns 0 shares of KKR common stock and holds 0% of the class. The filing explains an internal realignment effective January 12, 2026, under SEC Release No. 34-39538 that disaggregated certain Vanguard subsidiaries and business divisions to report ownership separately.

KKR-affiliated entities reported a new derivative position linked to Henry Schein Inc. common stock through an equity swap. On March 6, 2026, a total return swap was set to reference 918,723 notional shares of Henry Schein common stock at a notional price of $80.55 per share. The swap, entered into by KKR Hawaii Aggregator L.P. with a third-party counterparty, gives KKR Hawaii Aggregator L.P. the right to acquire, and obligates the counterparty to deliver, 918,723 shares upon settlement. Any such shares would be held directly by KKR Hawaii Aggregator L.P., and a series of KKR-related entities sits above it in the ownership chain. The reporting persons state that they disclaim beneficial ownership of the securities reported except to the extent of any pecuniary interest.

KKR & Co. Inc. director Timothy R. Barakett reported an open-market purchase of 50,000 shares of KKR common stock on March 4, 2026, at a weighted average price of $94.47 per share. The shares are held indirectly through a limited partnership, bringing his indirect holdings to 285,000 shares. Separately, he also reports 2,771 shares of KKR common stock held directly.

KKR & Co. Inc. Co-Chief Executive Officer Scott C. Nuttall reported an open-market purchase of 50,000 shares of KKR common stock at a weighted average price of $87.81 per share on February 27, 2026. After this transaction, he directly owns 14,406,748 common shares. The filing also lists additional KKR common stock held indirectly through various trusts and a limited partnership whose general partner is a limited liability company over which he has investment discretion.