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Kkr & Co Inc SEC Filings

KKR NYSE

Welcome to our dedicated page for Kkr & Co SEC filings (Ticker: KKR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

KKR & Co. Inc. filings document the regulatory record of a global investment firm with alternative asset management, capital markets and insurance operations. Its 8-K filings report operating and financial results, material definitive agreements, debt obligations, capital-structure matters and leadership-related events.

KKR’s proxy and material-event filings also address governance matters, charter provisions, stockholder voting mechanics and security-holder votes. Capital disclosures include common stock, mandatory convertible preferred stock, senior notes, subordinated notes and credit arrangements involving Global Atlantic entities and insurance subsidiaries.

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Arnold Craig, a director of KKR & Co. Inc. (KKR), was granted 242 restricted stock units on 09/23/2025. The RSUs were awarded under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and carry a transaction price of $0, indicating a grant rather than a purchase. The filing reports 242 shares beneficially owned following the transaction, with ownership shown as direct. The RSUs are generally scheduled to vest on 12/01/2025 and, upon vesting, each unit will be settled by delivery of one share of KKR common stock.

The Form 4 was executed by an attorney-in-fact on 09/24/2025.

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Arnold Craig, a director of KKR & Co. Inc. (KKR), was granted 242 restricted stock units on 09/23/2025. The RSUs were awarded under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and carry a transaction price of $0, indicating a grant rather than a purchase. The filing reports 242 shares beneficially owned following the transaction, with ownership shown as direct. The RSUs are generally scheduled to vest on 12/01/2025 and, upon vesting, each unit will be settled by delivery of one share of KKR common stock.

The Form 4 was executed by an attorney-in-fact on 09/24/2025.

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Craig Arnold filed an Initial Statement on Form 3 for KKR & Co. Inc. (KKR) reporting the event date 09/23/2025. The filing identifies Mr. Arnold as a director and indicates no securities are beneficially owned. The form is signed by an attorney-in-fact on 09/24/2025 and includes a Power of Attorney as Exhibit 24.1.

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Craig Arnold filed an Initial Statement on Form 3 for KKR & Co. Inc. (KKR) reporting the event date 09/23/2025. The filing identifies Mr. Arnold as a director and indicates no securities are beneficially owned. The form is signed by an attorney-in-fact on 09/24/2025 and includes a Power of Attorney as Exhibit 24.1.

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KKR & Co. Inc. reported the appointment of Craig Arnold to its Board of Directors effective September 23, 2025. The Board was increased to fifteen members by written consent of KKR Management LLP, the sole holder of the Series I preferred stock. Mr. Arnold will serve on the Audit Committee and will participate in the Company’s standard non-executive director cash and equity compensation arrangements, prorated from his appointment date. He also entered into the Company’s customary indemnification agreement for non-executive directors. The filing furnishes a press release as Exhibit 99.1 announcing the appointment; that exhibit is furnished and not filed, and the Item 7.01 disclosure is not deemed "filed" under the Exchange Act.

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KKR & Co. Inc. reported the appointment of Craig Arnold to its Board of Directors effective September 23, 2025. The Board was increased to fifteen members by written consent of KKR Management LLP, the sole holder of the Series I preferred stock. Mr. Arnold will serve on the Audit Committee and will participate in the Company’s standard non-executive director cash and equity compensation arrangements, prorated from his appointment date. He also entered into the Company’s customary indemnification agreement for non-executive directors. The filing furnishes a press release as Exhibit 99.1 announcing the appointment; that exhibit is furnished and not filed, and the Item 7.01 disclosure is not deemed "filed" under the Exchange Act.

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KKR & Co. Inc. filed a current report to note that its subsidiary, The Global Atlantic Financial Group LLC, has posted a “2025 Global Atlantic Investor Presentation” on Global Atlantic’s investor relations website. The presentation is described as providing supplemental disclosures for Global Atlantic bondholders and is available at its investor relations page.

The company explains that Global Atlantic from time to time uses its website as a channel to distribute financial and other important information. The information related to this presentation is furnished under a disclosure item and is stated as not being deemed “filed” under securities laws, unless specifically incorporated by reference in another filing.

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Scott C. Nuttall, Co-Chief Executive Officer and director of KKR & Co. Inc. (KKR), filed a Form 4 reporting multiple transactions dated 09/02/2025. The filing records transfers of KKR common stock previously held by grantor retained annuity trusts to a trust for the Reporting Person's family and other transfers between grantor retained annuity trusts that the filer states were exempt under Rule 16a-13. Following the reported transactions, the filing shows holdings or beneficial ownership amounts including 1,702,400, 1,135,870, 15,676,348, 1,497,723, 129,301, and 2,782 shares across direct and indirect forms. Several positions are held indirectly by trusts or by a limited partnership whose general partner is an LLC over which the Reporting Person has investment discretion. The filer disclaims beneficial ownership of indirectly held securities except to the extent of any pecuniary interest.

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Joseph Y. Bae, Co-Chief Executive Officer and a director of KKR & Co. Inc. (KKR), reported multiple transactions dated 08/29/2025 that moved KKR common stock between trusts and an investment vehicle. The filing shows equal reported amounts of 398,335 shares both disposed and acquired under transaction code G(1), and lists several beneficial ownership tallies after the transactions, including 1,554,194, 1,952,902, 4,414,001, 7,166, 10,018,550, and 384,257 shares held in various indirect forms. Explanations state these moves reflect transfers among grantor retained annuity trusts and trusts for family beneficiaries, with certain transfers exempt under Rule 16a-13, and holdings in a limited partnership for which the reporting person has investment discretion. The filing is signed by an attorney-in-fact on 09/02/2025.

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Robert H. Lewin, Chief Financial Officer of KKR & Co. Inc. (KKR), reported a non‑derivative disposition of 2,500 shares of KKR common stock on 08/13/2025. The transaction is coded G(1), indicating a transfer as a gift, and the filer explains the transfer was made to a trust for a charitable purpose. After the reported disposition, Mr. Lewin beneficially owned 1,196,726 shares, held directly. The Form 4 indicates the sale price was $0 consistent with a charitable transfer rather than a market sale.

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Joseph Y. Bae, Co-Chief Executive Officer and Director of KKR & Co. Inc., reported transfers and a disposition of KKR common stock. The filing shows a reported disposition of 4,211,701 shares and multiple indirect holdings reported following the transactions, including 2,154,829, 1,554,567, 10,018,550, and 384,257 shares held indirectly through trusts or partnerships; a direct holding of 7,166 shares is also shown. The filing explains an acquisition by a trust for the benefit of certain family members of limited liability company membership interests corresponding to transferred KKR shares, with the trust paying $227,250.04. The filing further notes that certain securities are held by a limited partnership whose general partner is an LLC over which the reporting person has investment discretion, and the reporting person disclaims beneficial ownership of indirectly held securities except to the extent of any pecuniary interest.

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KKR & Co. Inc. reported consolidated total assets of $380,867,573 (amounts in thousands), up from $360,099,411 at December 31, 2024. The filing separates the Asset Management and Strategic Holdings tier from the Insurance tier (Global Atlantic), with Insurance investments of $177,923,392 and Insurance policy liabilities of $191,676,236 as of June 30, 2025.

For the three months ended June 30, 2025, consolidated total revenues were $5,088,843 and net income was $1,354,464; for the six months, total revenues were $8,199,026 and net income was $2,038,962 (amounts in thousands). Net income attributable to KKR & Co. Inc. common stockholders was $472,387 for the quarter and $286,463 for the six months. The company issued 51,750,000 shares of Series D Mandatory Convertible Preferred Stock with a carrying amount of $2,543,404. Consolidated cash, cash equivalents and restricted cash totaled $18,056,173 at period end.

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KKR & Co. Inc. (KKR) – Form 4 Insider Transaction

Co-Executive Chairman & Director George R. Roberts disclosed an open-market sale of 809,906 Class A shares on 07-Aug-2025 at $144.25 per share, equating to roughly $117 million. The shares were owned through a revocable trust (Footnote 1). After the sale, that trust still holds 81,361,978 shares.

Roberts’ aggregate indirect ownership now totals about 84 million shares, including 1.20 million shares held for charitable purposes, 1.04 million in a limited partnership he controls, and 0.26 million in a corporation he owns (Footnotes 2-4).

The filing reiterates Roberts’ prior statement (2-Jun-2025 Form 4) that he has no present plan to sell additional shares during the remainder of 2025. Standard Rule 16a-1(a)(4) disclaimers apply.

  • Transaction code: S (sale)
  • Ownership reported as indirect
  • Forms signed by attorney-in-fact on 07-Aug-2025
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FAQ

How many Kkr & Co (KKR) SEC filings are available on StockTitan?

StockTitan tracks 66 SEC filings for Kkr & Co (KKR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Kkr & Co (KKR)?

The most recent SEC filing for Kkr & Co (KKR) was filed on September 24, 2025.