Welcome to our dedicated page for KKR & Co. SEC filings (Ticker: KKR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
KKR & Co. Inc. filings document the regulatory record of a global investment firm with alternative asset management, capital markets and insurance operations. Its 8-K filings report operating and financial results, material definitive agreements, debt obligations, capital-structure matters and leadership-related events.
KKR’s proxy and material-event filings also address governance matters, charter provisions, stockholder voting mechanics and security-holder votes. Capital disclosures include common stock, mandatory convertible preferred stock, senior notes, subordinated notes and credit arrangements involving Global Atlantic entities and insurance subsidiaries.
KKR-affiliated entities reported an insider acquisition of 61,725.029 shares of KKR Real Estate Select Trust Inc. Class I Common Stock on 10/31/2025. The shares were issued as payment for management and/or incentive fees under the investment advisory agreement, with KKR Registered Advisor LLC directing issuance to its affiliate, KKR Alternative Assets LLC (Footnote 1). The transaction is coded J at a listed price of $23.65 per share, and the filing indicates it was made by more than one reporting person. Following the transaction, 10,954,992.199 shares were beneficially owned indirectly (Footnote 2). The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest (Footnote 3).
KKR-affiliated reporting persons filed a Form 4 for BrightSpring Health Services, Inc. (BTSG) reflecting a large secondary sale and related donations. On 10/22/2025, KKR Phoenix Aggregator L.P. sold 14,745,000 shares of BTSG common stock in an underwritten public offering at a net price of $28.782 per share.
Following the sale, beneficial ownership was 62,351,337 shares, then 61,942,032 shares after in-kind distributions of 409,305 shares for charitable donations. Separate gifts included 50,484 shares by Henry R. Kravis and 39,493 shares by George R. Roberts. The filing states ownership is held indirectly through KKR entities, and each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.
KKR & Co. Inc. reported that it has posted a new investor presentation titled “Asset-Based Finance Overview” on its website for KKR common stockholders and analysts. The presentation is available in the Investor Center section of the company’s site. KKR notes that it uses its website as a channel to share financial and other important information about the company.
Arnold Craig, a director of KKR & Co. Inc. (KKR), was granted 242 restricted stock units on 09/23/2025. The RSUs were awarded under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and carry a transaction price of $0, indicating a grant rather than a purchase. The filing reports 242 shares beneficially owned following the transaction, with ownership shown as direct. The RSUs are generally scheduled to vest on 12/01/2025 and, upon vesting, each unit will be settled by delivery of one share of KKR common stock.
The Form 4 was executed by an attorney-in-fact on 09/24/2025.
Craig Arnold filed an Initial Statement on Form 3 for KKR & Co. Inc. (KKR) reporting the event date 09/23/2025. The filing identifies Mr. Arnold as a director and indicates no securities are beneficially owned. The form is signed by an attorney-in-fact on 09/24/2025 and includes a Power of Attorney as Exhibit 24.1.
KKR & Co. Inc. reported the appointment of Craig Arnold to its Board of Directors effective September 23, 2025. The Board was increased to fifteen members by written consent of KKR Management LLP, the sole holder of the Series I preferred stock. Mr. Arnold will serve on the Audit Committee and will participate in the Company’s standard non-executive director cash and equity compensation arrangements, prorated from his appointment date. He also entered into the Company’s customary indemnification agreement for non-executive directors. The filing furnishes a press release as Exhibit 99.1 announcing the appointment; that exhibit is furnished and not filed, and the Item 7.01 disclosure is not deemed "filed" under the Exchange Act.
KKR & Co. Inc. filed a current report to note that its subsidiary, The Global Atlantic Financial Group LLC, has posted a “2025 Global Atlantic Investor Presentation” on Global Atlantic’s investor relations website. The presentation is described as providing supplemental disclosures for Global Atlantic bondholders and is available at its investor relations page.
The company explains that Global Atlantic from time to time uses its website as a channel to distribute financial and other important information. The information related to this presentation is furnished under a disclosure item and is stated as not being deemed “filed” under securities laws, unless specifically incorporated by reference in another filing.
Scott C. Nuttall, Co-Chief Executive Officer and director of KKR & Co. Inc. (KKR), filed a Form 4 reporting multiple transactions dated 09/02/2025. The filing records transfers of KKR common stock previously held by grantor retained annuity trusts to a trust for the Reporting Person's family and other transfers between grantor retained annuity trusts that the filer states were exempt under Rule 16a-13. Following the reported transactions, the filing shows holdings or beneficial ownership amounts including 1,702,400, 1,135,870, 15,676,348, 1,497,723, 129,301, and 2,782 shares across direct and indirect forms. Several positions are held indirectly by trusts or by a limited partnership whose general partner is an LLC over which the Reporting Person has investment discretion. The filer disclaims beneficial ownership of indirectly held securities except to the extent of any pecuniary interest.
Joseph Y. Bae, Co-Chief Executive Officer and a director of KKR & Co. Inc. (KKR), reported multiple transactions dated 08/29/2025 that moved KKR common stock between trusts and an investment vehicle. The filing shows equal reported amounts of 398,335 shares both disposed and acquired under transaction code G(1), and lists several beneficial ownership tallies after the transactions, including 1,554,194, 1,952,902, 4,414,001, 7,166, 10,018,550, and 384,257 shares held in various indirect forms. Explanations state these moves reflect transfers among grantor retained annuity trusts and trusts for family beneficiaries, with certain transfers exempt under Rule 16a-13, and holdings in a limited partnership for which the reporting person has investment discretion. The filing is signed by an attorney-in-fact on 09/02/2025.
Robert H. Lewin, Chief Financial Officer of KKR & Co. Inc. (KKR), reported a non‑derivative disposition of 2,500 shares of KKR common stock on 08/13/2025. The transaction is coded G(1), indicating a transfer as a gift, and the filer explains the transfer was made to a trust for a charitable purpose. After the reported disposition, Mr. Lewin beneficially owned 1,196,726 shares, held directly. The Form 4 indicates the sale price was $0 consistent with a charitable transfer rather than a market sale.