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KKR Form 3 — Director Craig Arnold Files Initial Statement; No Securities Owned

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Craig Arnold filed an Initial Statement on Form 3 for KKR & Co. Inc. (KKR) reporting the event date 09/23/2025. The filing identifies Mr. Arnold as a director and indicates no securities are beneficially owned. The form is signed by an attorney-in-fact on 09/24/2025 and includes a Power of Attorney as Exhibit 24.1.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine initial Section 16 filing showing director status with no reported holdings; administrative disclosure, not material.

The Form 3 names Craig Arnold as a director of KKR & Co. Inc. and reports that he beneficially owns no securities. This is a standard initial disclosure under Section 16 for officers/directors and serves to establish reporting obligations. The inclusion of Exhibit 24.1 (Power of Attorney) and an attorney-in-fact signature indicate procedural completion rather than substantive ownership changes.

TL;DR: Compliance filing completed; absence of holdings means no immediate Section 16 reporting exposures.

The document records the required initial statement of beneficial ownership for a reporting person and explicitly states "No securities are beneficially owned." From a compliance perspective, that removes short-term reporting risk tied to pre-existing holdings. The filing appears administrative and does not disclose transactions, holdings, or material events affecting investors.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
ARNOLD CRAIG

(Last) (First) (Middle)
C/O KKR & CO. INC.
30 HUDSON YARDS

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/23/2025
3. Issuer Name and Ticker or Trading Symbol
KKR & Co. Inc. [ KKR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Christopher Lee, Attorney-in-fact 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for KKR (KKR)?

Craig Arnold filed the initial Form 3 identifying himself as a director of KKR & Co. Inc.

Does the Form 3 report any KKR securities owned by Craig Arnold?

No. The filing states no securities are beneficially owned by the reporting person.

What is the event date reported on the Form 3?

The Date of Event Requiring Statement is 09/23/2025.

Was the Form 3 signed and is there an exhibit listed?

Yes. The form is signed by an attorney-in-fact on 09/24/2025 and lists Exhibit 24.1 - Power of Attorney.

What relationship to the issuer does the filing indicate?

The filing marks the reporting person as a Director of KKR & Co. Inc.
Kkr & Co Inc

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