KKR: Kravis-controlled partnership donates 400K shares

Available on EDGAR 11/13/2026 - 05:06 PM EST Accepted by SEC EDGAR 11/13/2026 - 05:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Henry R. Kravis reported disposition transactions in this Form 4 filing. At KKR & Co. Inc., a limited partnership controlled by Co-Executive Chairman Henry R. Kravis donated 400,000 common shares to a charitable foundation on November 11, 2026; Kravis had no pecuniary interest in the foundation. Separately, after same-day transfers between grantor retained annuity trusts and Kravis, he directly held 68,624,022 common shares. Kravis disclaimed beneficial ownership of indirectly held securities except to the extent of his pecuniary interest.

Insider Trade Summary

400,000 shares gifted

Gift 1 txn

Insider KRAVIS HENRY R

Role Co-Executive Chairman

Type	Security	Shares	Price	Value
Gift	Common Stock F1	400,000	$0.00	$0.00
Holding	Common Stock F2	--	--	--
Holding	Common Stock F2, F3	--	--	--
Holding	Common Stock F4	--	--	--
Holding	Common Stock F5	--	--	--

Holdings After Transaction: Common Stock — 12,006,596 shares (Indirect, See Footnote); Common Stock — 68,624,022 shares (Direct)

Holdings Before and After: Common Stock, 12,406,596 to 12,006,596 shares (Indirect, See Footnote)

Footnotes (5)

1. F1. Represents the donation of 400,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of future charitable donations, and the Partnership continues to hold the remaining shares for future donations.
2. F2. Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
3. F3. These shares are held by grantor retained annuity trusts.
4. F4. These shares are held by a limited partnership, whose general partner is a limited liability company, over which the Reporting Person has investment discretion.
5. F5. These shares of common stock are held by the Reporting Person's spouse.

Key Figures

Donated common shares: 400,000 shares Direct common shares held: 68,624,022 shares

2 metrics

Donated common shares 400,000 shares Donated by a limited partnership controlled by Henry R. Kravis to a charitable foundation on November 11, 2026

Direct common shares held 68,624,022 shares Henry R. Kravis's direct holdings following same-day transfers between grantor retained annuity trusts and Kravis on November 11, 2026

Key Terms

grantor retained annuity trusts, Rule 16a-13, pecuniary interest

3 terms

grantor retained annuity trusts financial

"the transfers between grantor retained annuity trusts and Kravis"

A grantor retained annuity trust (GRAT) is an estate-planning tool where an owner transfers assets into a trust and receives fixed payments back for a set number of years; any remaining assets after that period pass to designated beneficiaries. For investors it matters because it can move future investment growth to heirs while potentially reducing gift and estate taxes — like putting a rising asset in a timed box that pays you first and gives the remaining upside to others.

Rule 16a-13 regulatory

"transfers exempt from reporting pursuant to Rule 16a-13"

pecuniary interest financial

"Kravis has no pecuniary interest in the foundation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many KKR shares were donated on November 11, 2026?

A limited partnership controlled by Henry R. Kravis, KKR & Co. Inc.'s Co-Executive Chairman, donated 400,000 common shares to a charitable foundation on November 11, 2026. Kravis had no pecuniary interest in the foundation.

Does the partnership still hold KKR shares for future donations?

Yes. The partnership continues to hold its remaining shares for future donations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KRAVIS HENRY R

(Last) (First) (Middle)

30 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
KKR & Co. Inc. [ KKR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/11/2026		G(1)		400,000	D	$0	5,060,000	I	See Footnote(1)
Common Stock								68,624,022(2)	D
Common Stock								5,382,000(2)	I	See Footnote(3)
Common Stock								1,549,369	I	See Footnote(4)
Common Stock								15,227	I	See Footnote(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the donation of 400,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of future charitable donations, and the Partnership continues to hold the remaining shares for future donations.

2. Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

3. These shares are held by grantor retained annuity trusts.

4. These shares are held by a limited partnership, whose general partner is a limited liability company, over which the Reporting Person has investment discretion.

5. These shares of common stock are held by the Reporting Person's spouse.

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.

	/s/ Christopher Lee, Attorney-in-fact	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)