[Form 4] KKR & Co. Inc. Insider Trading Activity
Joseph Y. Bae, Co-Chief Executive Officer and Director of KKR & Co. Inc., reported transfers and a disposition of KKR common stock. The filing shows a reported disposition of 4,211,701 shares and multiple indirect holdings reported following the transactions, including 2,154,829, 1,554,567, 10,018,550, and 384,257 shares held indirectly through trusts or partnerships; a direct holding of 7,166 shares is also shown. The filing explains an acquisition by a trust for the benefit of certain family members of limited liability company membership interests corresponding to transferred KKR shares, with the trust paying $227,250.04. The filing further notes that certain securities are held by a limited partnership whose general partner is an LLC over which the reporting person has investment discretion, and the reporting person disclaims beneficial ownership of indirectly held securities except to the extent of any pecuniary interest.
Joseph Y. Bae, Co-Chief Executive Officer e direttore di KKR & Co. Inc., ha segnalato trasferimenti e la cessione di azioni ordinarie KKR. La comunicazione riporta una cessione di 4,211,701 azioni e mostra più partecipazioni indirette successive alle operazioni, incluse 2,154,829, 1,554,567, 10,018,550 e 384,257 azioni detenute indirettamente tramite trust o partnership; è inoltre indicata una partecipazione diretta di 7,166 azioni. Il documento spiega che un trust a beneficio di alcuni familiari ha acquisito quote di una società a responsabilità limitata corrispondenti alle azioni KKR trasferite, versando $227,250.04. Si precisa inoltre che taluni titoli sono detenuti da una limited partnership il cui general partner è una LLC su cui la persona che presenta la segnalazione esercita discrezionalità d'investimento, e che la persona dichiara di non rivendicare la titolarità effettiva dei titoli detenuti indirettamente salvo per l'eventuale interesse patrimoniale.
Joseph Y. Bae, Co-Director Ejecutivo y miembro del consejo de KKR & Co. Inc., informó transferencias y la enajenación de acciones ordinarias de KKR. El informe indica una enajenación de 4,211,701 acciones y refleja varias tenencias indirectas posteriores a las transacciones, incluyendo 2,154,829, 1,554,567, 10,018,550 y 384,257 acciones mantenidas indirectamente a través de fideicomisos o sociedades; también se muestra una tenencia directa de 7,166 acciones. El documento explica que un fideicomiso en beneficio de ciertos familiares adquirió intereses de miembro en una sociedad de responsabilidad limitada equivalentes a las acciones KKR transferidas, pagando $227,250.04. Además, se señala que ciertos valores están en manos de una sociedad comanditaria cuyo socio general es una LLC sobre la que la persona informante tiene discreción de inversión, y la persona renuncia a la condición de propietario beneficiario de los valores mantenidos indirectamente salvo en la medida de cualquier interés pecuniario.
KKR & Co. Inc.의 공동 최고경영자이자 이사인 Joseph Y. Bae는 KKR 보통주의 이전 및 처분을 신고했습니다. 제출 서류에는 4,211,701주의 처분이 보고되어 있으며, 거래 이후 신탁 또는 파트너십을 통해 간접 보유된 2,154,829, 1,554,567, 10,018,550, 384,257주 등 여러 간접 보유 내역과 7,166주의 직접 보유가 기재되어 있습니다. 서류에는 특정 가족 구성원을 위한 신탁이 이전된 KKR 주식에 상응하는 유한책임회사(LLC) 지분을 취득했으며, 신탁이 $227,250.04를 지급했다고 설명되어 있습니다. 또한 일부 증권은 일반 파트너가 LLC인 유한책임조합(LP)에 의해 보유되고 있고, 제출인은 투자 재량을 행사한다고 밝혔으며, 간접 보유 증권에 대해 금전적 이익 범위 이외에는 실질적 소유권을 주장하지 않는다고 명시하고 있습니다.
Joseph Y. Bae, co-directeur général et administrateur de KKR & Co. Inc., a déclaré des transferts et une cession d'actions ordinaires KKR. Le dépôt indique une cession déclarée de 4,211,701 actions et plusieurs détentions indirectes après les transactions, incluant 2,154,829, 1,554,567, 10,018,550 et 384,257 actions détenues indirectement via des trusts ou des partenariats ; une détention directe de 7,166 actions est également mentionnée. Le document précise qu'un trust au bénéfice de certains membres de la famille a acquis des intérêts de membre d'une LLC correspondant aux actions KKR transférées, le trust ayant payé $227,250.04. Il est en outre noté que certains titres sont détenus par une limited partnership dont le general partner est une LLC sur laquelle la personne déclarant exerce une discrétion d'investissement, et que cette personne décline la qualité de propriétaire bénéficiaire des titres détenus indirectement, sauf dans la mesure d'un éventuel intérêt pécuniaire.
Joseph Y. Bae, Co-CEO und Direktor von KKR & Co. Inc., meldete Überträge und eine Veräußerung von KKR-Stammaktien. Die Meldung verzeichnet eine berichtete Veräußerung von 4,211,701 Aktien und mehrere danach gehaltene indirekte Bestände, darunter 2,154,829, 1,554,567, 10,018,550 und 384,257 Aktien, die indirekt über Treuhandstrukturen oder Partnerschaften gehalten werden; außerdem ist ein direkter Bestand von 7,166 Aktien angegeben. Die Einreichung erklärt, dass ein Trust zugunsten bestimmter Familienangehöriger Mitgliedsanteile an einer LLC erworben hat, die den übertragenen KKR-Aktien entsprechen, wobei der Trust $227,250.04 gezahlt hat. Weiterhin wird darauf hingewiesen, dass bestimmte Wertpapiere von einer Limited Partnership gehalten werden, deren General Partner eine LLC ist, über die die meldende Person Investitionsdispositionen ausübt, und die meldende Person erklärt, sie beanspruche kein wirtschaftliches Eigentum an den indirekt gehaltenen Wertpapieren, außer insoweit sie ein pecuniäres Interesse hat.
- Reporting person retains investment discretion over a limited partnership holding 10,018,550 shares, maintaining continued exposure to KKR stock
- Transfers include creation of a trust to benefit family members, with the trust acquiring LLC membership interests and $227,250.04 paid to transferors, indicating an organized estate/ownership structure
- The filing reports a disposition of 4,211,701 shares, a sizeable insider reduction of holdings reported on this Form 4
- No sale price or percentage of outstanding shares is provided for the disposition, limiting investors’ ability to assess material market impact
Insights
TL;DR: Insider reports a large disposition and multiple indirect holdings; market impact is unclear without price or ownership percentage context.
The filing documents a 4,211,701-share disposition alongside several substantial indirect positions, most notably 10,018,550 shares held via a limited partnership. The disclosure also records a trust acquisition of LLC membership interests related to KKR shares for $227,250.04. Because the filing provides no sale price or percentage of outstanding shares, it is not possible from this document alone to determine the transaction's effect on dilution, lock-up status, or insider liquidity. Investors should note the mix of direct and indirect ownership and the reporting person’s stated investment discretion over the partnership holdings.
TL;DR: Transactions appear to be structured transfers to trusts and entities; disclosures include standard disclaimers about indirect ownership.
The report describes intra-family transfers of LLC membership interests that correspond to KKR shares and records the trust’s payment amount. The filing cites Rule 16a-1(a)(4) disclaimers, indicating the reporting person does not admit beneficial ownership of indirectly held securities beyond pecuniary interest. The presence of an attorney-in-fact signature indicates the filing was executed by a designee. From a governance perspective, the disclosure is procedurally complete, but the absence of price, percentage of class, and explicit transaction codes for each line reduces clarity about economic intent and potential insider liquidity events.
Joseph Y. Bae, Co-Chief Executive Officer e direttore di KKR & Co. Inc., ha segnalato trasferimenti e la cessione di azioni ordinarie KKR. La comunicazione riporta una cessione di 4,211,701 azioni e mostra più partecipazioni indirette successive alle operazioni, incluse 2,154,829, 1,554,567, 10,018,550 e 384,257 azioni detenute indirettamente tramite trust o partnership; è inoltre indicata una partecipazione diretta di 7,166 azioni. Il documento spiega che un trust a beneficio di alcuni familiari ha acquisito quote di una società a responsabilità limitata corrispondenti alle azioni KKR trasferite, versando $227,250.04. Si precisa inoltre che taluni titoli sono detenuti da una limited partnership il cui general partner è una LLC su cui la persona che presenta la segnalazione esercita discrezionalità d'investimento, e che la persona dichiara di non rivendicare la titolarità effettiva dei titoli detenuti indirettamente salvo per l'eventuale interesse patrimoniale.
Joseph Y. Bae, Co-Director Ejecutivo y miembro del consejo de KKR & Co. Inc., informó transferencias y la enajenación de acciones ordinarias de KKR. El informe indica una enajenación de 4,211,701 acciones y refleja varias tenencias indirectas posteriores a las transacciones, incluyendo 2,154,829, 1,554,567, 10,018,550 y 384,257 acciones mantenidas indirectamente a través de fideicomisos o sociedades; también se muestra una tenencia directa de 7,166 acciones. El documento explica que un fideicomiso en beneficio de ciertos familiares adquirió intereses de miembro en una sociedad de responsabilidad limitada equivalentes a las acciones KKR transferidas, pagando $227,250.04. Además, se señala que ciertos valores están en manos de una sociedad comanditaria cuyo socio general es una LLC sobre la que la persona informante tiene discreción de inversión, y la persona renuncia a la condición de propietario beneficiario de los valores mantenidos indirectamente salvo en la medida de cualquier interés pecuniario.
KKR & Co. Inc.의 공동 최고경영자이자 이사인 Joseph Y. Bae는 KKR 보통주의 이전 및 처분을 신고했습니다. 제출 서류에는 4,211,701주의 처분이 보고되어 있으며, 거래 이후 신탁 또는 파트너십을 통해 간접 보유된 2,154,829, 1,554,567, 10,018,550, 384,257주 등 여러 간접 보유 내역과 7,166주의 직접 보유가 기재되어 있습니다. 서류에는 특정 가족 구성원을 위한 신탁이 이전된 KKR 주식에 상응하는 유한책임회사(LLC) 지분을 취득했으며, 신탁이 $227,250.04를 지급했다고 설명되어 있습니다. 또한 일부 증권은 일반 파트너가 LLC인 유한책임조합(LP)에 의해 보유되고 있고, 제출인은 투자 재량을 행사한다고 밝혔으며, 간접 보유 증권에 대해 금전적 이익 범위 이외에는 실질적 소유권을 주장하지 않는다고 명시하고 있습니다.
Joseph Y. Bae, co-directeur général et administrateur de KKR & Co. Inc., a déclaré des transferts et une cession d'actions ordinaires KKR. Le dépôt indique une cession déclarée de 4,211,701 actions et plusieurs détentions indirectes après les transactions, incluant 2,154,829, 1,554,567, 10,018,550 et 384,257 actions détenues indirectement via des trusts ou des partenariats ; une détention directe de 7,166 actions est également mentionnée. Le document précise qu'un trust au bénéfice de certains membres de la famille a acquis des intérêts de membre d'une LLC correspondant aux actions KKR transférées, le trust ayant payé $227,250.04. Il est en outre noté que certains titres sont détenus par une limited partnership dont le general partner est une LLC sur laquelle la personne déclarant exerce une discrétion d'investissement, et que cette personne décline la qualité de propriétaire bénéficiaire des titres détenus indirectement, sauf dans la mesure d'un éventuel intérêt pécuniaire.
Joseph Y. Bae, Co-CEO und Direktor von KKR & Co. Inc., meldete Überträge und eine Veräußerung von KKR-Stammaktien. Die Meldung verzeichnet eine berichtete Veräußerung von 4,211,701 Aktien und mehrere danach gehaltene indirekte Bestände, darunter 2,154,829, 1,554,567, 10,018,550 und 384,257 Aktien, die indirekt über Treuhandstrukturen oder Partnerschaften gehalten werden; außerdem ist ein direkter Bestand von 7,166 Aktien angegeben. Die Einreichung erklärt, dass ein Trust zugunsten bestimmter Familienangehöriger Mitgliedsanteile an einer LLC erworben hat, die den übertragenen KKR-Aktien entsprechen, wobei der Trust $227,250.04 gezahlt hat. Weiterhin wird darauf hingewiesen, dass bestimmte Wertpapiere von einer Limited Partnership gehalten werden, deren General Partner eine LLC ist, über die die meldende Person Investitionsdispositionen ausübt, und die meldende Person erklärt, sie beanspruche kein wirtschaftliches Eigentum an den indirekt gehaltenen Wertpapieren, außer insoweit sie ein pecuniäres Interesse hat.
FAQ
Who filed the Form 4 for KKR (KKR)?
What transactions are reported on this Form 4 for KKR (KKR)?
How much did the trust pay in connection with the transfers?
What indirect holdings are disclosed in the filing?
Does the reporting person retain control or discretion over any holdings?
Does the filing clarify beneficial ownership of indirectly held securities?
