KKR & Co. Inc. (KKRS) SEC Filings

Sudol Kathryn King reported acquisition or exercise transactions in this Form 4 filing.

KKR & Co. Inc. reported that Chief Legal Officer & General Counsel Kathryn King Sudol received an award of 300,000 restricted holdings units. These units were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan as part of her compensation.

The award is subject to demanding market price and cliff service vesting conditions, tied to average common stock prices ranging from $150 to $225 and her continued service through May 1, 2031, with certain exceptions if price conditions are met between May 1, 2031 and May 1, 2033. Upon vesting and subject to additional conditions, including three-year transfer restrictions, each restricted holdings unit may be exchanged for one share of KKR common stock. Any units that have not vested by May 1, 2033 will be forfeited.

KKR & Co Inc: Vanguard Capital Management reports beneficial ownership of 50,647,147 shares of Common Stock, representing 5.68% of the class as disclosed on 03/31/2026. The filing shows 6,621,249 shares with sole voting power and 50,647,147 shares with sole dispositive power. The schedule notes holdings include securities held by Vanguard funds and certain affiliates.

KKR & Co. Inc. held a special stockholder meeting to vote on several amendments to its Second Amended and Restated Certificate of Incorporation and a related adjournment proposal. Four governance-related proposals and the adjournment proposal were approved, while a key voting-rights change remains pending.

Proposal 1, which would remove supermajority voting requirements to amend certain charter provisions, received support from 766,481,570 common shares, representing 85.97% of outstanding shares, but fell short of the 90% approval threshold and will be reconsidered at a reconvened virtual meeting on May 21, 2026. Proposals 2, 3, 4, and 5, covering stockholder meeting mechanics, board vacancy-filling authority, board size and charter streamlining, and adjournment authority, all passed with strong majorities. The sole Series I preferred stockholder voted in favor of each proposal, and approved charter amendments will become effective as of the Sunset Date once certificates are filed in Delaware.

KKR & Co. Inc. director Timothy R. Barakett reported an open-market purchase of 50,000 shares of KKR common stock on March 4, 2026, at a weighted average price of $94.47 per share. The shares are held indirectly through a limited partnership, bringing his indirect holdings to 285,000 shares. Separately, he also reports 2,771 shares of KKR common stock held directly.

KKR & Co. Inc. Co-Chief Executive Officer Scott C. Nuttall reported an open-market purchase of 50,000 shares of KKR common stock at a weighted average price of $87.81 per share on February 27, 2026. After this transaction, he directly owns 14,406,748 common shares. The filing also lists additional KKR common stock held indirectly through various trusts and a limited partnership whose general partner is a limited liability company over which he has investment discretion.

KKR & Co. Inc. director and Co‑Chief Executive Officer Joseph Y. Bae reported an indirect open‑market purchase of 50,000 shares of KKR common stock on February 27, 2026. The shares were bought by trusts associated with him at a weighted average price of $88.56 per share.

KKR & Co. Inc. director Mary N. Dillon reported an open‑market purchase of KKR common stock through a trust. On 2026-03-02, the trust bought 22,225 shares at a weighted average price of $90.96 per share, across multiple trades between $90.88 and $90.96.

Following this transaction, the trust held 49,610 shares indirectly, while Dillon also held 1,605 shares directly. The filing notes that detailed trade‑by‑trade pricing information is available upon request.

KKR & Co. Inc. is calling a virtual special meeting of stockholders on April 21, 2026 to vote on a package of charter amendments tied to its 2026 transition to one share, one vote. The centerpiece proposal would remove a legacy 90% supermajority requirement and move all charter changes to simple majority approval. Other proposals would require stockholder actions to occur only at meetings rather than by written consent, give the board exclusive power to fill director vacancies, and let the board set its own size while streamlining legacy provisions. An additional proposal would allow adjournment of the meeting for up to 30 days if support is initially insufficient. As of the February 24, 2026 record date, 891,550,894 common shares and one Series I preferred share were entitled to vote.

KKR & Co. Inc. filed its annual report describing a large, diversified alternative asset manager with integrated insurance and capital markets businesses. As of December 31, 2025, KKR managed $744 billion in assets under management, including $219 billion from its Global Atlantic insurance platform.

The firm’s three main asset management lines are Private Equity with $229 billion of AUM, Real Assets with $192 billion, and Credit and Liquid Strategies with $322 billion. Management fees reached $4.1 billion in 2025, while capital markets transaction fees were $930 million, reflecting growth in fee-based revenues.

KKR also highlights its fully owned Global Atlantic insurance business, a newer Strategic Holdings segment that owns interests in 19 operating companies, and a capital allocation focus on strategic M&A, insurance, Strategic Holdings, and share repurchases. The company employed 5,043 people worldwide at year-end 2025.