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[Form 3] KLA CORP Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

KLA Corporation (KLAC) director Tracy A. Embree filed an initial Form 3 reporting no securities beneficially owned as of the event date 11/05/2025. The filing identifies her relationship to the issuer as Director and confirms it is filed by one reporting person. The form was signed by attorney-in-fact Jeffrey S. Cannon on 11/07/2025.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Embree Tracy A

(Last) (First) (Middle)
C/O KLA CORPORATION
ONE TECHNOLOGY DRIVE

(Street)
MILPITAS CA 95035

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/05/2025
3. Issuer Name and Ticker or Trading Symbol
KLA CORP [ KLAC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Jeffrey S. Cannon, as attorney-in-fact for Tracy A. Embree 11/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did KLA (KLAC) disclose in this Form 3?

An initial statement for director Tracy A. Embree reporting no securities beneficially owned as of 11/05/2025.

Who is the reporting person in KLAC’s Form 3?

Director Tracy A. Embree.

What is the relationship of the reporting person to KLA (KLAC)?

The reporting person is a Director.

What is the event date on the Form 3 for KLAC?

The event date is 11/05/2025.

Did the KLAC Form 3 report any holdings?

No. It states No securities are beneficially owned.

Is the KLAC Form 3 filed individually or jointly?

It is filed by one reporting person.

Who signed the KLAC Form 3 and when?

Signed by /s/ Jeffrey S. Cannon as attorney-in-fact on 11/07/2025.
Kla Corp

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160.03B
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2.56%
Semiconductor Equipment & Materials
Optical Instruments & Lenses
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United States
MILPITAS