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KLA CORP (KLAC) CFO Bren Higgins has shares withheld to cover RSU taxes

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Form Type
4

Rhea-AI Filing Summary

KLA CORP EVP & Chief Financial Officer Bren D. Higgins reported an automatic tax-withholding transaction related to vesting restricted stock units. On August 7, 2026, 4,531.612 shares of common stock were withheld at $193.22 per share to cover tax liability upon vesting of 25% of an RSU grant made August 7, 2025. Following this withholding, Higgins directly held 339,315.4359 shares of KLA common stock, including 128,244.613 shares issuable upon future RSU vesting.

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Insider Higgins Bren D.
Role EVP & Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1, F2 4,531.612 $193.22 $876K
Holdings After Transaction: Common Stock — 339,315.4359 shares (Direct)
Footnotes (2)
  1. F1. On August 7, 2025, the Reporting Person was granted restricted stock units ("RSUs") of shares of KLA common stock. On August 7, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2026.
  2. F2. The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of RSUs.
Shares withheld for taxes 4,531.612 shares Common stock automatically withheld on August 7, 2026 for RSU tax liability
Withholding share price $193.22 per share Closing price on August 6, 2026 used as fair market value
Shares held after transaction 339,315.4359 shares Direct holdings of Bren D. Higgins following tax-withholding disposition
Unvested RSU-related shares 128,244.613 shares Shares issuable upon future vesting of restricted stock units
RSU vesting percentage 25% Portion of August 7, 2025 RSU grant that vested on August 7, 2026
restricted stock units financial
"the Reporting Person was granted restricted stock units ("RSUs") of shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares of KLA common stock were automatically withheld at vesting to cover required tax withholding"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
fair market value financial
"The fair market value of KLA common stock used for purposes of calculating the number of shares"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
closing price financial
"was the closing price of KLA common stock as reported on August 6, 2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did KLA CORP (KLAC) CFO Bren D. Higgins report on this Form 4?

Bren D. Higgins reported an automatic tax-withholding disposition of 4,531.612 shares of KLA common stock. The shares were withheld on August 7, 2026 to cover taxes due upon vesting of previously granted restricted stock units.

How many KLAC shares were withheld for taxes from Bren D. Higgins’ RSU vesting?

A total of 4,531.612 shares of KLA common stock were withheld to satisfy required tax withholding. The withholding occurred automatically when 25% of Higgins’ August 7, 2025 restricted stock unit grant vested on August 7, 2026.

At what price were Bren D. Higgins’ KLAC shares valued for tax withholding?

The withheld shares were valued at a fair market value of $193.22 per share. This reflected the closing price of KLA common stock reported on August 6, 2026, which was used to calculate the number of shares needed to cover taxes.

How many KLAC shares does Bren D. Higgins hold after this Form 4 transaction?

After the tax-withholding transaction, Bren D. Higgins directly held 339,315.4359 KLAC shares. This figure includes 128,244.613 shares that are not yet issued but are issuable upon vesting of outstanding restricted stock units.

Was Bren D. Higgins’ KLAC Form 4 transaction a market sale or a tax withholding?

The Form 4 reports a tax-withholding disposition, not an open-market sale. Shares were automatically withheld at RSU vesting to pay required tax liability, consistent with the grant’s terms, rather than being voluntarily sold into the market.

What portion of Bren D. Higgins’ KLAC RSUs vested in this Form 4 event?

On August 7, 2026, 25% of the restricted stock units granted on August 7, 2025 vested. This vesting triggered the automatic withholding of 4,531.612 shares of KLA common stock to cover taxes associated with that RSU vesting.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Higgins Bren D.

(Last)(First)(Middle)
ONE TECHNOLOGY DRIVE

(Street)
MILPITAS CALIFORNIA 95035

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KLA CORP [ KLAC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/07/2026F4,531.612(1)D$193.22339,315.4359(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On August 7, 2025, the Reporting Person was granted restricted stock units ("RSUs") of shares of KLA common stock. On August 7, 2026, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2026.
2. The number of shares of KLA common stock includes 128,244.613 shares issuable upon vesting of RSUs.
/s/ Jeffrey S. Cannon, as attorney-in-fact for Bren D. Higgins08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)